Woodside, New York Securities Lawyers

Marc Fitapelli
(877) 238-4175Free Consultation
New York, NY Securities Law Lawyer
Jessica Murzyn
(212) 684-0300
New York, NY Securities Law Attorney
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 10 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 21 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 27 years experience
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Jay P. Saltzman
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 21 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 21 years experience
(212) 209-3972 708 Third Avenue
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 1st Street
Englewood Cliffs, NJ 07632
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Mary Madeline Roberts
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 1 year experience
(646) 951-6278 180 Central Park South
Box #35
New York, NY 10065
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
Joseph Andrew Gershman
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Barry R. Lax
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
22 years experience
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 1 year experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 25 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 19 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 12 years experience
(347) 270-8502 488 Madison Avenue
23rd Floor
New York, NY 10022
Free ConsultationSecurities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Jeffrey Michael Haber
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 27 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 34 years experience
(888) 732-2889 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(888) 732-2889 60 Pompton Ave
Verona, NJ 07044
(888) 732-2889 2255 Glades Rd
#300e
Boca Raton, FL 33431
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Jonathan Kurta
(877) 238-4175Free Consultation
New York, NY Securities Law Attorney
8 years experience
Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
Victor Rivera Jr.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 27 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Harvard Law School
Brian J. Neville
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
Michael J. Giarrusso
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Syracuse University College of Law
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 22 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Sandra P. Lahens
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 17 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
PREMIUM
Ryan Cook
(800) 259-9010Free Consultation
Securities Lawyer
Adam Julien Gana
(800) 810-4262Free Consultation
New York, NY Securities Law Lawyer
10 years experience
Jonathan Levine
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 15 years experience
(212) 850-2816 450 Lexington Ave
New York, NY 10017
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 42 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
David I. Wax
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
Fordham University School of Law and University of Michigan Law School
Jessica Murzyn
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 29 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Mario Naim
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 13 years experience
(646) 583-0657 90 Park Avenue, Suite 1700
New York, NY 10022
Securities and Business
My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 6 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Thomas McGirr Sanford
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 22 years experience
(212) 836-4815 445 Park Avenue, 9th Floor
New York, NY 10022
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney. I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters. I also represent insurance carriers as monitoring counsel in connection with complex securities class...
John M. Giordano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 32 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Maurice A. Deane School of Law at Hofstra University
Adam J. Weinstein
(800) 810-4262Free Consultation
New York, NY Securities Law Attorney

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