Richmond County, New York Securities Lawyers

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Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Richmond County, NY Securities Law Attorney. 13 years experience
(347) 270-8502 The Morgan Properties Building
2040 Victory Boulevard
Staten Island, NY 10314
Free ConsultationSecurities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Cédric Teissier
Claimed Lawyer Profile
Dallas County, NY Securities Law Lawyer.
(331) 407-3120 21, avenue George V
Paris, NY 75015
Securities, Bankruptcy, Energy and Environmental
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 25 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She is currently the Vice-President on the board of the PIABA Foundation, with a mission to educate investors,...
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Robert A. Kantas
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Lawyer.
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 26 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Robert M. Van de Veire
(212) 943-1233Free Consultation
New York, NY Securities Law Lawyer
Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
Mary Madeline Roberts
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 1 year experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in New York and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. Email m.madeline.roberts@madelineroberts.com OR visit http://www.marymadelineroberts.legal for a FREE INITIAL CONSULTATION. PRACTICE AREAS: corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses art and entertainment law contract law, ranging from drafting, negotiating to review. debt disputes commercial litigation EDUCATION: Tufts University, A.B. Political Science & Art History, Summa cum laude, ‘11 University of Chicago Law...
Frank Xu
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 9 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ALII GoldSocial Media
New York County, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 39 years experience
(888) 847-2529 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016
Ronald H. Thrash
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York County, NY Securities Law Attorney. 2 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
David Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 7 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 19 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
Marc Fitapelli
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
Michael J. Giarrusso
Free Consultation
New York, NY Securities Law Attorney
Adam M. Nicolazzo
(212) 943-1233Free Consultation
New York, NY Securities Law Lawyer
8 years experience
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York County, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Nyarumba Nota Esq
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 17 years experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
William S. Shepherd
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
Robert M. Van de Veire
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
St. John's University School of Law
Bob has been with Malecki Law since 2009. With a degree in Economics/Finance and having worked in a branch of a large national broker-dealer, he draws upon his experience outside his legal training to best represent his clients. Bob has been recognized for his accomplishments as an attorney, having been named a Rising Star in Securities Litigation by SuperLawyers in both 2015 and 2016.He also serves as co-chair of New York County Lawyers Association’s (NYCLA) Securities and Exchanges Committee. He has been interviewed on national news, providing commentary on issues related to arbitration, and regularly authors articles in professional journals...
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 9 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 30 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Michael J. Giarrusso
LII GoldSocial Media
New York County, NY Securities Law Attorney.
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Syracuse University College of Law
Victor Rivera Jr.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 28 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Harvard Law School
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer. 27 years experience
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York County, NY Securities Law Lawyer.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Anna Rubin
Claimed Lawyer Profile
New York County, NY Securities Law Attorney. 10 years experience
(212) 804-7012 11 Broadway, Suite 814
New York, NY 10004
Securities, Criminal, DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
Anthony George Mango
Claimed Lawyer Profile
New York County, NY Securities Law Lawyer. 23 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney. 35 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Felix Shipkevich
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 13 years experience
(888) 433-8444 65 Broadway Suite 508
New York, NY 10006
Securities and Bankruptcy
Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 35 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney. 35 years experience
(888) 732-2889 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(888) 732-2889 60 Pompton Ave
Verona, NJ 07044
(888) 732-2889 2255 Glades Rd
#300e
Boca Raton, FL 33431
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer. 23 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Adam Julien Gana
(800) 810-4262Free Consultation
New York, NY Securities Law Lawyer
11 years experience