California Civil Jury Instructions (CACI) (2017)

1520. Abuse of Process—Essential Factual Elements

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1520.Abuse of Process—Essential Factual Elements
[Name of plaintiff] claims that [name of defendant] wrongfully [insert legal
procedure, e.g., “took a deposition”]. To establish this claim, [name of
plaintiff] must prove all of the following:
1. That [name of defendant] [insert legal procedure, e.g., “took the
deposition of [name of deponent]”];
2. That [name of defendant] intentionally used this legal procedure
to [insert alleged improper purpose that procedure was not designed
to achieve];
3. That [name of plaintiff] was harmed; and
4. That [name of defendant]’s conduct was a substantial factor in
causing [name of plaintiff]’s harm.
New September 2003
Sources and Authority
• “ ‘The common law tort of abuse of process arises when one uses the court’s
process for a purpose other than that for which the process was designed.
[Citations.] It has been ‘interpreted broadly to encompass the entire range of
“procedures” incident to litigation.’ [Citation.] [¶] ‘[T]he essence of the tort [is]
. . . misuse of the power of the court; it is an act done in the name of the court
and under its authority for the purpose of perpetrating an injustice.’
[Citation.]’ ” (S.A. v. Maiden (2014) 229 Cal.App.4th 27, 41 [176 Cal.Rptr.3d
567].)
• “To establish a cause of action for abuse of process, a plaintiff must plead two
essential elements: that the defendant (1) entertained an ulterior motive in using
the process and (2) committed a wilful act in a wrongful manner.” (Coleman v.
Gulf Insurance Group (1986) 41 Cal.3d 782, 792 [226 Cal.Rptr. 90, 718 P.2d
77], internal citations omitted.)
• “[Plaintiff]’s complaint indicates that he has pleaded the tort of abuse of
process, long recognized at common law but infrequently utilized.” (Kappel v.
Bartlett (1988) 200 Cal.App.3d 1457, 1463 [246 Cal.Rptr. 815], internal citation
omitted.)
• “Abuse of process is not just another name for malicious prosecution. Simply
filing or maintaining a lawsuit for an improper purpose (such as might support
a malicious prosecution cause of action) is not abuse of process. [Citation.] [¶]
Malicious prosecution and abuse of process are distinct. The former concerns a
meritless lawsuit (and all the damage it inflicted). The latter concerns the
misuse of the tools the law affords litigants once they are in a lawsuit
(regardless of whether there was probable cause to commence that lawsuit in
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the first place). Hence, abuse of process claims typically arise for improper or
excessive attachments [citation] or improper use of discovery [citation].” (S.A.,
supra, 229 Cal.App.4th at pp. 41–42, original italics.)
• “[W]hile a defendant’s act of improperly instituting or maintaining an action
may, in an appropriate case, give rise to a cause of action for malicious
prosecution, the mere filing or maintenance of a lawsuit—even for an improper
purpose—is not a proper basis for an abuse of process action.” (JSJ Limited
Partnership v. Mehrban (2012) 205 Cal.App.4th 1512, 1523 [141 Cal.Rptr.3d
338].)
• “Some definite act or threat not authorized by the process or aimed at an
objective not legitimate in the use of the process is required. And, generally, an
action lies only where the process is used to obtain an unjustifiable collateral
advantage. For this reason, mere vexation [and] harassment are not recognized
as objectives sufficient to give rise to the tort.” (Younger v. Solomon (1974) 38
Cal.App.3d 289, 297 [113 Cal.Rptr. 113], internal citations omitted.)
• “Process is action taken pursuant to judicial authority. It is not action taken
without reference to the power of the court.” (Adams v. Superior Court (1992) 2
Cal.App.4th 521, 530 [3 Cal.Rptr.2d 49].)
• “This broad reach of the ‘abuse of process’ tort can be explained historically,
since the tort evolved as a ‘catch-all’ category to cover improper uses of the
judicial machinery that did not fit within the earlier established, but narrowly
circumscribed, action of malicious prosecution.” (Younger, supra, 38 Cal.App.3d
at p. 296, internal citations omitted.)
• “ ‘The improper purpose usually takes the form of coercion to obtain a
collateral advantage, not properly involved in the proceeding itself, such as the
surrender of property or the payment of money, by the use of the process as a
threat or a club.’ ” (Spellens v. Spellens (1957) 49 Cal.2d 210, 232–233 [317
P.2d 613], internal citation omitted.)
• “[A]n improper purpose may consist in achievement of a benefit totally
extraneous to or of a result not within its legitimate scope. Mere ill will against
the adverse party in the proceedings does not constitute an ulterior or improper
motive.” (Ion Equipment Corp. v. Nelson (1980) 110 Cal.App.3d 868, 876 [168
Cal.Rptr. 361], internal citations omitted.)
• “Merely obtaining or seeking process is not enough; there must be subsequent
abuse, by a misuse of the judicial process for a purpose other than that which it
was intended to serve. The gist of the tort is the improper use of the process
after it is issued.” (Adams, supra, 2 Cal.App.4th at pp. 530–531, internal
citations omitted.)
• “ ‘ “Some definite act or threat not authorized by the process, or aimed at an
objective not legitimate in the use of the process, is required; and there is no
liability where the defendant has done nothing more than carry out the process
to its authorized conclusion, even though with bad intentions.” ’ ” (Clark
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Equipment Co. v. Wheat (1979) 92 Cal.App.3d 503, 524 [154 Cal.Rptr. 874],
internal citations omitted.)
• “[I]t is consistent with the purpose of section 47, subdivision (2) to exempt
malicious prosecution while still applying the privilege to abuse of process
causes of action.” (Abraham v. Lancaster Community Hospital (1990) 217
Cal.App.3d 796, 824 [266 Cal.Rptr. 360].)
• “[T]he scope of ‘publication or broadcast’ includes noncommunicative conduct
like the filing of a motion for a writ of sale, the filing of assessment liens, or
the filing of a mechanic’s lien. The privilege also applies to conduct or
publications occurring outside the courtroom, to conduct or publications which
are legally deficient for one reason or another, and even to malicious or
fraudulent conduct or publications.” (O’Keefe v. Kompa (2000) 84 Cal.App.4th
130, 134 [100 Cal.Rptr.2d 602], internal citations omitted.)
• “The use of the machinery of the legal system for an ulterior motive is a classic
indicia of the tort of abuse of process. However, the tort requires abuse of legal
process, not just filing suit.” (Trear v. Sills (1999) 69 Cal.App.4th 1341, 1359
[82 Cal.Rptr.2d 281], internal citations omitted.)
• “We have located no authority extending the tort of abuse of process to
administrative proceedings. Application of the tort to administrative proceedings
would not serve the purpose of the tort, which is to preserve the integrity of the
court.” (Stolz v. Wong Communications Ltd. Partnership (1994) 25 Cal.App.4th
1811, 1822–1823 [31 Cal.Rptr.2d 229], internal citations omitted.)
Secondary Sources
5 Witkin, Summary of California Law (10th ed. 2005) Torts, §§ 517–528
4Levy et al., California Torts, Ch. 43, Malicious Prosecution and Abuse of
Process, §§ 43.20–43.25 (Matthew Bender)
31 California Forms of Pleading and Practice, Ch. 357, Malicious Prosecution and
Abuse of Process, § 357.51 (Matthew Bender)
14 California Points and Authorities, Ch. 147, Malicious Prosecution and Abuse of
Process, § 147.70 et seq. (Matthew Bender)
1521–1529. Reserved for Future Use
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