Salt Lake City Stockbroker & Investment Fraud Lawyers

Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.

After leaving a career as a Merchant Marine officer, Mr. Bautista has practiced criminal defense exclusively since 1999. Since then, he has represented over 4,000 clients and has obtained dismissals or not guilty verdicts in all types of criminal cases, including white collar crimes, criminal homicide, all sex crimes including rape and aggravated sex abuse of a child, aggravated burglary, robbery, thefts, forgeries, aggravated assaults, drug and alcohol charges including DUI, and domestic violence allegations. When unable to secure a dismissal, Mr. Bautista has helped obtain a favorable resolution, or tried the case before a jury. ...

Philip Dracht is a shareholder in Fabian. He is a trial lawyer in the litigation and employment departments. Phil focuses on complex litigation and class actions, with experience in product liability and consumer litigation, intellectual property (copyright, trademark, and trade secrets) disputes, real estate disputes, and business litigation. Phil also litigates contractual disputes, business disputes, unfair competition claims, and trade libel claims.