Rockville Securities Lawyers

Compare top rated Utah attorneys serving Rockville.
Lawyer Rating
Video Conferencing
Free Consultation & Fees
More Filters
Mark W. Pugsley
Claimed Lawyer ProfileSocial Media
Mark W. Pugsley
Salt Lake City, UT Securities Law Lawyer with 29 years of experience
(855) 550-8300 350 E 400 S
#400
Salt Lake City, UT 84111
Securities, Arbitration & Mediation and Stockbroker Fraud
Duke University School of Law
Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.
Charles Mudd
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Charles Mudd
Park City, UT Securities Law Attorney with 26 years of experience
(435) 640-1786 311 Main Street
Park City, UT 84060
Offers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and IP
Quinnipiac University School of Law
Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....
Douglas J. Shumway
Claimed Lawyer ProfileQ&ASocial Media
Douglas J. Shumway
Salt Lake City, UT Securities Law Attorney with 15 years of experience
(801) 478-8080 8 E 300 S #550
Salt Lake City, UT 84111
Free ConsultationSecurities, Business and Real Estate
UNLV William S. Boyd School of Law
Mr. Shumway's practice is primarily focused on business, securities and real estate law with an emphasis on finance. Mr. Shumway is also a managing partner at the law firm of Shumway Van. His experience in business operations helps him to achieve highly optimal results for his clients, all of which are business owners.
Jared Michael Richards
Claimed Lawyer ProfileSocial Media
Jared Michael Richards
Salt Lake City, UT Securities Law Lawyer with 15 years of experience
(801) 438-2040 3165 East Millrock Drive
Suite 500
Salt Lake City, UT 84121
Free ConsultationSecurities, Business, IP and Real Estate
University of Utah
Benjamin Lakey
Claimed Lawyer ProfileSocial Media
Benjamin Lakey
Provo, UT Securities Law Attorney with 10 years of experience
2545 N Canyon Road
Suite 100
Provo, UT 84604
Free ConsultationSecurities, Business, Divorce and Real Estate
Brigham Young University
Ben grew up in Provo, Utah, and graduated from Provo High School. After high school, he joined the Army Reserves before going to Warsaw, Poland to serve an LDS mission. After returning from military duty in Afghanistan, he completed his BA in Philosophy at the U of U, and law school at BYU. Ben has personal experience in business finance, accounting, and asset protection. Since 2001, he has been an avid real estate investor, having personally owned nearly sixty parcels of real estate, and facilitating hundreds of transactions for investors. He is also a producer of the feature film,...
Brian Higley
Claimed Lawyer ProfileSocial Media
Brian Higley
South Jordan, UT Securities Law Lawyer with 12 years of experience
3889 Coastal Dune Drive
South Jordan, UT 84095
Free ConsultationSecurities and Business
The University of Utah S.J. Quinney College of Law
Mr. Brian Higley graduated from the University of Utah S.J. Quinney College of Law and has focused on securities law his entire legal career. He is licensed to practice in the State of Utah and is a member of the Utah State Bar Securities Section. He is also fluent in Spanish.

Mr. Higley assists various clients primarily in the areas of public company disclosure, corporate finance, and mergers and acquisitions, including private placements, public and private offerings, Securities and Exchange Commission and Blue Sky compliance and reporting requirements, asset and stock purchases, and general corporate practice.

During law school, Mr. Higley externed...
Michael Black
Claimed Lawyer ProfileSocial Media
Michael Black
Salt Lake City, UT Securities Law Lawyer with 22 years of experience
(385) 479-9440 299 S. Main, Suite 1300
Salt Lake City, UT 84111
Securities, Business, Real Estate and Tax
Georgetown University Law Center
I started Common Law after leaving a large Salt Lake firm. My goal is to provide effective and efficient expertise in the resolution of tax and financial disputes. I have done my job when I have reduced the stress of dealing with the government and the legal system, and I have helped you find a resolution that works for you. I’ve been practicing law for over twenty years. I have litigated numerous cases at city, county, and state tax agencies, at all of the IRS administrative levels, and at the trial court level in both the state and federal courts of...
Michael Douglas Jewell
Claimed Lawyer ProfileSocial Media
Michael Douglas Jewell
LOGAN, UT Securities Law Attorney with 11 years of experience
(435) 776-5266 399 N MAIN ST
STE 300
LOGAN, UT 84321
Securities, Business and Trademarks
University of San Diego
Justin Heideman
Claimed Lawyer ProfileSocial Media
Justin Heideman
Provo, UT Securities Law Attorney with 23 years of experience
(801) 472-7742 2696 N. University Avenue Suite 180
Provo, UT 84604
Free ConsultationSecurities, Business, Civil Rights and Estate Planning
Mercer University Walter F. George School of Law
Scott Jenkins
Claimed Lawyer ProfileSocial Media
Scott Jenkins
Salt Lake City, UT Securities Law Attorney
(801) 328-0266 Fetzer Simonsen Booth & Jenkins, P.C.
50 W. Broadway, Suite 1200
Salt Lake City, UT 84101
Securities, Business, Estate Planning and Probate
Scott advises companies and individuals regarding business transactions and personal planning. Representative transactions include formation and operation of various business entities, private placement memorandums for fundraising, exempt securities, public company reporting and compliance, formation and qualification of charitable organizations, real estate transactions, asset protection strategies for individuals and businesses, wills, trusts and death tax planning, and settling and administering estates and trusts. Scott has represented natural resource companies, construction companies, multi-level marketing companies, small and large private estates, publicly supported charities with foreign operations, and clients with substantial offshore assets.
Michael S. Anderson
Claimed Lawyer Profile
Michael S. Anderson
Salt Lake City, UT Securities Law Attorney
(801) 532-7840 101 South 200 East
Suite 700
Salt Lake City, UT 84111
Securities, Appeals, Entertainment & Sports and International
Columbia Law School
Mike’s practice involves complex commercial disputes regarding intellectual property, insurance, securities, and constitutional, international, and comparative law. As a result of his unique background, he also has developed an expertise specific to media and entertainment law. He has experience at all levels of litigation from trial court to final appeal and especially enjoys helping innovative startups find creative solutions to practical and legal dilemmas.

With Parr Brown’s Media and First Amendment group, Mike helps businesses and individuals with a variety of privacy, defamation, and public-access issues under state and federal law. He regularly assists journalists and others seeking access to information...
Stephen Christiansen
Claimed Lawyer Profile
Stephen Christiansen
Salt Lake City, UT Securities Law Lawyer with 30 years of experience
(801) 716-7016 311 South State Street
Suite 250
Salt Lake City, UT 84111
Securities, Business and Real Estate
Brigham Young University
Stephen Christiansen tries jury and bench trials and litigates appeals in the state and federal courts. No subject matter is off limits. He represents companies and individuals as plaintiffs and defendants in securities, contracts, intellectual property, real estate, personal injury, property damage, eminent domain, commercial, corporate, LLC, partnership, products liability, insurance, criminal defense, negligent and intentional torts, energy, tax, employment, bankruptcy, and any other matter tried in the courts. He is recognized as one of the top lawyers in Utah and the Mountain States.
Brian Lebrecht
Claimed Lawyer ProfileSocial Media
Brian Lebrecht
Salt Lake City, UT Securities Law Attorney with 29 years of experience
(801) 322-2516 201 South Main Street
Suite 1300
Salt Lake City, UT 84111
Securities
University of San Diego School of Law
I founded The Lebrecht Group, APLC in February 2001. Currently, I assist various clients primarily in the areas of corporate finance and mergers and acquisitions, including private placements, public and private offerings, Securities and Exchange Commission and Blue Sky compliance and reporting requirements, asset and stock purchases, and general corporate practice.
Aaron Johnstun
Claimed Lawyer ProfileSocial Media
Aaron Johnstun
Orem, UT Securities Law Attorney with 16 years of experience
1443 South 550 East
Orem, UT 84097
Free ConsultationSecurities, Business and Employment
University of Kansas School of Law
Mr. Johnstun is the personal founder of Johnstun Law. His legal practice focuses on business transactions, corporate law, and startup businesses. He has a depth of experience in guiding complex transactions and litigation to a successful resolution. Representative legal matters involve business transactions and litigation opposite of Utah’s best law firms. Read more about Johnstun Law’s story.

Outside the office, Aaron enjoys biking, golf, Kansas basketball, hunting in the Rocky Mountains, catching a good baetis hatch, reading books on startups and marketing, and mauling his kids, and Pudelpointers.

Core Practice Areas:
Business Formations and Startups
Business Transactions
Commercial Contracts
Corporate Governance
Trademarks/Copyrights
Complex Business Litigation
Securities Fraud
Finance/Banking
Employment Matters
Healthcare Compliance
Administrative...
Dane Johansen
Claimed Lawyer Profile
Dane Johansen
Salt Lake City, UT Securities Law Attorney
(801) 532-7800 101 South 200 East
Suite 700
Salt Lake City, UT 84111
Securities, Antitrust and Business
Peking University and Brigham Young University
Mr. Johansen is a shareholder in Parr Brown’s Business and Finance groups. He has over a decade of experience advising on large, multi-national securities offering, merger, acquisition, fund formation and investment matters, as well as advising on reporting obligations (U.S. SEC and Hong Kong Stock Exchange) and general corporate matters.

Prior to joining the firm, Mr. Johansen worked for leading U.S. and British law firms (inter alia, Paul Hastings and Allen & Overy) in Hong Kong. Mr. Johansen also seconded with the asset management division of a major U.S. investment bank (JP Morgan) focused on fund formation and investment matters for...
Steven A.  Clayton
Claimed Lawyer Profile
Steven A. Clayton
Salt Lake City, UT Securities Law Lawyer
(801) 833-0511 3165 E. Millrock Drive
Salt Lake City, UT 84121
Securities, Business and Real Estate
University of Utah
Steve advises business owners and individual in incorporating their ventures, acquiring existing businesses, negotiating contractual relationships, resolving partnership disputes, real estate, recapitalization, mergers, acquisitions, and the structuring of financing instruments. Prior to joining Vantus, Steve worked with Hirschi Christensen, PLLC, Cottonwood Capital, LLC and Cherokee & Walker, LLC, a private equity firm, all located in Salt Lake City, Utah. As in-house counsel at Cottonwood Capital, Steve was integral in the acquisition of over $400MM in national commercial real estate and in the formation of Cottonwoods acquisitions, management, development and financing arms.
Matthew A. Martinez
Salt Lake City, UT Securities Law Lawyer with 16 years of experience
(801) 978-5447 1678 Pioneer Rd
Salt Lake City, UT 84104
Securities, Business and Energy
Vanderbilt University Law School and Vanderbilt University Law School
Milo Marsden
Salt Lake City, UT Securities Law Attorney with 35 years of experience
(801) 933-7360 136 Main Street
Salt Lake City, UT 84101
Securities, Appeals, Business and Criminal
University of Utah College of Law
Preston Olsen
Salt Lake City, UT Securities Law Lawyer with 17 years of experience
(801) 531-3077 201 Main Street
Salt Lake City, UT 84111
Securities, Business and Real Estate
The University of Chicago Law School
Stuart Fredman
Salt Lake City, UT Securities Law Lawyer with 44 years of experience
(801) 323-3262 299 South Main Street
Salt Lake City, UT 84111
Securities, Business, Environmental and Tax
Julie Edwards
Salt Lake City, UT Securities Law Lawyer with 22 years of experience
(801) 350-7852 170 Main Street
Salt Lake City, UT 84101
Securities, Business, Criminal and IP
David Rudd
Salt Lake City, UT Securities Law Attorney with 35 years of experience
(801) 517-6829 201 Main Street
Salt Lake City, UT 84111
Securities, Business, Energy and International
Pepperdine University School of Law
David Greenwood
Salt Lake City, UT Securities Law Lawyer with 51 years of experience
(801) 350-7843 170 S Main St
Salt Lake City, UT 84101
Securities, Business, Criminal and International
University of Chicago Law School
Nicole C Squires
South Jordan, UT Securities Law Lawyer with 18 years of experience
(801) 204-2807 4700 W Daybreak Pkwy
South Jordan, UT 84095
Securities and Business
Brigham Young University J. Reuben Clark Law School
Curtis Bowen Anderson
Provo, UT Securities Law Lawyer with 29 years of experience
341 E Campus Dr
Provo, UT 84604
Securities, Antitrust, Business and Employment
BYU Law School and Brigham Young University J. Reuben Clark Law School
Gavin Reese
Salt Lake City, UT Securities Law Lawyer
(801) 799-5821 60 E. South Temple
Salt Lake City, UT 84111
Securities, Antitrust, Business and Real Estate
Marc Tristan Rasich
Salt Lake City, UT Securities Law Lawyer with 29 years of experience
(801) 328-3131 201 S Main St
#1100
Salt Lake City, UT 84111
Securities, Antitrust, Business and IP
The University of Utah S.J. Quinney College of Law and The University of Utah S.J. Quinney College of Law
Douglas Parry
Salt Lake City, UT Securities Law Attorney
(801) 933-8918 136 Main Street
Salt Lake City, UT 84101
Securities, Arbitration & Mediation, Business and Criminal
University of Utah College of Law
John Hilary Bogart
Salt Lake City, UT Securities Law Lawyer with 31 years of experience
(801) 350-7853 170 Main Street
Salt Lake City, UT 84101
Securities, Antitrust, Appeals and Business
Stanford Law School
Lee Saber
Salt Lake City, UT Securities Law Attorney with 26 years of experience
(801) 350-7877 170 Main Street
Salt Lake City, UT 84101
Securities, Business, Criminal and IP
University of Texas School of Law
Todd A Reece
Salt Lake City, UT Securities Law Lawyer with 18 years of experience
(801) 517-6872 201 S Main St
800
Salt Lake City, UT 84111
Securities, Business, International and Real Estate
Creighton University School of Law
Zachary J Weyher
Salt Lake City, UT Securities Law Lawyer with 19 years of experience
(801) 750-5425 665 600 E
Salt Lake City, UT 84102
Securities, Business, Criminal and International
The University of Utah S.J. Quinney College of Law
Richard Wayne Casey
Salt Lake City, UT Securities Law Attorney with 45 years of experience
(801) 350-7855 170 Main Street
Salt Lake City, UT 84101
Securities, Antitrust, Business and Criminal
Samuel Gardiner
Salt Lake City, UT Securities Law Lawyer
(801) 933-7362 136 S Main St
Salt Lake City, UT 84101
Securities, Antitrust, Business and Employment
J. Reuben Clark Law School
Elisabeth M McOmber
Salt Lake City, UT Securities Law Attorney with 20 years of experience
(801) 257-1900 15 W S Temple
1200
Salt Lake City, UT 84101
Securities, Business, Personal Injury and Products Liability
University of Minnesota Law School and Brooklyn Law School
Vincent Joseph Brown
St. George, UT Securities Law Attorney
(801) 885-9737 351 S 400 E
APT 1
St. George, UT 84770
Securities, Appeals, Arbitration & Mediation and Business
Cornell Law School
Devon John McCurdy
Salt Lake City, UT Securities Law Attorney with 6 years of experience
(503) 310-1419 125 South State Street
Salt Lake City, UT 84138
Securities
Tracy Taylor
Salt Lake City, UT Securities Law Attorney
(801) 799-5804 60 E. South Temple
Salt Lake City, UT 84111
Securities, Appeals, Bankruptcy and Business
Gregory Lindley
Salt Lake City, UT Securities Law Lawyer
(801) 799-5829 60 E South Temple
Salt Lake City, UT 84111
Securities, Antitrust, Business and Criminal
James Elegante
Salt Lake City, UT Securities Law Attorney with 46 years of experience
(801) 323-3256 299 South Main Street
Salt Lake City, UT 84111
Securities, Business, Energy and International
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties
Toggle tool

There are no recently viewed profiles.

There are no saved profiles.

There are no profiles to compare.