Arlington County Securities Lawyers

You are your broker-dealer’s or registered investment adviser’s Chief Compliance Officer. You might even be your firm’s entire Compliance Department. It is a tremendous responsibility. The SEC, FINRA and the state regulators have placed significant demands on our industry. You need to help your firm discharge its current obligations and implement the new ones. It makes you feel at times that you are trying to boil away the ocean. Your regulator has just contacted your firm for whatever reason and seeks documents and additional information. You are concerned about what this means and what might happen next. An angry...

For more than 25 years, I have represented Fortune 500 companies and individuals in commercial litigation and securities enforcement matters. I have also represented accounting firms and their partners and employees in government investigations and enforcement proceedings, malpractice, and state disciplinary proceedings.

As a partner in an ‘American Lawyer Top 100 firm’, I’ve represented clients in bet-the-company litigation matters involving breach of contract, business tort, antitrust, insurance coverage, and securities claims. At the PCAOB, I led investigations of Big 4, mid-size, and small accounting firms and their partners and employees.

My litigation experience includes:

• securities fraud class action in the...

W. Scott Greco has thirty years of experience arbitrating and litigating investor claims against stockbrokers and investment advisers for claims of securities fraud, churning, unauthorized trading, theft, unsuitable recommendations, and other broker malpractice. These proceedings include FINRA arbitrations, AAA arbitrations, and lawsuits in federal and state courts. Mr. Greco is currently admitted to practice in Virginia, Maryland, and Washington, D.C., but represents investors across the country. He received his B.A. in Foreign Affairs from the University of Virginia in 1991 and his J.D. from the College of William and Mary, Marshall-Wythe School of Law in 1994. Mr. Greco regularly appears...

Frederick D. Greco was born in 1937, graduated from American University Law School of Washington, D.C. in 1962, and served in the United States Navy from 1962 to 1964. He has practiced law in McLean, Virginia since 1964. Mr. Greco worked as a general law practitioner from 1964 to 1974. Since 1974, his primary practice area has been commercial and securities law litigation. An experienced litigator, Frederick D. Greco has concentrated over the last two decades on representing plaintiffs and defendants in trial and arbitration claims against stock brokers and brokerage firms. In arbitration, Mr. Greco has argued cases before New...

David Deitch leads the White Collar Defense and Corporate Compliance practice at Berenzweig Leonard. David is an experienced white collar trial lawyer who has tried more than 100 jury trials to verdict in federal and state courts around the nation. In serving his clients’ interests in criminal defense, civil, regulatory, and administrative matters, David brings to bear a lengthy tenure as a state and federal prosecutor, as well as years serving as defense counsel for blue chip businesses and individuals.

David’s diverse white collar background includes years of public service in the Justice Department and as a state prosecutor. David served...

Steve Webster has over twenty-eight years of experience in civil and criminal litigation, appeals, and investigations. He is listed in Best Lawyers in America in multiple areas and has been recognized as one of the top 100 trial lawyers in Virginia by the National Trial Lawyers group. Prior to forming Webster Book LLP, he was a partner at a large international law firm where he spent several years litigating complex civil and criminal cases. He began his career by serving for several years as a public defender in Fairfax, Virginia after receiving his law degree from Georgetown University and his...

My practice focuses on advising clients on general corporate and transactional matters, including company formation and governance, mergers and acquisitions, operating and stockholder agreements, buy-sell agreements, private offerings of debt and equity securities (including friends and family, angel, venture capital and private equity investments), corporate divorces and other reorganizations, small business certifications (including 8(a), SDVO, WOSB, HUB Zone and MBE/DBE certifications), executive employment and equity matters, franchise agreements, vendor and customer issues, and other commercial contracts and agreements.