Smithboro Securities Lawyers

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Thomas Perry Setser
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Thomas Perry Setser
Rochester, NY Securities Law Attorney with 22 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Roger Byrd
Rochester, NY Securities Law Lawyer with 30 years of experience
(585) 263-1687 1100 Clinton Square
Rochester, NY 14604
Securities
Duke University School of Law
Nathan Vander
Rochester, NY Securities Law Lawyer
(585) 263-1312 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Richard Yarmel
Rochester, NY Securities Law Attorney
(585) 263-1043 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
DePaul University College of Law
Jeremy Wolk
Rochester, NY Securities Law Attorney
(585) 263-1050 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Hofstra University School of Law
John Moragne
Rochester, NY Securities Law Lawyer
(585) 263-1315 1100 Clinton Square
Rochester, NY 14604
Securities and Business
George Washington University Law School
Lori Green
Rochester, NY Securities Law Attorney
(585) 263-1236 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Boston University School of Law
Justin Doyle
Rochester, NY Securities Law Attorney
(585) 263-1359 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Carolyn Nussbaum
Rochester, NY Securities Law Attorney with 36 years of experience
(585) 263-1558 1100 Clinton Square
Rochester, NY 14604
Securities, Arbitration & Mediation and Business
George Washington University
Daniel George McIntosh
Rochester, NY Securities Law Lawyer with 49 years of experience
(310) 279-6484 130 East Ave Ste 640
Rochester, NY 14604
Securities, Business, Entertainment & Sports and Real Estate
Peter Durant
Rochester, NY Securities Law Lawyer
(585) 263-1227 1100 Clinton Square
Rochester, NY 14604
Securities, Business, Communications and Education
State University of New York at Buffalo
Noreen Connolly
Rochester, NY Securities Law Attorney
(585) 263-1597 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
University of Kansas School of Law
John LaBoda
Rochester, NY Securities Law Attorney
(585) 263-1044 1100 Clinton Square
Rochester, NY 14604
Securities and Business
State University of New York at Buffalo
Wanda Wuest
Rochester, NY Securities Law Lawyer
(585) 263-1367 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Kathleen Carter
Rochester, NY Securities Law Attorney
(585) 263-1238 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Villanova University School of Law
III James
Rochester, NY Securities Law Lawyer
(585) 263-1613 1100 Clinton Square
Rochester, NY 14604
Securities and Business
University of Michigan
James Bourdeau
Rochester, NY Securities Law Lawyer
(585) 263-1671 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Syracuse University College of Law
Deborah McLean
Rochester, NY Securities Law Lawyer
(585) 263-1307 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney with 29 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 14 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Robert L. Herskovits
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Robert L. Herskovits
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 5 years of experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Ralph Behr
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Ralph Behr
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York, NY Securities Law Lawyer with 44 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 21 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video Conferencing Video ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York, NY Securities Law Lawyer with 32 years of experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 20 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney with 6 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Adam Gana
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Adam Gana
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 15 years of experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney with 35 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Bill Singer
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Bill Singer
New York, NY Securities Law Attorney
(917) 520-2836 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...
Gregory A. Frank
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Gregory A. Frank
New York, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Jonathan C Dunsmoor
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney with 9 years of experience
(716) 371-1936 We are available by appointment only.
3407 Delaware Ave, Ste. 255
Buffalo, NY 14217
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 23 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
John G. Rich
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John G. Rich
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 39 years of experience
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney with 34 years of experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 13 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Mark Strauss
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Mark Strauss
(212) 729-9496 555 Madison Ave.
5th Floor
New York, NY 10022
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
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