Waterloo Securities Lawyers

Compare top rated New York attorneys serving Waterloo.
Thomas Perry Setser
Claimed Lawyer ProfileSocial Media
Rochester, NY Securities Law Attorney with 21 years experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Rochester, NY Securities Law Attorney
(585) 263-1043 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
DePaul University College of Law
Rochester, NY Securities Law Lawyer
(585) 263-1377 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Tax
Syracuse University
Rochester, NY Securities Law Lawyer with 29 years experience
(585) 263-1687 1100 Clinton Square
Rochester, NY 14604
Securities
Duke University School of Law
Rochester, NY Securities Law Lawyer
(585) 263-1671 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Syracuse University College of Law
Rochester, NY Securities Law Attorney with 35 years experience
(585) 263-1558 1100 Clinton Square
Rochester, NY 14604
Securities, Arbitration & Mediation and Business
George Washington University
Rochester, NY Securities Law Lawyer
(585) 263-1644 1100 N Clinton Ave
Rochester, NY 14621
Securities, Arbitration & Mediation and Business
Brooklyn Law School
Rochester, NY Securities Law Lawyer with 48 years experience
(310) 279-6484 130 East Ave Ste 640
Rochester, NY 14604
Securities, Business, Entertainment & Sports and Real Estate
Rochester, NY Securities Law Lawyer
(585) 263-1312 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Rochester, NY Securities Law Lawyer
(585) 263-1307 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Rochester, NY Securities Law Attorney
(585) 263-1238 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Villanova University School of Law
Rochester, NY Securities Law Lawyer
(585) 263-1613 1100 Clinton Square
Rochester, NY 14604
Securities and Business
University of Michigan
Rochester, NY Securities Law Attorney
(585) 263-1050 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Hofstra University School of Law
Rochester, NY Securities Law Attorney
(585) 263-1395 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Employment
Cornell Law School
Rochester, NY Securities Law Attorney
(585) 263-1597 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
University of Kansas School of Law
Rochester, NY Securities Law Lawyer
(585) 263-1227 1100 Clinton Square
Rochester, NY 14604
Securities, Business, Communications and Education
State University of New York at Buffalo
Rochester, NY Securities Law Attorney
(585) 263-1236 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Boston University School of Law
Rochester, NY Securities Law Attorney
(585) 263-1044 1100 Clinton Square
Rochester, NY 14604
Securities and Business
State University of New York at Buffalo
Rochester, NY Securities Law Attorney
(585) 263-1359 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Rochester, NY Securities Law Lawyer
(585) 263-1315 1100 Clinton Square
Rochester, NY 14604
Securities and Business
George Washington University Law School
Rochester, NY Securities Law Lawyer
(585) 263-1367 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Samuel B. Edwards
Claimed Lawyer ProfileOffers Video ChatQ&ABlawg SearchSocial Media
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatBuffalo, NY Securities Law Lawyer with 18 years experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Georgetown University Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.

The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Kirk G. Smith
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatBuffalo, NY Securities Law Attorney with 21 years experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Benjamin Calkins Esq
Claimed Lawyer ProfileSocial Media
Hamburg, NY Securities Law Attorney with 37 years experience
(888) 415-1740 17 Long Avenue
110
Hamburg, NY 14075
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Ben Calkins is an honors graduate of Harvard College and the University of Michigan Law School.After law school, Mr. Calkins clerked for a Federal Judge before joining one of the World's largest law firms, Squire, Sanders & Dempsey.Mr. Calkins has also worked at and been a partner in several of the other most prominent old style law firms.

Ben Calkins started listening to the clients and to their many complaints about old style law firms.Mr. Calkins was committed to complete and total client satisfaction from the start of his legal career and recalls, with some pride, a client at his first...
Tanya C. Edwards
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Attorney with 19 years experience
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
David W. Miller
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Lawyer with 10 years experience
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities, Elder, Estate Planning and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Luis J. Acevedo-Bengoechea
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Attorney
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities and Stockbroker Fraud
University of Houston Law Center and University of Puerto Rico School of Law
Robert A. Kantas
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Lawyer with 23 years experience
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities and Stockbroker Fraud
William S. Shepherd
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Attorney with 30 years experience
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Ryan S. Cook
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
Buffalo, NY Securities Law Lawyer with 8 years experience
(716) 261-3529 6225 Sheridan Dr
#308-B
Buffalo, NY 14221
Free ConsultationOffers Video ChatSecurities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Ralph Behr
Claimed Lawyer ProfileQ&ABlawg SearchSocial MediaResponsive Law
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York, NY Securities Law Lawyer with 43 years experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 13 years experience
(212) 813-2292 7 World Trade Center, 250 Greenwich Street
24th Floor
New York, NY 10006
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
New York, NY Securities Law Lawyer with 4 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Jenice Malecki
Claimed Lawyer ProfileOffers Video ChatBlawg SearchSocial Media
New York, NY Securities Law Attorney with 28 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ChatSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Ross B. Intelisano
Claimed Lawyer ProfileOffers Video ChatQ&ABlawg SearchSocial Media
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationOffers Video ChatNew York, NY Securities Law Attorney with 25 years experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Robert L. Herskovits
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
(212) 897-5410 1185 6th Ave., 37th Floor
New York, NY 10036
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Barry R. Lax
Claimed Lawyer ProfileBlawg SearchSocial Media
New York, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Sonya Tien
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 8 years experience
(212) 810-7688 42 Broadway
Suite 12-149
New York, NY 10004
Securities, Business, IP and Personal Injury
Columbia Law School
Sonya Tien is a strategic litigation, corporate and IP attorney. She was recognized as a Rising Star in Super Lawyers 2020 and her articles have been published by the Wall Street Lawyer and Practising Law Institute.

Before founding Tien Law Firm, Ms. Tien practiced law at Fried, Frank, Harris, Shriver & Jacobson with a focus on corporate transactions, corporate compliance, SEC & DOJ enforcement, real estate, and commercial litigation, where she assisted in representing a variety of real estate and bank clients, such as Bank of America, Credit Suisse, Deutsche Bank, Goldman Sachs, Barclays, Oppenheimer, CBRE, and Tishman Speyer.

Ms....
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 33 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Adam Gana
Claimed Lawyer ProfileBlawg SearchSocial Media
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 14 years experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
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