Putnam County Securities Lawyers

Compare top rated New York attorneys serving Putnam County.
Robert L. Herskovits
PREMIUM

Free consultation, experienced representation in securities law cases. Call now!

I’m an experienced New York securities law attorney. I represent clients who have experienced fraud or misconduct in the securities industry and I fight to help them pursue the justice and compensation they deserve. Read More »
10.0Justia Lawyer Rating for Robert L. Herskovits View Profile
Brian J. Neville
PREMIUM

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
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Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation. Mr. Swayze represents clients... Read More »
10.0Justia Lawyer Rating for Daniel J. Swayze View Profile
Robert J. Grand
PREMIUM

New York Securities Law Attorney with 25 years experience

Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial... Read More »
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Michael S. Komar
PREMIUM

New York Securities Law Attorney with 37 years experience

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens... Read More »
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Neil Stanley Belloff
Claimed Lawyer Profile
Putnam County, NY Securities Law Attorney with 35 years experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Quinnipiac University School of Law and Georgetown University Law Center
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
Claimed Lawyer Profile
Westchester County, NY Securities Law Lawyer with 22 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Westchester County, NY Securities Law Attorney with 18 years experience
(347) 239-4119 5 The Logging Rd
Waccabuc, NY 10597
Securities, Appeals, Construction and Employment
Texas Tech University School of Law
Robert L. Herskovits
Claimed Lawyer ProfileLII PlatinumBlawg SearchSocial MediaResponsive Law
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationNew York County, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
New York County, NY Securities Law Lawyer with 4 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Ralph Behr
Claimed Lawyer ProfileQ&ABlawg SearchSocial MediaResponsive Law
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York County, NY Securities Law Lawyer with 43 years experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
New York County, NY Securities Law Lawyer with 31 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Adam Gana
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York County, NY Securities Law Lawyer with 14 years experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 13 years experience
(212) 813-2292 7 World Trade Center, 250 Greenwich Street
24th Floor
New York, NY 10006
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Neil Fridman
Claimed Lawyer ProfileOffers Video ChatSocial MediaResponsive Law
New York County, NY Securities Law Lawyer with 10 years experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationOffers Video ChatSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Adam J. Heckler
PREMIUM

New York Securities Law Attorney

St. John's University School of LawU.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York, New Jersey and New York
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Robert Van de Veire
PREMIUM

New York Securities Law Lawyer

St. John's University School of LawDistrict of New Jersey, Eastern District of New York, New Jersey, New York and Southern District of New York
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Sonya Tien
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 8 years experience
(212) 810-7688 42 Broadway
Suite 12-149
New York, NY 10004
Securities, Business, IP and Personal Injury
Columbia Law School
Sonya Tien is a strategic litigation, corporate and IP attorney. She was recognized as a Rising Star in Super Lawyers 2020 and her articles have been published by the Wall Street Lawyer and Practising Law Institute.

Before founding Tien Law Firm, Ms. Tien practiced law at Fried, Frank, Harris, Shriver & Jacobson with a focus on corporate transactions, corporate compliance, SEC & DOJ enforcement, real estate, and commercial litigation, where she assisted in representing a variety of real estate and bank clients, such as Bank of America, Credit Suisse, Deutsche Bank, Goldman Sachs, Barclays, Oppenheimer, CBRE, and Tishman Speyer.

Ms....
Marc Fitapelli
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Lawyer with 13 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Ross B. Intelisano
Claimed Lawyer ProfileOffers Video ChatQ&ABlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationOffers Video ChatNew York County, NY Securities Law Attorney with 25 years experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Christopher J. Gray
Claimed Lawyer ProfileLII SilverBlawg SearchSocial Media
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York County, NY Securities Law Lawyer with 23 years experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Jenice Malecki
Claimed Lawyer ProfileOffers Video ChatLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Attorney with 28 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ChatSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Ryan Gordon Blanch
Claimed Lawyer ProfileSocial MediaResponsive Law
New York County, NY Securities Law Attorney with 19 years experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 23 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney with 29 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
John G. Rich
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ChatNew York County, NY Securities Law Attorney with 38 years experience
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Adam Gana
PREMIUM

Skilled & Experienced Securities Law Attorney! Aggressive Legal Representation!

I am a knowledgeable and skilled securities lawyer. I am dedicated to exceptional advocacy for securities arbitration and business litigation. Visit my website for client reviews and results. Call for a consultation. Read More »
10.0Justia Lawyer Rating for Adam Gana View Profile
Scott L. Silver Esq.
PREMIUM

Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!

I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
10.0Justia Lawyer Rating for Scott L. Silver Esq. View Profile
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Attorney with 12 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Attorney with 9 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Joseph Andrew Gershman
Claimed Lawyer ProfileOffers Video ChatLII GoldBlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ChatNew York County, NY Securities Law Lawyer with 23 years experience
Securities, Bankruptcy and Real Estate
Harvard Law School
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review Ratings as an AV Preeminent attorney, its highest designation, with his peers recognizing him as “an excellent lawyer” and “an outstanding litigator”. He is also a recipient of The Legal Aid Society’s 2013 Pro Bono Publico Award for outstanding service to the Society and its clients.

Mr. Gershman has extensive experience within the areas of complex commercial, securities, real estate and bankruptcy litigation, as well as commercial...
Brian J. Neville
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 33 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Daniel E. Katz
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ChatNew York County, NY Securities Law Lawyer with 39 years experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Daniel E. Katz is a Founding Partner of Rich, Intelisano & Katz, LLP. He specializes in construction law, commercial law and securities and employment arbitrations. Mr. Katz has received the highest designation (A-V) from the Martindale-Hubbell Peer Rating Review. He was recognized as a "Super Lawyer" in the field of Construction Litigation every year since 2006. He is also a Fellow in the Construction Lawyers Society of America, which is a nationwide organization of leading practitioners in the field.

Mr. Katz obtained his Juris Doctor magna cum laude from Brooklyn Law School. He graduated from the University of Michigan with a...
Darryl J. Bouganim
Claimed Lawyer ProfileOffers Video ChatLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Lawyer with 6 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Offers Video ChatSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts against big securities brokerage firms. His practice focuses on securities fraud, commercial litigation, and securities employment or industry disputes. Mr. Bouganim provides top-notch legal representation to his clients in arbitration, court litigation, mediation, and regulatory matters.

Originally from Toronto, Canada, Mr. Bouganim relocated to the United States to practice law as part of his life mission to help others. Mr. Bouganim joined the Malecki Law team after a few years of...
Louis A Russo
Claimed Lawyer ProfileOffers Video ChatSocial MediaResponsive Law
New York County, NY Securities Law Lawyer with 12 years experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationOffers Video ChatSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Ralph Stone
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 29 years experience
(212) 203-4864 1700 Broadway
41st Floor
New York, NY 10019
Securities, Business and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Adam J. Weinstein
PREMIUM

Experienced & Successful Securities Law Attorney! Exceptional Representation!

I am an experienced and aggressive securities law attorney. My practice is dedicated to all aspects of securities and commercial litigation. Visit my website to see case verdicts and reviews, or call for a consultation. Read More »
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Marvin L. Frank
PREMIUM

Free Consultation! Experienced & Esteemed Securities Attorney! Skilled Advocacy!

I provide exceptional legal representation for antitrust and securities law matters. I am dedicated to aggressive representation for your legal needs! Visit my website for case results and call for a free consultation. Read More »
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Mark J. Astarita
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
New York County, NY Securities Law Attorney with 38 years experience
(212) 509-6544 11 Broadway
#615
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Robert Van de Veire
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Lawyer
(212) 658-1852 28 Liberty St 30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
Jessica Murzyn
Claimed Lawyer ProfileOffers Video ChatLII GoldBlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ChatNew York County, NY Securities Law Attorney with 20 years experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
New York County, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 31 years experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options,...
Jaimie F. Dockray
Claimed Lawyer ProfileOffers Video ChatLII GoldBlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ChatNew York County, NY Securities Law Lawyer with 25 years experience
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
Andrew Abramowitz
Claimed Lawyer ProfileBlawg SearchSocial Media
New York County, NY Securities Law Lawyer with 22 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney with 5 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Brandon S. Schwartz
Claimed Lawyer ProfileSocial MediaResponsive Law
New York County, NY Securities Law Lawyer with 2 years experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Jessica Murzyn
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Experienced and Determined Legal Representation in Securities Law! Call Now!

I am a skilled and dedicated securities law attorney. I provide exceptional legal advice and advocacy for those with securities law needs. Visit my website for more information and case results. Call for a consultation. Read More »
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Asher Hawkins
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Free Consultation! Knowledgeable & Dedicated Securities & Antitrust Attorney!

I am a knowledgeable and experienced securities and antitrust law attorney. I provide skilled representation for a wide range of legal matters. Visit my website for settlements and verdicts, call for a free consultation. Read More »
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