Putnam County, New York Securities Lawyers

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Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
Adam J. Weinstein
(800) 810-4262Free Consultation
New York, NY Securities Law Attorney
Brian J. Neville
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
23 years experience
Neil Stanley Belloff
Claimed Lawyer Profile
Putnam County, NY Securities Law Attorney. 32 years experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
Claimed Lawyer Profile
Westchester County, NY Securities Law Lawyer. 19 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 25 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ALII GoldSocial Media
New York County, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York County, NY Securities Law Lawyer. 1 year experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Frank Xu
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 10 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 35 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 35 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
(561) 989-9080 2255 Glades Rd
#300e
Boca Raton, FL 33431
Robert A. Kantas
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 9 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Marc Fitapelli
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
William S. Shepherd
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 26 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 30 years experience
(212) 742-3390 26 Broadway
21st Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
(908) 233-6800 53 Cardinal Dr
Westfield, NJ 07090
Jay P. Saltzman
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 22 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Joseph Andrew Gershman
(212) 684-0300
New York, NY Securities Law Lawyer
20 years experience
Marc Fitapelli
(877) 238-4175Free Consultation
New York, NY Securities Law Lawyer
John Alexander Bates
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Attorney. 13 years experience
(203) 252-7374 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Victor Rivera Jr.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 28 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Harvard Law School
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 23 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
David I. Wax
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
Fordham University School of Law and University of Michigan Law School
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 39 years experience
(888) 847-2529 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Jessica Murzyn
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Thomas Wyckoff
Claimed Lawyer Profile
New York County, NY Securities Law Attorney. 25 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(202) 618-3722 200 Pennslyvania Avenue, N.W.
Washington, DC 20037
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Adam Julien Gana
(800) 810-4262Free Consultation
New York, NY Securities Law Lawyer
11 years experience
PREMIUM
Ryan Cook
(800) 259-9010Free Consultation
Securities Lawyer
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Rockland County, NY Securities Law Lawyer. 28 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 30 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 35 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Darryl J. Bouganim
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer.
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation and Employment
Michigan State University
Clem G. Turner
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 19 years experience
(646) 393-4701 110 Wall Street
11th Floor
New York, NY 10005
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer.
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
John Tollefsen
Claimed Lawyer Profile
New York County, NY Securities Law Attorney. 42 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
David S. Rich
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 22 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Jay P. Saltzman
(800) 497-8076
New York, NY Securities Law Attorney
22 years experience