Raleigh Securities Lawyers

Compare 38 top rated North Carolina attorneys serving Raleigh.
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Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
Raleigh, NC Securities Law Attorney with 12 years of experience
(888) 920-8180 5540 Centerview Drive
Suite 200
Raleigh, NC 27606
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
James Penry
Claimed Lawyer ProfileSocial Media
James Penry
Raleigh, NC Securities Law Lawyer with 45 years of experience
(919) 833-9449 1330 Saint Mary's Street
Suite 260
Raleigh, NC 27605
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
Neil Riemann
Claimed Lawyer ProfileSocial Media
Neil Riemann
Raleigh, NC Securities Law Lawyer with 32 years of experience
(919) 833-9449 510 Glenwood Ave
Raleigh, NC 27603
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Andrew Whiteman
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Andrew Whiteman
Raleigh, NC Securities Law Attorney with 44 years of experience
(919) 571-8300 5400 Glenwood Avenue, Suite 225
Raleigh, NC 27612
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.

Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.

Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Daniel Watts
Claimed Lawyer ProfileSocial Media
Daniel Watts
Raleigh, NC Securities Law Attorney with 9 years of experience
(919) 571-8300 5400 Glenwood Avenue
Suite 225
Raleigh, NC 27612
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.

In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
III Daniel
Raleigh, NC Securities Law Lawyer
(919) 743-7335 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities
Loyola University of Chicago School of Law
Grayson S. Hale
Raleigh, NC Securities Law Attorney with 25 years of experience
(919) 590-0375 421 Fayetteville Street
Suite 530
Raleigh, NC 27601
Securities and Business
University of Arkansas School of Law and University of Arkansas
Anne Croteau
Raleigh, NC Securities Law Attorney
(919) 743-7353 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Harvard Law School
Keith Black
Raleigh, NC Securities Law Lawyer
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities, Antitrust, Business and Health Care
Christopher Matton
Raleigh, NC Securities Law Lawyer with 30 years of experience
(919) 420-1785 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities and Business
Law: Wake Forest University
Christopher Richardson
Raleigh, North Carolina Securities Law Attorney
(919) 755-6692 2600 Two Hannover Square
Raleigh, NORTH CAROLINA 27601
Securities
Harvard Law School
Dorinda Peacock
Raleigh, NC Securities Law Lawyer
(919) 420-1733 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities, Business and Real Estate
Law: University of North Carolina
Curtis
Raleigh, NC Securities Law Lawyer
(919) 743-7307 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Wake Forest University School of Law
Robert Womble
Raleigh, NC Securities Law Lawyer
(919) 743-7309 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Tax
Georgetown University Law Center and Washington and Lee University
William Patterson
Raleigh, North Carolina Securities Law Attorney
(919) 899-3022 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities, Business, Family and Tax
University of North Carolina School of Law
David Jonson
Raleigh, NC Securities Law Lawyer
(919) 743-7308 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Arbitration & Mediation
University of South Carolina
Robert Falkner
Raleigh, NC Securities Law Attorney
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities and Business
Edward Rojas
Raleigh, NC Securities Law Lawyer
(919) 755-2162 Post Office Box 831
Raleigh, NC 27602
Securities, Business and Tax
Matthew Cunningham
Raleigh, North Carolina Securities Law Attorney with 24 years of experience
(919) 755-8703 Two Hannover Square
Raleigh, NORTH CAROLINA 27601
Securities, Antitrust, Business and Communications
L Neal Ellis Jr.
Raleigh, North Carolina Securities Law Lawyer
(919) 899-3019 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities, Business, Communications and Environmental
University of Virginia School of Law
Amy Folk
Claimed Lawyer Profile
Amy Folk
Cary, NC Securities Law Attorney
(919) 825-1250 5000 Centregreen Way Suite 500
Cary, NC 27513
Securities and Business
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.

Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
John Price
Claimed Lawyer Profile
John Price
Durham, NC Securities Law Attorney with 52 years of experience
(919) 313-4571 4819 Emperor Blvd.
Suite 400
Durham, NC 27703
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
David Prince Creekman
Raleigh, North Carolina Securities Law Attorney with 16 years of experience
(919) 899-3063 Hunton & Williams LLP
Raleigh, NORTH CAROLINA 27601
Securities and Business
New York University School of Law and Harvard Law School
Lisa Dixon
Raleigh, NC Securities Law Lawyer
(919) 420-1778 6601 Six Forks Road
Suite 400
Raleigh, NC 27615
Securities, Business and Real Estate
Law: University of North Carolina at Chapel Hill School of Law
Jonathan Jenkins
Raleigh, NC Securities Law Lawyer
(919) 755-2188 150 Fayetteville Street
Raleigh, NC 27601
Securities
Vanderbilt University School of Law
Jon Gerty
Raleigh, NC Securities Law Lawyer
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities, Business and Criminal
College of Law of England and Wales
Heather Mallard
Raleigh, NC Securities Law Lawyer
(919) 755-2176 150 Fayetteville Street
#2100
Raleigh, NC 27601
Securities and Business
Joanna Leigh Jordan-Wu
Raleigh, NC Securities Law Lawyer
4704 Stiller St
Raleigh, NC 27609
Securities and Business
Duke University School of Law
Donald T. Locke
Raleigh, NC Securities Law Lawyer with 36 years of experience
(919) 807-5623 5400 Trinity Rd
Raleigh, NC 27607
Securities, Bankruptcy, Business and Energy
University of South Carolina School of Law
John Russell
Durham, NC Securities Law Attorney
(919) 466-1117 65 TW Alexander Drive
Durham, NC 27709
Securities, Business and Health Care
Harvard Law School
Jennifer Lynn Ammirati
Durham, NC Securities Law Lawyer
(919) 484-2320 2530 Meridian Parkway
Durham, NC 27713
Securities and Business
Gene Jones
Durham, NC Securities Law Attorney
(919) 484-2392 2530 Meridian Pkwy
Durham, NC 27713
Securities and Business
Johnson
Durham, NC Securities Law Attorney
(919) 484-2312 2530 Meridian Parkway
Durham, NC 27713
Securities, Antitrust and Business
Kenneth Lewis
Research Triangle Park, NC Securities Law Attorney
(919) 484-2328 2530 Meridian Parkway
Research Triangle Park, NC 27713
Securities, Business and Real Estate
Harvard Law School
Nadia Goineau Aram
Durham, NC Securities Law Attorney
(919) 484-2311 2530 Meridian Parkway
Durham, NC 27713
Securities and Business
Duke University School of Law
Jeffrey A. D. Cohen
Durham, NC Securities Law Lawyer
(703) 394-2238 2530 Meridian Parkway
#400
Durham, NC 27713
Securities, Antitrust and Business
1998 William and Mary School of Law
David Bryant Baddour
Durham, NC Securities Law Attorney
(919) 484-2352 2530 Meridian Parkway
Durham, NC 27713
Securities and Business
Kenneth Shelton
Durham, NC Securities Law Attorney
(919) 484-2319 2530 Meridian Pkwy
Durham, NC 27713
Securities and Business
Thomas Steed
Henderson, NC Securities Law Attorney with 41 years of experience
(919) 420-1832 400 Raleigh Rd
Henderson, NC 27536
Securities and Business
Law: Campbell University School of Law
John Robert Bowler
Durham, NC Securities Law Lawyer
(919) 382-2371 3404 N Duke St
Durham, NC 27704
Securities, Bankruptcy, Business and Real Estate
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties
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