Levy County Stockbroker & Investment Fraud Lawyers

Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...

Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...

Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...

Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...

Robert Hambrick is an excellent Criminal Law Attorney who has one field of practice - Criminal Law - with one goal, to protect the best interests of his client. Robert Hambrick is a recognized criminal law leader, an expert Strategist, Tactician & Trial Lawyer with a well deserved reputation as an aggressive attorney. With the insight gained from having tried hundreds of Federal & State Casees and from having been a Lead Trial Attorney while a prosecutor with the State Attorney's Office in Pinellas County, Florida, Robert Hambrick possesses a negotiating advantage to obtain favorable plea arrangements and will do...

Mr. Clayton has been practicing law since 1987 and is admitted to practice in Florida, New Jersey and New York. He attended Washington & Lee University and received his undergraduate and law degrees from Seton Hall University. He founded The Clayton Law Firm, P.A. in 1996 after practicing with highly regarded law firms prior to that time. After 20 years of having his own law firm, Mr. Clayton became a shareholder in Icard Merrill in 2016.

Mr. Clayton has been “AV” rated by Martindale Hubbell since 1998 and has been designated as a Florida Super Lawyer from 2012 to...

Ryan Stumphauzer represents clients in government regulatory enforcement matters, white collar criminal litigation, internal investigations, whistleblower suits, compliance counseling, and civil litigation. Prior to founding Stumphauzer & Sloman, Mr. Stumphauzer served for six years as a federal prosecutor in the Southern District of Florida, where he directed over one hundred cases involving allegations of health care fraud, mail and wire fraud, securities fraud, bank fraud, money laundering, identity theft, and violations of HIPAA and the health care anti-kickback statutes. While at the U.S. Attorney’s Office, Mr. Stumphauzer served as the Deputy Chief of the Health Care Fraud Unit,...

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

Brice Van Elswyk started his professional career as an investment banker in 1998. Over the next 14 years, Brice worked for several international investment banks eventually specializing in structured products with complex tax, accounting and regulatory capital constraints. Working closely with the top international law firms in the world as an investment banker inspired Brice to leave wall street behind and go to law school. Brice spent the next seven years at the State Attorney’s Office for the Twelfth Judicial Circuit of Florida. While at the State Attorney’s Office, Brice prosecuted crimes ranging from misdemeanors such as DUI’s and domestic batteries, all...

From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/

Daniel Lustig was born in San Jose, Costa Rica and moved to West Palm Beach, Florida in December of 1997. After serving as Special Prosecutor of the State Attorney’s Office and working as an associate for some of the most prestigious personal injury and complex commercial litigation law firms in South Florida, Daniel opened his law firm with partner, Michael Pike. Daniel has litigated and secured significant results for his personal injury clients injured in auto accidents and incidents involving slip or trip and falls. Daniel has also litigated complex business disputes and denials of insurance coverage in the United...