Smyrna Stockbroker & Investment Fraud Lawyers
Compare 25 top rated Georgia attorneys serving Smyrna.
Claimed Lawyer ProfileSocial Media
(770) 829-3850
1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Elder and Securities
Mercer University Walter F. George School of Law
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP.
For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud.
Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
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Free ConsultationStockbroker Fraud, Arbitration & Mediation, Business and Securities
University of Miami School of Law
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
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Bryan W. Gort
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 7 years of experience
Stockbroker Fraud, Arbitration & Mediation and Securities
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.
Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
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Stockbroker Fraud and Securities
The University of Georgia School of Law
Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He received a Bachelor of Arts degree from the University of Colorado in Boulder and earned a J.D. in 2015 from the University of Georgia School of Law in Athens. During both his second and third year of law school, Mr. Zichterman interned with the Enforcement Division at the Atlanta Regional Office of the U.S. Securities and Exchange Commission, which provided him with valuable insight into the industry. While at UGA Law, Mr. Zichterman also served as...
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Stockbroker Fraud and Securities
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
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Daniel I. MacIntyre
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 48 years of experience
Stockbroker Fraud, Business, Employment and Securities
The University of Georgia School of Law
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Walter Jospin
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 37 years of experience
Stockbroker Fraud, Securities and White Collar Crime
Emory University School of Law
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.
Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
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Stockbroker Fraud and Securities
Georgia State University College of Law
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Stockbroker Fraud and Securities
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.
Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
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James A. Nofi
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 38 years of experience
Stockbroker Fraud, Business, Employment and Securities
New York University School of Law
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Alan R. Perry Jr.
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 39 years of experience
Stockbroker Fraud, Business, Employment and Insurance Claims
Stockbroker Fraud and Business
University of Virginia
Hill Jeffries Jr
Atlanta, GA Stockbroker & Investment Fraud Attorney with 40 years of experience
Stockbroker Fraud and Business
University of Virginia
Richard Fishman
Atlanta, GA Stockbroker & Investment Fraud Lawyer with 48 years of experience
Stockbroker Fraud, Business, Municipal and Real Estate
Cleveland State University OH
Rick Darren Blumen
Atlanta, GA Stockbroker & Investment Fraud Attorney with 30 years of experience
Stockbroker Fraud and Business
George Washington Univ
Robert David Simons
Atlanta, GA Stockbroker & Investment Fraud Attorney with 32 years of experience
Stockbroker Fraud, Business and Real Estate
Boston University
Carsten Alting
Atlanta, GA Stockbroker & Investment Fraud Attorney with 24 years of experience
Stockbroker Fraud, Business, Immigration and International
Blawg Search
J. Boyd Page
Atlanta, GA Stockbroker & Investment Fraud Lawyer
Stockbroker Fraud, Business and Employment
University of Virginia School of Law
Holley Ellen Bricks
Atlanta, GA Stockbroker & Investment Fraud Attorney with 31 years of experience
Stockbroker Fraud, Bankruptcy, Estate Planning and Real Estate
Woodrow Wilson College of Law
Blawg Search
Stockbroker Fraud, Business, Employment and Securities
University of Pennsylvania Law School
Pat Huddleston
Atlanta, GA Stockbroker & Investment Fraud Attorney with 33 years of experience
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
Mercer University Walter F. George School of Law
Stockbroker Fraud, Business, Estate Planning and Securities
Case Western Reserve University
David Cofrin
Atlanta, GA Stockbroker & Investment Fraud Attorney with 42 years of experience
Stockbroker Fraud, Business and Real Estate
Notre Dame University
James M. Evangelista
Atlanta, GA Stockbroker & Investment Fraud Attorney with 22 years of experience
Stockbroker Fraud, Business and Employment
Rutgers School of Law-Camden
Stuart Matthew Mones
Atlanta, GA Stockbroker & Investment Fraud Attorney with 19 years of experience
Stockbroker Fraud, Criminal, DUI and IP
Stockbroker Fraud, Civil Rights, Elder and Employment
Emory School of Law, Emory School of Law and Western New England College of Law
Stockbroker Fraud, Business and Tax
Marquette University
Claimed Lawyer Profile
Stockbroker Fraud, Animal, Appeals and Arbitration & Mediation
Stockbroker Fraud, Appeals, Criminal and DUI
Stockbroker Fraud, Animal, Criminal and DUI
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