Wilmington Securities Lawyers

Compare top rated North Carolina attorneys serving Wilmington.
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Henry Kitchin Jr
Wilmington, North Carolina Securities Law Lawyer
(910) 254-3822 300 North Third Street, Suite 400
Wilmington, NORTH CAROLINA 28401
Securities, Antitrust, Bankruptcy and Business
Wake Forest University School of Law
David Huffine
Wilmington, NC Securities Law Lawyer
(910) 254-3812 300 N 3rd St
Wilmington, NC 28401
Securities, Family and Real Estate
University of North Carolina at Chapel Hill School of Law
Jay Gandhi
Wilmington, NC Securities Law Lawyer
(714) 668-6242 695 Town Center Dr
Wilmington, NC 28405
Securities, Business, Criminal and Real Estate
University of Southern California Law School
Dickson McLean
Wilmington, North Carolina Securities Law Lawyer
(910) 254-3810 300 North Third Street, Suite 400
Wilmington, NORTH CAROLINA 28401
Securities, Business, Real Estate and Tax
University of North Carolina at Chapel Hill School of Law
Christopher W. Haines
Fayetteville, NC Securities Law Attorney with 24 years of experience
5719 Ivanhoe Ct
Fayetteville, NC 28314
Securities
James Penry
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James Penry
Raleigh, NC Securities Law Lawyer with 41 years of experience
(919) 833-9449 1330 Saint Mary's Street
Suite 260
Raleigh, NC 27605
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Wake Forest University School of Law
I am a trial lawyer, and concentrate on commercial trials and arbitrations, with a special concentration in construction and securities matters. After law school, I clerked for a U.S. District Judge, and have been engaged in trial practice since 1983. I practiced in large regional and national firms until 2000, at which time my partner and I formed our litigation firm. I have tried, arbitrated and mediated hundreds of cases. I am licensed to practice law in North Carolina, South Carolina, Florida, and California.
Sonya Tien
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Sonya Tien
Wilmington, NC Securities Law Attorney with 9 years of experience
(910) 421-2811 1213 Culbreth Dr
Suite 338
Wilmington, NC 28405
Free ConsultationBusiness, Civil Rights, Immigration and Real Estate
Columbia Law School
Sonya Tien practices personal injury, real estate, immigration, corporate, and litigation. She was recognized as a Rising Star by Super Lawyers in 2020 and 2021, her articles have been published by the Wall Street Lawyer and Practising Law Institute, and she has been recognized as Top 40 Under 40 by National Trial Lawyers for her success in the personal injury field. Before founding Tien Law Firm, Sonya practiced law at Fried, Frank, Harris, Shriver & Jacobson with a focus on corporate transactions, corporate compliance, SEC & DOJ enforcement, real estate, and commercial litigation, where she assisted in representing a variety...
John Price
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John Price
Durham, NC Securities Law Attorney with 48 years of experience
(919) 313-4571 4819 Emperor Blvd.
Suite 400
Durham, NC 27703
Securities, Antitrust and IP
University of Kansas School of Law
John A. Price has over four decades of legal experience, including first chair trial experience on a variety of complex business and commercial litigation matters with special emphasis on the areas of antitrust and unfair/deceptive trade practices, business torts, securities fraud, intellectual property, minority shareholder, regulatory, products liability, environmental, and a wide spectrum of business disputes. He is ranked AV Preeminent with 5 out of 5 for legal ability and ethics by Martindale-Hubbell in a peer-reviewed rating. He is certified in civil litigation by the Texas Board of Legal Specialization, licensed to practice law in Kansas, Texas and...
Neil Riemann
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Neil Riemann
Raleigh, NC Securities Law Lawyer with 28 years of experience
(919) 833-9449 510 Glenwood Ave
Raleigh, NC 27603
Securities, Appeals, Construction and Stockbroker Fraud
University of Michigan - Ann Arbor
Neil Riemann tries, arbitrates, and takes appeals in business disputes. He has handled cases in federal and state courts as well as cases before arbitrators and governmental agencies. Most of his cases involve construction disputes, disputes between customers and their financial advisors, claims for insurance coverage, and claims of fraud or unfair practices.
Andrew Whiteman
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Andrew Whiteman
Raleigh, NC Securities Law Attorney with 40 years of experience
(919) 571-8300 5400 Glenwood Avenue, Suite 225
Raleigh, NC 27612
Free ConsultationSecurities, Business, Insurance Claims and Stockbroker Fraud
Ohio State University - Columbus
Mr. Whiteman has represented clients in civil lawsuits and arbitrations for over three decades. The main focus of his practice is the representation of individuals in disputes with securities brokers and disability insurance companies.

Mr. Whiteman is admitted to practice before the federal and state courts in North Carolina, the Fourth Circuit Court of Appeals, and the United States Supreme Court. Mr. Whiteman holds a peer review rating of “AV” from Martindale-Hubbell, the highest available ranking in the areas of attorney competence and ethics.

Mr. Whiteman carefully evaluates potential cases based on their legal and factual merit, and welcomes all potential...
Robert Ughetta
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Robert Ughetta
Charlotte, NC Securities Law Lawyer
(704) 348-5141 227 West Trade Street
Charlotte, NC 28202
Securities and Business
Albany Law School of Union University
Rob Ughetta practices out of Cadwalader's Charlotte, NC office. Rob has extensive experience in secured lending and represents lenders in structuring and negotiating finance facilities, including repo transactions and other financings of loans, securities and other assets. He represents trustees, investments banks, fund managers, as well as other financial institutions, companies and investors in many different matters.
Daniel Watts
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Daniel Watts
Raleigh, NC Securities Law Attorney with 5 years of experience
(919) 571-8300 5400 Glenwood Avenue
Suite 225
Raleigh, NC 27612
Securities, Business, Insurance Claims and Stockbroker Fraud
Elon University School of Law
Mr. Watts is a native of Raleigh, North Carolina and attended Elon University, where he played varsity basketball and received numerous academic honors. After graduating from Elon in 2011, Mr. Watts worked as a pro bono intern at the Office of the Federal Public Defender in Raleigh, North Carolina.

In August 2012, Mr. Watts returned to Elon University School of Law to begin his legal studies as a Presidential Scholar. While in law school, Mr. Watts served as the Symposium Editor of the Elon Law Review, competed on behalf of the Elon Law Moot Court Board, mentored students as a Dean’s...
Daphne Tippens Chisolm
Claimed Lawyer Profile
Daphne Tippens Chisolm
Charlotte, NC Securities Law Attorney with 24 years of experience
(704) 806-2387 11508 H-236 Providence Road
Charlotte, NC 28277
Securities, Arbitration & Mediation, Bankruptcy and Business
Harvard Law School
Amy Folk
Claimed Lawyer Profile
Amy Folk
Cary, NC Securities Law Attorney
(919) 825-1250 5000 Centregreen Way Suite 500
Cary, NC 27513
Securities and Business
Amy is one of the founding members and managing partners of BA Folk. She is a litigator with experience in a variety of practice areas including securities law, complex commercial litigation, and products liability defense.

Amy advises companies and individuals in the areas of corporate and securities law, including regulatory compliance for investment advisers, broker/dealers and securities, corporate formation, capital raising, broker-dealer and investment adviser formation and registration, securities litigation, white collar criminal defense, FINRA arbitrations, and SEC investigations, litigation, and appeals. Amy has registered investment advisers and broker dealers. She drafts private placement memoranda and subscription agreements. She provides...
Anne Croteau
Raleigh, NC Securities Law Attorney
(919) 743-7353 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities and Business
Harvard Law School
Robert Andersen
Charlotte, NC Securities Law Attorney
(704) 444-1283 Bank of America Plaza
101 South Tryon Street
Charlotte, NC 28202
Securities, Administrative and Business
James Wyche
Charlotte, NC Securities Law Lawyer
(704) 331-7558 214 North Tryon Street
Charlotte, NC 28202
Securities, Business and Energy
Duke University School of Law
Marvin L. Rogers
Charlotte, NC Securities Law Lawyer with 27 years of experience
(704) 373-8844 201 North Tryon Street
Suite 3000
Charlotte, NC 28202
Securities, Business, Energy and Real Estate
University of South Carolina School of Law
Stacy Ackermann
Charlotte, NC Securities Law Attorney
(704) 444-1448 101 S Tryon St
Charlotte, NC
Securities, Business and Real Estate
University of South Carolina
Robert Gordon Chambers
Charlotte, North Carolina Securities Law Attorney
(704) 343-2233 201 North Tryon Street
Charlotte, NORTH CAROLINA 28202
Securities, Employment, Family and Tax
Villanova University School of Law
Robert Cox Jr
Charlotte, North Carolina Securities Law Lawyer
(704) 373-4637 Bank of America Corporate Center
Charlotte, NORTH CAROLINA 28202
Securities and Bankruptcy
Wake Forest University School of Law
John C. Saydlowski
Charlotte, NC Securities Law Attorney with 24 years of experience
(704) 331-1000 100 N Tryon St
Charlotte, NC 28202
Securities, Business and Environmental
Vermont Law School and Wake Forest University
Bradley Stephen Austin
Charlotte, NC Securities Law Attorney with 14 years of experience
(704) 373-8992 201 North Tryon Street
Suite 3000
Charlotte, NC 28202
Securities and Business
Wake Forest University School of Law
Brett Durham
Charlotte, NC Securities Law Attorney
(704) 331-7513 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of Virginia
III Daniel
Raleigh, NC Securities Law Lawyer
(919) 743-7335 4350 Lassiter at North Hills Avenue
#300
Raleigh, NC 27609
Securities
Loyola University of Chicago School of Law
Keith Black
Raleigh, NC Securities Law Lawyer
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities, Antitrust, Business and Health Care
Alexander Watson
Charlotte, NC Securities Law Lawyer
(704) 331-7482 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of North Carolina
Michael Denny
Charlotte, NC Securities Law Attorney
(704) 331-7488 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Indiana University
Sean Jones
Charlotte, NC Securities Law Attorney
(704) 331-7406 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
University of Tennessee
Elizabeth Pate Foley
Winston-Salem, NC Securities Law Lawyer with 14 years of experience
(336) 624-8430 478 N Avalon Rd
Winston-Salem, NC 27104
Securities, Antitrust, Arbitration & Mediation and Business
University of North Carolina School of Law
Evan Wolkofsky
Charlotte, NC Securities Law Lawyer
(704) 331-7493 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Wake Forest University School of Law
Robert Falkner
Raleigh, NC Securities Law Attorney
(440) 203-2015 Condor Ct
Raleigh, NC 27615
Securities and Business
Patrick Rogers
Charlotte, NC Securities Law Lawyer
(704) 331-7502 214 North Tryon Street
Charlotte, NC 28202
Securities and Business
Vanderbilt Law School
Mark Busch
Charlotte, NC Securities Law Attorney
(704) 331-7440 214 North Tryon Street
Charlotte, NC 28202
Securities
Duke University School of Law
Lee Rimler
Charlotte, NC Securities Law Attorney
(704) 444-1073 101 South Tryon Street
#4000
Charlotte, NC 28280
Securities, Business and Tax
The College of William & Mary
Christopher Leon Esq
Winston-Salem, NC Securities Law Attorney
(336) 721-3518 One West Fourth Street
Winston-Salem, NC 27101
Securities, Antitrust and Business
Neill McBryde
Charlotte, NC Securities Law Lawyer with 52 years of experience
(704) 331-1094 100 North Tryon Street
Charlotte, NC 28202
Securities, Business, Estate Planning and Tax
University of North Carolina at Chapel Hill
Thomas Steed
Henderson, NC Securities Law Attorney with 38 years of experience
(919) 420-1832 400 Raleigh Rd
Henderson, NC 27536
Securities and Business
Law: Campbell University School of Law
John Hunter
Charlotte, NC Securities Law Lawyer
(704) 331-4951 One Wachovia Center, Suite 3500
Charlotte, NC 28202
Securities, Business and Real Estate
Randy Eaddy
Winston-Salem, NC Securities Law Lawyer with 41 years of experience
(336) 607-7444 1001 West 4th Street
Winston-Salem, NC 27101
Securities and Business
Law: Harvard Law School
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