Wake County Securities Lawyers
Compare 28 top rated North Carolina attorneys serving Wake County.
Claimed Lawyer ProfileSocial Media
James Penry
Wake County, NC Securities Law Lawyer with 41 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
Claimed Lawyer ProfileSocial Media
Sonya Tien
Wake County, NC Securities Law Attorney with 8 years of experience
Securities, Business, IP and Personal Injury
Columbia Law School
Sonya Tien is a strategic litigation, corporate and IP attorney. She was recognized as a Rising Star in Super Lawyers 2020 and her articles have been published by the Wall Street Lawyer and Practising Law Institute.
Before founding Tien Law Firm, Ms. Tien practiced law at Fried, Frank, Harris, Shriver & Jacobson with a focus on corporate transactions, corporate compliance, SEC & DOJ enforcement, real estate, and commercial litigation, where she assisted in representing a variety of real estate and bank clients, such as Bank of America, Credit Suisse, Deutsche Bank, Goldman Sachs, Barclays, Oppenheimer, CBRE, and Tishman Speyer.
Ms....
Claimed Lawyer ProfileSocial Media
Neil Riemann
Wake County, NC Securities Law Lawyer with 28 years of experience
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Claimed Lawyer ProfileSocial Media
Daniel Watts
Wake County, NC Securities Law Attorney with 5 years of experience
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.
In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
Claimed Lawyer ProfileSocial Media
Andrew Whiteman
Wake County, NC Securities Law Attorney with 40 years of experience
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.
Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.
Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Claimed Lawyer Profile
Amy Folk
Wake County, NC Securities Law Attorney
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.
Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
(919) 743-7353
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Harvard Law School
Matthew Cunningham
Wake County, North Carolina Securities Law Attorney with 21 years of experience
Securities, Antitrust, Business and Communications
Securities
Harvard Law School
Securities, Business and Real Estate
Law: University of North Carolina
(919) 743-7309
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Tax
Georgetown University Law Center and Washington and Lee University
Securities and Business
Law: Wake Forest University
(919) 743-7335
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities
Loyola University of Chicago School of Law
(919) 743-7308
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Arbitration & Mediation
University of South Carolina
Curtis
Wake County, NC Securities Law Lawyer
(919) 743-7307
4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Wake Forest University School of Law
Securities, Business and Tax
Securities, Antitrust, Business and Health Care
Grayson S. Hale
Wake County, NC Securities Law Attorney with 22 years of experience
Securities and Business
University of Arkansas School of Law and University of Arkansas
4704 Stiller St
Raleigh, NC 27609
Securities and Business
Duke University School of Law
Claimed Lawyer Profile
John Price
Durham County, NC Securities Law Attorney with 48 years of experience
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
Securities, Business, Family and Tax
University of North Carolina School of Law
Securities, Business, Communications and Environmental
University of Virginia School of Law
Jon Gerty
Wake County, NC Securities Law Lawyer
Securities, Business and Criminal
College of Law of England and Wales
Donald T. Locke
Wake County, NC Securities Law Lawyer with 33 years of experience
Securities, Bankruptcy, Business and Energy
University of South Carolina School of Law
Securities, Business and Real Estate
Law: University of North Carolina at Chapel Hill School of Law
Securities
Vanderbilt University School of Law
Securities and Business
New York University School of Law and Harvard Law School
Gene Jones
Durham County, NC Securities Law Attorney
Securities, Business and Real Estate
Harvard Law School
Securities, Business and Health Care
Harvard Law School
Securities and Business
Duke University School of Law
Securities, Antitrust and Business
1998 William and Mary School of Law
Johnson
Durham County, NC Securities Law Attorney
Securities, Antitrust and Business
Thomas Steed
Vance County, NC Securities Law Attorney with 38 years of experience
Securities and Business
Law: Campbell University School of Law
Securities, Bankruptcy, Business and Real Estate
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