Putnam County Securities Lawyers

Compare top rated New York attorneys serving Putnam County.
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Robert L. Herskovits
PREMIUM
Robert L. Herskovits
Securities Lawyer Serving Putnam County, NY
10.0Justia Lawyer Rating for Robert L. Herskovits
Free consultation, experienced representation in securities law cases. Call now!
I’m an experienced New York securities law attorney. I represent clients who have experienced fraud or misconduct in the securities industry and I fight to help them pursue the justice and compensation they deserve. Read More »
Robert J. Grand
PREMIUM
Robert J. Grand
Securities Lawyer Serving Putnam County, NY
New York Securities Law Attorney with 27 years of experience
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial... Read More »
Jaimie F. Dockray
PREMIUM
Jaimie F. Dockray
Securities Lawyer Serving Putnam County, NY
10.0Justia Lawyer Rating for Jaimie F. Dockray
Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!
I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
Christopher Keogh
PREMIUM
Christopher Keogh
Securities Lawyer Serving Putnam County, NY
New York Securities Law Attorney
Fordham University School of LawNew Jersey
Matthew C. Plant
PREMIUM
Matthew C. Plant
Securities Lawyer Serving Putnam County, NY
New York Securities Law Lawyer with 23 years of experience
Brooklyn Law SchoolNew Jersey, U.S. District Court Eastern District of New York, U.S. District Court of New Jersey, U.S. District Court Southern District of New York and New York
Neil Stanley Belloff
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Neil Stanley Belloff
Putnam County, NY Securities Law Attorney with 37 years of experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Quinnipiac University School of Law and Georgetown University Law Center
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
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Andrew O'Toole
Westchester County, NY Securities Law Lawyer with 24 years of experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Jonathan S. Berck
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Jonathan S. Berck
Dutchess County, NY Securities Law Attorney with 35 years of experience
(845) 335-7026 16 Church Street
Beacon, NY 12508
Securities, Business and Cannabis Law
Harvard Law School and Columbia Law School
Shivani Mitesh Patel
Westchester County, NY Securities Law Attorney with 19 years of experience
(347) 239-4119 5 The Logging Rd
Waccabuc, NY 10597
Securities, Appeals, Construction and Employment
Texas Tech University School of Law
Ralph Behr
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Ralph Behr
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York County, NY Securities Law Lawyer with 46 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York County, NY Securities Law Lawyer with 33 years of experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationOffers Video ConferencingVideo ConfNew York County, NY Securities Law Attorney with 27 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
New York County, NY Securities Law Lawyer with 22 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Barry R. Lax
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Barry R. Lax
New York County, NY Securities Law Lawyer with 28 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Mary Madeline Roberts
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Mary Madeline Roberts
New York County, NY Securities Law Lawyer with 6 years of experience
(212) 616-7555 43 West 43rd Street
Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION: Email: inquiry@marymadelineroberts.legal Phone: (212) 616-7555 http://www.marymadelineroberts.legal
Marvin L. Frank
PREMIUM
Marvin L. Frank
Securities Lawyer Serving Putnam County, NY
Free Consultation! Experienced & Esteemed Securities Attorney! Skilled Advocacy!
I provide exceptional legal representation for antitrust and securities law matters. I am dedicated to aggressive representation for your legal needs! Visit my website for case results and call for a free consultation. Read More »
Scott L. Silver Esq.
PREMIUM
Scott L. Silver Esq.
Securities Lawyer Serving Putnam County, NY
10.0Justia Lawyer Rating for Scott L. Silver Esq.
Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!
I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
Robert L. Herskovits
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Robert L. Herskovits
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationNew York County, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Adam Gana
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Adam Gana
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York County, NY Securities Law Lawyer with 16 years of experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Jenice Malecki
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Jenice Malecki
New York County, NY Securities Law Attorney with 30 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Thomas Ajamie
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Thomas Ajamie
New York County, NY Securities Law Attorney with 36 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Marc Fitapelli
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Marc Fitapelli
New York County, NY Securities Law Lawyer with 15 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Mark J. Astarita
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Mark J. Astarita
New York County, NY Securities Law Attorney with 40 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Brian J. Neville
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Brian J. Neville
New York County, NY Securities Law Lawyer with 28 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Bradley L. Henry
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Bradley L. Henry
New York County, NY Securities Law Attorney with 15 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Neil Fridman
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Neil Fridman
New York County, NY Securities Law Lawyer with 13 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Christopher J. Gray
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Christopher J. Gray
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York County, NY Securities Law Lawyer with 25 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Adam J. Weinstein
PREMIUM
Adam J. Weinstein
Securities Lawyer Serving Putnam County, NY
Experienced & Successful Securities Law Attorney! Exceptional Representation!
I am an experienced and aggressive securities law attorney. My practice is dedicated to all aspects of securities and commercial litigation. Visit my website to see case verdicts and reviews, or call for a consultation. Read More »
Brian J. Neville
PREMIUM
Brian J. Neville
Securities Lawyer Serving Putnam County, NY
Free Consultation! Successful & Experienced Attorney! Dedicated Representation!
I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
John G. Rich
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John G. Rich
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ConferencingVideo ConfNew York County, NY Securities Law Attorney with 40 years of experience
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Marvin L. Frank
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Marvin L. Frank
New York County, NY Securities Law Attorney with 31 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Robert W. Anderson
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Robert W. Anderson
New York County, NY Securities Law Attorney with 35 years of experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York County, NY Securities Law Attorney with 22 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
David Edward Robbins
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David Edward Robbins
New York County, NY Securities Law Lawyer with 47 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Bill Singer
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Bill Singer
New York County, NY Securities Law Attorney
(917) 520-2836 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...
Ekaterina Mouratova
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Ekaterina Mouratova
New York County, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Elisabeth Haub School of Law - Pace University
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Brandon S. Schwartz
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Brandon S. Schwartz
New York County, NY Securities Law Lawyer with 4 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Steven Cramer
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Steven Cramer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ConferencingVideo ConfNew York County, NY Securities Law Lawyer with 28 years of experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.

Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
Louis A Russo
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Louis A Russo
New York County, NY Securities Law Lawyer with 14 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Barry R. Lax
PREMIUM
Barry R. Lax
Securities Lawyer Serving Putnam County, NY
Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!
I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
Asher Hawkins
PREMIUM
Asher Hawkins
Securities Lawyer Serving Putnam County, NY
Free Consultation! Knowledgeable & Dedicated Securities & Antitrust Attorney!
I am a knowledgeable and experienced securities and antitrust law attorney. I provide skilled representation for a wide range of legal matters. Visit my website for settlements and verdicts, call for a free consultation. Read More »
Brent Adam Burns
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Brent Adam Burns
New York County, NY Securities Law Attorney with 28 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Darryl J. Bouganim
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Darryl J. Bouganim
New York County, NY Securities Law Lawyer with 8 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Offers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts against big securities brokerage firms. His practice focuses on securities fraud, commercial litigation, and securities employment or industry disputes. Mr. Bouganim provides top-notch legal representation to his clients in arbitration, court litigation, mediation, and regulatory matters.

Originally from Toronto, Canada, Mr. Bouganim relocated to the United States to practice law as part of his life mission to help others. Mr. Bouganim joined the Malecki Law team after a few years of...
Barbara Jane Hart
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Barbara Jane Hart
New York County, NY Securities Law Lawyer with 29 years of experience
(855) 244-2031 485 Lexington Ave
29th Floor
New York, NY 10017
Securities and Civil Rights
Fordham University School of Law
Barbara Hart is a principal at Grant & Eisenhofer and serves on the firm’s Executive Committee. Ms. Hart has nearly three decades of experience as a leader in plaintiffs’ litigation. She has represented institutional investors, including many public pension funds, in securities and antitrust litigation and served as lead counsel in 4 of the top 100 securities class action settlements. Ms. Hart has also achieved substantive antitrust and False Claims Act/Qui Tam settlements on behalf of her clients. In addition, Ms. Hart has represented other matters include representation of approximately 45 adult survivors of sexual abuse who brought claims against the...
Donnell Much
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Donnell Much
New York County, NY Securities Law Lawyer
(800) 810-4262 345 7th Ave
21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
Georgetown University Law Center and Loyola University New Orleans College of Law
Gregory A. Frank
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Gregory A. Frank
New York County, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Andrew Abramowitz
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Andrew Abramowitz
New York County, NY Securities Law Lawyer with 24 years of experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Raoul Duggal
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Raoul Duggal
New York County, NY Securities Law Lawyer with 21 years of experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Robert J. Moses
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Robert J. Moses
New York County, NY Securities Law Lawyer with 29 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Jonathan Kurta
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Jonathan Kurta
New York County, NY Securities Law Attorney with 14 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Jessica Murzyn
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Jessica Murzyn
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video ConferencingVideo ConfNew York County, NY Securities Law Attorney with 22 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
John R. Menz
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John R. Menz
Securities Lawyer Serving Putnam County, NY
New York Securities Law Attorney with 36 years of experience
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and... Read More »
Tony  Harwood
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Tony Harwood
Securities Lawyer Serving Putnam County, NY
Experienced, Highly Rated Securities Attorney! Call Today!
I am an experienced securities fraud attorney committed to helping investors and investment professionals in matters such as FINRA arbitrations, securities fraud lawsuits, class action lawsuits, and more. Call now! Read More »
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