Charlotte Securities Lawyers

Securities law attorneys understand the nuances of federal and state rules governing investment products like stocks and bonds. They can help industry actors ensure compliance with regulations or defend against lawsuits or enforcement actions, or they can help consumers bring claims based on alleged securities violations.

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Compare 302 top rated North Carolina attorneys serving Charlotte.
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J. Steven Parker
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J. Steven Parker
Securities Lawyer Serving Charlotte, NC
Dedicated & Knowledgeable Representation for Your Securities Law Needs & Goals!
I provide experienced and determined legal representation focused on the specific needs of securities matters. I am committed to the best possible results! Visit my website for information or call for a consultation. Read More »
Sherrod Seward
Claimed Lawyer ProfileSocial Media
Sherrod Seward
Charlotte, NC Securities Law Lawyer with 10 years of experience
(704) 243-8178 5309 Monroe Rd
Suite 118
Charlotte, NC 28205
Securities, Business, Entertainment & Sports and International
Cleveland State University
Sherrod Seward, Esq., is a renowned attorney and business strategist based in South Florida. As the principal of Sherrod Sports Visas, he has secured O and P visas for elite clients, including boxing champions Canelo Alvarez and Tyson Fury, NFL players, NASCAR teams, and One Championship fighters. His work extends to current partnerships with several world champions, solidifying his reputation in sports immigration law. Sherrod also brings extensive experience in trade finance, having served as a broker for export trade credit and political risk insurance with International Risk Consultants Inc., the largest specialty brokerage in the U.S. He played a...
Robert Ughetta
Claimed Lawyer ProfileSocial Media
Robert Ughetta
Charlotte, NC Securities Law Lawyer
(704) 348-5141 227 West Trade Street
Charlotte, NC 28202
Securities and Business
Albany Law School of Union University
Rob Ughetta practices out of Cadwalader's Charlotte, NC office. Rob has extensive experience in secured lending and represents lenders in structuring and negotiating finance facilities, including repo transactions and other financings of loans, securities and other assets. He represents trustees, investments banks, fund managers, as well as other financial institutions, companies and investors in many different matters.
David K. Jacobs
Charlotte, NC Securities Law Attorney with 28 years of experience
(980) 219-1242 735 Museum Dr
Charlotte, NC 28207
Securities, Business and Real Estate
University of North Carolina School of Law
Alexander Watson
Charlotte, NC Securities Law Lawyer
(704) 331-7482 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of North Carolina
III Norfleet
Charlotte, NC Securities Law Attorney
(704) 331-7442 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of Virginia School of Law
Stephen Rhyne
Charlotte, NC Securities Law Lawyer
(704) 331-7441 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
George Washington University
Patrick Ridinger
Charlotte, NC Securities Law Attorney
(704) 331-7548 214 North Tryon Street
Charlotte, NC 28202
Securities and Real Estate
University of South Carolina School of Law
Patrick Rogers
Charlotte, NC Securities Law Lawyer
(704) 331-7502 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Vanderbilt Law School
Andre Rose
Charlotte, NC Securities Law Lawyer
(704) 331-5776 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Duke University School of Law
Paul Steffens
Charlotte, NC Securities Law Attorney
(704) 331-7491 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
with honors; University of North Carolina Law Review
Evan Wolkofsky
Charlotte, NC Securities Law Lawyer
(704) 331-7493 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Wake Forest University School of Law
Ross Parr
Charlotte, NC Securities Law Attorney with 24 years of experience
(704) 331-4925 1 Wachovia Center
Charlotte, NC 28202
Securities and Business
James Wyche
Charlotte, NC Securities Law Lawyer
(704) 331-7558 214 North Tryon Street
Charlotte, NC 28202
Securities, Business and Energy
Duke University School of Law
Richard Giovannelli
Charlotte, NC Securities Law Attorney
(704) 331-7484 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
College of William and Mary
Joseph B. C. Kluttz
Charlotte, NC Securities Law Lawyer
(704) 331-7485 214 North Tryon Street
Charlotte, NC 28202
Securities, Bankruptcy and Construction
University of Virginia
Garrett Van Osdell
Charlotte, NC Securities Law Lawyer
(704) 331-7469 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of South Carolina School of Law
Colleen K. Heibeck
Charlotte, NC Securities Law Attorney with 22 years of experience
(704) 444-1128 101 South Tryon Street
#4000
Charlotte, NC 28280
Securities, Business, Real Estate and Tax
Michigan State University College of Law
Kristin Manzano
Charlotte, NC Securities Law Lawyer
(704) 444-1332 101 South Tryon Street
#4000
Charlotte, NC 28280
Securities and Business
Tulane University
Stephanie Johnston Thomas
Charlotte, NC Securities Law Attorney
(704) 444-1326 101 South Tryon Street
#4000
Charlotte, NC 28280
Securities and Business
University of South Carolina
Lee Movius
Charlotte, NC Securities Law Lawyer
(704) 331-7435 214 North Tryon Street
Charlotte, NC 28202
Securities and Employment
University of Chicago Law School
Sean Jones
Charlotte, NC Securities Law Attorney
(704) 331-7406 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of Tennessee
Mark Andrew Nebrig
Charlotte, NC Securities Law Lawyer with 23 years of experience
(704) 331-3602 100 N Tryon St
4700
Charlotte, NC 28202
Securities and Business
Temple University
David Jones
Charlotte, NC Securities Law Attorney
(704) 331-7481 214 North Tryon Street
Charlotte, NC 28202
Securities and Real Estate
Wake Forest University
Naho Kobayashi
Charlotte, NC Securities Law Attorney with 27 years of experience
(704) 338-5282 NC-2500
Charlotte, NC 28262
Securities and Business
Law: Duke University School of Law
Robert Andersen
Charlotte, NC Securities Law Attorney
(704) 444-1283 Bank of America Plaza
101 South Tryon Street
Charlotte, NC 28202
Securities, Administrative and Business
Erika Olson
Charlotte, NC Securities Law Lawyer
(704) 503-2578 227 W. Trade StreetSuite 600
Charlotte, NC 28202
Securities and Business
Jeffrey Aldrich
Charlotte, NC Securities Law Lawyer
(704) 348-5218 227 W Trade St
Charlotte, NC 28202
Securities and Business
William and Mary School of Law
John Ascenzo
Charlotte, NC Securities Law Lawyer
(704) 348-5392 227 West Trade Street
Charlotte, NC 28202
Securities and Business
Villanova University School of Law
David Burkholder
Charlotte, NC Securities Law Lawyer
(704) 348-5309 227 West Trade Street
Charlotte, NC 28202
Securities and Business
Case Western Reserve University School of Law
Boyd Campbell Jr
Charlotte, North Carolina Securities Law Attorney
(704) 343-2030 201 North Tryon Street
Charlotte, NORTH CAROLINA 28202
Securities and Business
Laura Yates Campoli
Charlotte, North Carolina Securities Law Lawyer
(704) 295-1968 201 North Tryon Street
Charlotte, NORTH CAROLINA 28202
Securities and Communications
Michael Hoes
Charlotte, North Carolina Securities Law Lawyer
(704) 343-2283 201 North Tryon Street
Charlotte, NORTH CAROLINA 28202
Securities and Employment
University of Chicago Law School
Jaileah Xan Huddleston
Charlotte, North Carolina Securities Law Attorney
(704) 343-2185 201 North Tryon Street
Charlotte, NORTH CAROLINA 28202
Securities
Robert Cox Jr
Charlotte, North Carolina Securities Law Lawyer
(704) 373-4637 Bank of America Corporate Center
Charlotte, NORTH CAROLINA 28202
Securities and Bankruptcy
Wake Forest University School of Law
Mark Charles Prybylski
Charlotte, North Carolina Securities Law Attorney with 31 years of experience
(704) 343-2316 Bank of America Corporate Center
Charlotte, NORTH CAROLINA 28202
Securities, Business, Construction and International
University of Virginia School of Law and University of Virginia School of Law
Jane Whitt Sellers
Charlotte, NC Securities Law Attorney
(704) 373-8967 201 N Tryon St
Charlotte, NC 28202
Securities, Business and Energy
University of Virginia School of Law
Richard William Viola
CHARLOTTE, NC Securities Law Attorney with 30 years of experience
(704) 343-2149 201 NORTH TRYON ST
P.O. BOX 31247 ( 28231 )
CHARLOTTE, NC 28202
Securities and Business
St. John's University School of Law and St. John's University School of Law
Jared Wade Poplin
Charlotte, NC Securities Law Lawyer with 23 years of experience
(704) 331-3603 100 N Tryon St
4700
Charlotte, NC 28202
Securities and Business
University of North Carolina at Chapel Hill
John Blair Jr
Charlotte, NC Securities Law Attorney
(704) 331-7533 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Wake Forest University School of Law
John C. Saydlowski
Charlotte, NC Securities Law Attorney with 28 years of experience
(704) 331-1000 100 N Tryon St
Charlotte, NC 28202
Securities, Business and Environmental
Vermont Law School and Wake Forest University
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