Tonawanda, New York Securities Lawyers

Kevin T. O'Brien
Claimed Lawyer ProfileSocial Media
Buffalo, NY Securities Law Lawyer. 16 years experience
(716) 842-2800 1400 Liberty Building
Buffalo, NY 14202
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Broker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
Buffalo, NY Securities Law Attorney.
574 Bird Ave
Buffalo, NY 14222
Securities, Antitrust, Business and Estate Planning
Rochester, NY Securities Law Attorney. 13 years experience
(585) 263-1282 1100 N Clinton Ave
Rochester, NY 14621
Securities, Antitrust, Business and Construction
State University of New York
Rochester, NY Securities Law Lawyer.
(585) 263-1644 1100 N Clinton Ave
Rochester, NY 14621
Securities, Arbitration & Mediation and Business
Brooklyn Law School
Rochester, NY Securities Law Lawyer.
(585) 263-1377 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Tax
Syracuse University
Rochester, NY Securities Law Attorney.
(585) 263-1395 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Employment
Cornell Law School
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 24 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
JENICE L. MALECKI, ESQ. is a New York based Securities Fraud Attorney and founder of Malecki Law, with other attorneys and staff. Her firm represents clients nationally and internationally in securities fraud arbitration, litigation and mediation. Ms. Malecki’s clients include a wide array of individuals and entities from elderly widows to Fortune 500 entrepreneurs and institutional investors. Her firm represents large securities industry whistleblowers at the SEC, DOJ and FINRA, handles securities industry employment and license issues, often involving CRD Form U-4/U-5, and regulatory investigations and enforcement proceedings before the SEC and FINRA. They handle commercial litigation, arbitration, mediation and...
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Robert A. Kantas
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Adam Julien Gana
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 10 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 19 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 38 years experience
(888) 847-2529 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016
Marc Fitapelli
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
Jeffrey Michael Haber
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 27 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Barry R. Lax
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 9 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 21 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Samuel B. Edwards
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
Marvin L. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 25 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Jonathan Kurta
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 8 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 22 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Robert M. Van de Veire
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
St. John's University School of Law
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Joseph Andrew Gershman
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Kenneth O'Connor
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Lawyer. 22 years experience
(212) 248-0225 Office Hours by Appointment Only
75 South Broadway- Suite 44029
White Plains, NY 10601
Securities, Arbitration & Mediation, Broker Fraud and Employment
Seton Hall University School of Law
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Nyack, NY Securities Law Lawyer. 27 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Adam M. Nicolazzo
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 8 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Business
New York Law School
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 29 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Thomas P. Connolly
Claimed Lawyer ProfileBlawgsearch
Albany, NY Securities Law Attorney. 55 years experience
(518) 447-3303 677 Broadway
#500
Albany, NY 12207
Securities, Business and Real Estate
William S. Shepherd
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 17 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Jalila A. Bell
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 10 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationBusiness, Criminal and Real Estate
Golden Gate University School of Law
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 21 years experience
(212) 209-3972 708 Third Avenue
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 1st Street
Englewood Cliffs, NJ 07632
Jay P. Saltzman
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 21 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 29 years experience
(212) 742-3390 26 Broadway
21st Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
(908) 233-6800 53 Cardinal Dr
Westfield, NJ 07090
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....

Securities Lawyers in Nearby Counties