New York City Stockbroker & Investment Fraud Lawyers

Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...

Elena represents individuals and corporations charged with the most serious federal crimes including wire/ mail fraud, securities and bank fraud, money laundering, violations of Foreign Corrupt Practices Act (FCPA), insurance fraud, federal tax violations, cybercrimes and narcotics and weapons trafficking. In state courts, Elena represents clients charged with financial crimes, attempted murder, sex crimes, child pornography, narcotics and weapons possession, and violent assaults.

Previously, Elena worked as a Felony Assistant District Attorney at the Kings County District Attorney’s Office in Brooklyn, New York where she handled thousands of cases from arraignment to disposition. During her six years at the District...

Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration. After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...

Bukh Law Firm, P.C. is #1 ranked Criminal Defense law firm, as ranked by Avvo, Citysearch and Insiderpages. The attorneys at the Bukh Law Firm, P.C. are committed to providing each and every client with an aggressive and thorough legal defense, regardless of the size and complexity of their case. Our law firmâs founder and managing partner, Arkady Bukh, vigorously pursued and selected attorneys with a developed domain expertise in criminal, family, and civil litigation practice areas. The result of his efforts is a dedicated and energized team of legal experts that can swiftly bring to a favorable closure...

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...

Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...

Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.

August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.

Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...

A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....

Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...

The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...

André G. Castaybert is the founder and principal attorney at CASTAYBERT PLLC. His experience as a commercial trial court and appellate lawyer spans two and a half decades. He started his career as a litigator in New York City, at the international law firm of Proskauer Rose LLP where he worked for twenty years in the Litigation and Dispute Resolution Department on a wide range of commercial disputes in the Federal courts across the United States, in the New York State courts, and in domestic and international arbitration. André has also been Counsel to several highly regarded boutique business...

Attorney Jeffrey Benjamin is enjoying his third decade of practicing law. In 1997, he started practicing law in the field of consumer protection and class actions. Out of the starting gate, he was trying cases, arguing substantial motions and appeals, and building a practice under the motto: “Doing Well, by Doing Good.”

Today, he continues to develop skill and expertise in trial and appellate advocacy. Adversary counsel against him come from some of the largest and most resourceful firms in New York City down to competent and capable sole practitioners. From the beginning of his practice, Mr. Benjamin has felt that...

I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.

I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...

I've been defending clients charged with both Federal and State Criminal Charges for 21 years. I've handled tough cases and defended clients on charges ranging from Organized Crime to Conspiracy.

Our practice's central philosophy: partnership. We spend time to understand what our client's goals are and develop an action plan centered around meeting those goals. In the litigation context, that might mean pushing a matter or action towards trial or it might mean investing the time to become an expert in the case or action to create leverage for a settlement. On the transactional side, we view all of our matters through the prism of avoiding litigation. Our business clients are most interested in growing their business and, in turn, their wealth. Litigation can slow growth. ...

Having graduated with both an M.B.A. and a J.D. from New York University, Kenneth Goldberg understand the ways businesses work in relation to their employees. Goldberg has been practicing law since 1991, and is a member of a number of professional associations, including the New York State Bar Association, the New York County Lawyers' Association, and the American Bar Association. This extensive familiarity with labor laws and the cultures surrounding business makes Goldberg uniquely qualified to handle employment law cases.

My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...

I am a highly experienced business and commercial litigator. I have been successful in 23 reported state and federal decisions at the lower court and appellate levels. My representative cases have involved up to $160 million in dispute, and my significant settlements have involved up to $31 million paid.

I am known as being smart, thorough, resourceful and professional while also relentless – the latter perhaps a carryover from my college wrestling and club rugby days.

I was Ken Warner’s partner and “right-hand man” in Coblence & Warner (now Warner Partners), a midtown boutique litigation firm, for...

If you have been charged with a DWI, drug, theft, violent or white collar crime, contact my firm today! With my experience and eagerness to help I will be able to handle your case, contact my firm today!

Michael Stewart Frankel has tried and argued cases before New York trial and appellate courts. A pioneer in the area of childhood lead poisoning litigation in New York, Michael has been the lead attorney and attorney of record on many reported cases including the landmark New York lead poisoning case entitled Juarez v. Wavecrest Mgt. Team, Ltd., 88 NY2d 628 [establishing landlords’ regulatory liability for childhood lead poisoning under NYC Local Law 1], Munoz v. Puretz 301 AD2d 382 [liability of landlord for prenatal exposure to lead based paint suffered by the unborn child of a tenant], Zaman v. Patwary...