Richmond County, New York Securities Lawyers

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Scott L. Silver Esq.
Scott L. Silver Esq.
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Securities Law Attorney with 22 years experience

Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action... Read More »
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Brian J. Neville
Brian J. Neville
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New York Securities Law Lawyer with 24 years experience

New York University School of LawNew York
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Kirk G. Smith
Kirk G. Smith
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Securities Lawyer

South Texas College of LawTexas
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Barry R. Lax
Barry R. Lax
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New York Securities Law Lawyer with 24 years experience

Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and... Read More »
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Mr. Richard Albert Luthmann Jr.
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Richmond County, NY Securities Law Attorney with 13 years experience
(718) 447-0003 1811 Victory Boulevard
 Staten Island, NY 10314
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
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Cédric Teissier
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Dallas County, NY Securities Law Lawyer
(331) 407-3120 21, avenue George V
 Paris, NY 75015
Securities, Bankruptcy, Energy and Environmental
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Jenice Malecki
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New York County, NY Securities Law Attorney with 26 years experience
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Mary Madeline Roberts
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New York County, NY Securities Law Lawyer with 2 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
 New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Adam Julien Gana
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New York County, NY Securities Law Lawyer with 12 years experience
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
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Ekaterina Mouratova
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New York County, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
 New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Bradley L. Henry
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New York County, NY Securities Law Attorney with 11 years experience
(212) 813-2292 American Express Tower, 200 Vesey Street
24th Floor
 New York, NY 10281
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
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Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets.  In addition to his white collar practice, Brad also represents individuals charged with...
(865) 670-8535 900 S. Gay Street Suite 1950
 KNOXVILLE, TN 37902
Marvin L. Frank
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New York County, NY Securities Law Attorney with 27 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Jeffrey Michael Haber
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New York County, NY Securities Law Lawyer with 29 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
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Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
(631) 574-4454 105 Maxess Road, Suite S124
 Melville, NY 11747
Manuel G.R. Rivera
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New York County, NY Securities Law Attorney with 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
 New York, NY 10103
Securities
Harvard Law School and Yale University
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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
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Joseph Andrew Gershman
Joseph Andrew Gershman
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New York Securities Law Lawyer with 21 years experience

Harvard Law School2nd Circuit, U.S. District Court, District of Colorado, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New York
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Robert A. Kantas
Robert A. Kantas
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Securities Lawyer

4th Circuit, D.C. Circuit, Texas, U.S. District Court, District of the District of Columbia, U.S. District Court, Eastern District of Wisconsin, U.S. District Court, Northern District of California, U.S. District...
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William S. Shepherd
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New York County, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
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Frank Xu
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New York County, NY Securities Law Attorney with 10 years experience
(212) 488-2580 40 Wall Street
Suite 3301
 New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Jonathan Kurta
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New York County, NY Securities Law Attorney with 10 years experience
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
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Robert A. Kantas
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New York County, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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Asher Hawkins
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New York County, NY Securities Law Attorney with 3 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
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Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Robert W. Anderson
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New York County, NY Securities Law Attorney with 31 years experience
(212) 742-3390 26 Broadway
21st Floor
 New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
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Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
(908) 233-6800 53 Cardinal Dr
 Westfield, NJ 07090
Ross B. Intelisano
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New York County, NY Securities Law Attorney with 23 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
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Ronald H. Thrash
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New York County, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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Kirk G. Smith
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New York County, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
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Joseph Andrew Gershman
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New York County, NY Securities Law Lawyer with 21 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
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Marvin L. Frank
Marvin L. Frank
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New York Securities Law Attorney with 27 years experience

New York Law SchoolNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S....
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Marc Fitapelli
Marc Fitapelli
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New York Securities Law Lawyer

Maurice A. Deane School of Law at Hofstra UniversityNew Jersey, New York and U.S. District Court, Southern District of New York
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Adam J. Weinstein
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New York County, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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David W. Schmidt
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New York County, NY Securities Law Attorney with 40 years experience
(844) 288-7978 14 Wall St
#6B
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
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David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(844) 288-7978 123 N Union Ave
#305
 Cranford, NJ 07016
Gregory A. Frank
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New York County, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Stuart David Meissner
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New York County, NY Securities Law Lawyer with 29 years experience
(212) 764-3100 54 W. 40th Street
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
 Nyack, NY 10960
Nyarumba Nota Esq
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New York County, NY Securities Law Lawyer with 18 years experience
(646) 808-0750 11 Broadway, Ste 615
 New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
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I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York County, NY Securities Law Lawyer with 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
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Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Daniel E. Katz
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New York County, NY Securities Law Lawyer with 36 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
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David Miller
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New York County, NY Securities Law Lawyer with 8 years experience
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
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Brian J. Neville
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New York County, NY Securities Law Lawyer with 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
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Joseph Potashnik
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New York County, NY Securities Law Lawyer with 12 years experience
(212) 577-6677 111 Broadway
Suite 1305
 New York, NY 10006
Securities, Broker Fraud, Criminal and Health Care
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My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
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Robert R. Miller
Robert R. Miller
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New York Securities Law Attorney

New York Law SchoolNew York
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Daniel J. Swayze
Daniel J. Swayze
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New York Securities Law Attorney

Boston College Law SchoolNew Jersey, New York, U.S. District Court for the District of New Jersey, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Anthony George Mango
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New York County, NY Securities Law Lawyer with 24 years experience
(877) 464-2889 225 W 34th St
#1919
 New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
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Mark J. Astarita
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New York County, NY Securities Law Attorney with 36 years experience
(212) 509-6544 100 Park Avenue
#1600
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
 Verona, NJ 07044
(561) 989-9080 3010 North Military Trail
#201
 Boca Raton, FL 33431
Darryl J. Bouganim
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New York County, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Securities, Arbitration & Mediation and Employment
Michigan State University
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Robert J. Moses
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New York County, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
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Jay P. Saltzman
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New York County, NY Securities Law Attorney with 23 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
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Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Raoul Duggal
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New York County, NY Securities Law Lawyer with 16 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
 New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Marc Fitapelli
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New York County, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
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Mary Grace White
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New York County, NY Securities Law Lawyer
(212) 696-1999 1450 Broadway 35th Floor
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
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Justin Goldblatt
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New York County, NY Securities Law Attorney with 12 years experience
(212) 906-1719 885 Third Avenue
 New York, NY 10022
Securities, Bankruptcy and Energy
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Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 29 years experience
(713) 860-1600 460 Park Avenue
21st Floor
 New York, NY 10022
Securities, Business and Consumer
New York University
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Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
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Ryan Cook
Ryan Cook
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Securities Lawyer

South Texas College of LawTexas
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Darryl J. Bouganim
Darryl J. Bouganim
PREMIUM

New York Securities Law Lawyer

Michigan State UniversityNew Jersey and New York
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