Putnam County, New York Securities Lawyers

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Jessica Murzyn
(212) 684-0300
New York, NY Securities Law Attorney
Barry R. Lax
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
22 years experience
Brian J. Neville
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
22 years experience
Neil Stanley Belloff
Claimed Lawyer Profile
Putnam County, NY Securities Law Attorney. 31 years experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
Claimed Lawyer Profile
Westchester County, NY Securities Law Lawyer. 18 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer. 10 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 24 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
JENICE L. MALECKI, ESQ. is a New York based Securities Fraud Attorney and founder of Malecki Law, with other attorneys and staff. Her firm represents clients nationally and internationally in securities fraud arbitration, litigation and mediation. Ms. Malecki’s clients include a wide array of individuals and entities from elderly widows to Fortune 500 entrepreneurs and institutional investors. Her firm represents large securities industry whistleblowers at the SEC, DOJ and FINRA, handles securities industry employment and license issues, often involving CRD Form U-4/U-5, and regulatory investigations and enforcement proceedings before the SEC and FINRA. They handle commercial litigation, arbitration, mediation and...
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 25 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Rockland County, NY Securities Law Lawyer. 27 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 38 years experience
(888) 847-2529 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Michael J. Giarrusso
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Syracuse University College of Law
Adam Julien Gana
(800) 810-4262Free Consultation
New York, NY Securities Law Lawyer
10 years experience
David J. Lee
Free Consultation
New York, NY Securities Law Attorney
10 years experience
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York County, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer.
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Samuel B. Edwards
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
John Tollefsen
Claimed Lawyer Profile
New York County, NY Securities Law Attorney. 42 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
David I. Wax
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
Fordham University School of Law and University of Michigan Law School
David S. Rich
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 21 years experience
(212) 209-3972 708 Third Avenue
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 1st Street
Englewood Cliffs, NJ 07632
Robert A. Kantas
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
David J. Lee
LII GoldSocial Media
New York County, NY Securities Law Attorney. 10 years experience
New York, NY 10018
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
Adam J. Weinstein
(800) 810-4262Free Consultation
New York, NY Securities Law Attorney
Michael J. Giarrusso
(212) 696-1999Free Consultation
New York, NY Securities Law Attorney
Kenneth O'Connor
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Lawyer. 22 years experience
(212) 248-0225 Office Hours by Appointment Only
75 South Broadway- Suite 44029
White Plains, NY 10601
Securities, Arbitration & Mediation, Broker Fraud and Employment
Seton Hall University School of Law
Tanya C. Edwards
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center and University of Houston Law Center
Frank Xu
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 9 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
William S. Shepherd
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 21 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 1 year experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Robert M. Van de Veire
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
St. John's University School of Law
Marc Fitapelli
(877) 238-4175Free Consultation
New York, NY Securities Law Lawyer
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 19 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 8 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Jeffrey Michael Haber
Claimed Lawyer Profile
New York County, NY Securities Law Lawyer. 27 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
David Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 6 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 34 years experience
(888) 732-2889 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(888) 732-2889 60 Pompton Ave
Verona, NJ 07044
(888) 732-2889 2255 Glades Rd
#300e
Boca Raton, FL 33431
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 29 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.