Riverdale Securities Lawyers

Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.

Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....

Scott advises companies and individuals regarding business transactions and personal planning. Representative transactions include formation and operation of various business entities, private placement memorandums for fundraising, exempt securities, public company reporting and compliance, formation and qualification of charitable organizations, real estate transactions, asset protection strategies for individuals and businesses, wills, trusts and death tax planning, and settling and administering estates and trusts. Scott has represented natural resource companies, construction companies, multi-level marketing companies, small and large private estates, publicly supported charities with foreign operations, and clients with substantial offshore assets.

Mr. Shumway's practice is primarily focused on business, securities and real estate law with an emphasis on finance. Mr. Shumway is also a managing partner at the law firm of Shumway Van. His experience in business operations helps him to achieve highly optimal results for his clients, all of which are business owners.

Mike’s practice involves complex commercial disputes regarding intellectual property, insurance, securities, and constitutional, international, and comparative law. As a result of his unique background, he also has developed an expertise specific to media and entertainment law. He has experience at all levels of litigation from trial court to final appeal and especially enjoys helping innovative startups find creative solutions to practical and legal dilemmas.

With Parr Brown’s Media and First Amendment group, Mike helps businesses and individuals with a variety of privacy, defamation, and public-access issues under state and federal law. He regularly assists journalists and others seeking access to information...

I founded The Lebrecht Group, APLC in February 2001. Currently, I assist various clients primarily in the areas of corporate finance and mergers and acquisitions, including private placements, public and private offerings, Securities and Exchange Commission and Blue Sky compliance and reporting requirements, asset and stock purchases, and general corporate practice.

Mr. Johansen is a shareholder in Parr Brown’s Business and Finance groups. He has over a decade of experience advising on large, multi-national securities offering, merger, acquisition, fund formation and investment matters, as well as advising on reporting obligations (U.S. SEC and Hong Kong Stock Exchange) and general corporate matters.

Prior to joining the firm, Mr. Johansen worked for leading U.S. and British law firms (inter alia, Paul Hastings and Allen & Overy) in Hong Kong. Mr. Johansen also seconded with the asset management division of a major U.S. investment bank (JP Morgan) focused on fund formation and investment matters for...

I started Common Law after leaving a large Salt Lake firm. My goal is to provide effective and efficient expertise in the resolution of tax and financial disputes. I have done my job when I have reduced the stress of dealing with the government and the legal system, and I have helped you find a resolution that works for you. I’ve been practicing law for over twenty years. I have litigated numerous cases at city, county, and state tax agencies, at all of the IRS administrative levels, and at the trial court level in both the state and federal courts of...

Mr. Brian Higley graduated from the University of Utah S.J. Quinney College of Law and has focused on securities law his entire legal career. He is licensed to practice in the State of Utah and is a member of the Utah State Bar Securities Section. He is also fluent in Spanish.

Mr. Higley assists various clients primarily in the areas of public company disclosure, corporate finance, and mergers and acquisitions, including private placements, public and private offerings, Securities and Exchange Commission and Blue Sky compliance and reporting requirements, asset and stock purchases, and general corporate practice.

During law school, Mr. Higley externed...

Stephen Christiansen tries jury and bench trials and litigates appeals in the state and federal courts. No subject matter is off limits. He represents companies and individuals as plaintiffs and defendants in securities, contracts, intellectual property, real estate, personal injury, property damage, eminent domain, commercial, corporate, LLC, partnership, products liability, insurance, criminal defense, negligent and intentional torts, energy, tax, employment, bankruptcy, and any other matter tried in the courts. He is recognized as one of the top lawyers in Utah and the Mountain States.

Steve advises business owners and individual in incorporating their ventures, acquiring existing businesses, negotiating contractual relationships, resolving partnership disputes, real estate, recapitalization, mergers, acquisitions, and the structuring of financing instruments. Prior to joining Vantus, Steve worked with Hirschi Christensen, PLLC, Cottonwood Capital, LLC and Cherokee & Walker, LLC, a private equity firm, all located in Salt Lake City, Utah. As in-house counsel at Cottonwood Capital, Steve was integral in the acquisition of over $400MM in national commercial real estate and in the formation of Cottonwoods acquisitions, management, development and financing arms.