California Civil Jury Instructions (CACI) (2017)

1704. Defamation per se—Essential Factual Elements (Private Figure—Matter of Private Concern)

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1704.Defamation per se—Essential Factual Elements (Private
Figure—Matter of Private Concern)
[Name of plaintiff] claims that [name of defendant] harmed [him/her] by
making [one or more of] the following statement(s): [list all claimed per
se defamatory statement(s)]. To establish this claim, [name of plaintiff]
must prove all of the following:
Liability
1. That [name of defendant] made [one or more of] the statement(s)
to [a person/persons] other than [name of plaintiff];
2. That [this person/these people] reasonably understood that the
statement(s) [was/were] about [name of plaintiff];
3. [That [this person/these people] reasonably understood the
statement(s) to mean that [insert ground(s) for defamation per se,
e.g., “[name of plaintiff] had committed a crime”]];
4. That [name of defendant] failed to use reasonable care to
determine the truth or falsity of the statement(s).
Actual Damages
[If [name of plaintiff] has proved all of the above, then [he/she] is
entitled to recover [his/her] actual damages if [he/she] proves that [name
of defendant]’s wrongful conduct was a substantial factor in causing any
of the following:
a. Harm to [name of plaintiff]’s property, business, trade, profession,
or occupation;
b. Expenses [name of plaintiff] had to pay as a result of the
defamatory statements;
c. Harm to [name of plaintiff]’s reputation; or
d. Shame, mortification, or hurt feelings.
Assumed Damages
Even if [name of plaintiff] has not proved any actual damages for harm
to reputation or shame, mortification or hurt feelings, the law assumes
that [he/she] has suffered this harm. Without presenting evidence of
damage, [name of plaintiff] is entitled to receive compensation for this
assumed harm in whatever sum you believe is reasonable. You must
award at least a nominal sum, such as one dollar.
Punitive Damages
[Name of plaintiff] may also recover damages to punish [name of
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defendant] if [he/she] proves by clear and convincing evidence that [name
of defendant] acted with malice, oppression, or fraud.
[For specific provisions, see CACI Nos. 3940–3949.]
New September 2003; Revised April 2008, December 2009, June 2016, December
2016
Directions for Use
Special verdict form VF-1704, Defamation per se—Affırmative Defense—Truth
(Private Figure—Matter of Private Concern), may be used in this type of case.
Use the bracketed element 3 only if the statement is not defamatory on its face
(i.e., if the judge has not determined that the statement is defamatory as a matter of
law). For statutory grounds of defamation per se, see Civil Code sections 45 (libel)
and 46 (slander). Note that certain specific grounds of libel per se have been
defined by case law.
An additional element of a defamation claim is that the alleged defamatory
statement is “unprivileged.” (Hui v. Sturbaum (2014) 222 Cal.App.4th 1109, 1118
[166 Cal.Rptr.3d 569].) If this element presents an issue for the jury, an instruction
on the “unprivileged” element should be given.
Under the common-interest privilege of Civil Code section 47(c), the defendant
bears the initial burden of showing facts to bring the communication within the
privilege. The plaintiff then must prove that the statement was made with malice.
(Lundquist v. Reusser (1994) 7 Cal.4th 1193, 1203 [31 Cal.Rptr.2d 776, 875 P.2d
1279].) If the common-interest privilege is at issue, give CACI No. 1723, Common
Interest Privilege—Malice. The elements of CACI No. 1723 constitute the
“unprivileged” element of this basic claim. If some other privilege is at issue, an
additional element or instruction targeting that privilege will be required. (See, e.g.,
Civ. Code, § 47(d); J-M Manufacturing Co., Inc. v. Phillips & Cohen LLP (2016)
247 Cal.App.4th 87 [201 Cal.Rptr.3d 782] [privileged publication or broadcast].)
For statutes and cases on libel and slander and on the difference between
defamation per se and defamation per quod, see the Sources and Authority to CACI
No. 1700, Defamation per se—Essential Factual Elements (Public Offıcer/Figure
and Limited Public Figure).
Sources and Authority
• “Defamation is an invasion of the interest in reputation. The tort involves the
intentional publication of a statement of fact that is false, unprivileged, and has
a natural tendency to injure or which causes special damage.” (Smith v.
Maldonado (1999) 72 Cal.App.4th 637, 645 [85 Cal.Rptr.2d 397].)
• “The question whether a plaintiff is a public figure [or not] is to be determined
by the court, not the jury.” (Stolz v. KSFM 102 FM (1994) 30 Cal.App.4th 195,
203–204 [35 Cal.Rptr.2d 740], internal citation omitted.)
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• The jury should be instructed that the defendant’s negligence is an element of
libel if the plaintiff is a private figure. (Carney v. Santa Cruz Women Against
Rape (1990) 221 Cal.App.3d 1009, 1016 [271 Cal.Rptr. 30].)
• “A private-figure plaintiff must prove at least negligence to recover any
damages and, when the speech involves a matter of public concern, he must
also prove New York Times malice . . . to recover presumed or punitive
damages.” (Brown v. Kelly Broadcasting Co. (1989) 48 Cal.3d 711, 747 [257
Cal.Rptr. 708, 771 P.2d 406].)
• “The First Amendment trumps the common law presumption of falsity in
defamation cases involving private-figure plaintiffs when the allegedly
defamatory statements pertain to a matter of public interest.” (Nizam-Aldine v.
City of Oakland (1996) 47 Cal.App.4th 364, 375 [54 Cal.Rptr.2d 781].)
• “Thus, in a defamation action the burden is normally on the defendant to prove
the truth of the allegedly defamatory communications. However, in
accommodation of First Amendment considerations (which are implicated by
state defamation laws), where the plaintiff is a public figure, the ‘public-figure
plaintiff must show the falsity of the statements at issue in order to prevail in a
suit for defamation.’ ” (Stolz, supra, 30 Cal.App.4th at p. 202, internal citations
omitted.)
• “Since the statements at issue here involved a matter of purely private concern
communicated between private individuals, we do not regard them as raising a
First Amendment issue. ‘While such speech is not totally unprotected by the
First Amendment, its protections are less stringent’ [than that applying to speech
on matters of public concern].” (Savage v. Pacific Gas & Electric Co. (1993) 21
Cal.App.4th 434, 445 [26 Cal.Rptr.2d 305], quoting Dun & Bradstreet, Inc. v.
Greenmoss Builders, Inc. (1985) 472 U.S. 749, 760 [105 S.Ct. 2939, 86
L.Ed.2d 593], internal citation omitted.)
• “We conclude that permitting recovery of presumed and punitive damages in
defamation cases absent a showing of ‘actual malice’ does not violate the First
Amendment when the defamatory statements do not involve matters of public
concern.” (Dun & Bradstreet, Inc., supra, 472 U.S. at p. 763.)
• “When the speech is of exclusively private concern and the plaintiff is a private
figure, as in Dun & Bradstreet, the constitutional requirements do not
necessarily force any change in at least some of the features of the common-law
landscape.” (Philadelphia Newspapers, Inc. v. Hepps (1986) 475 U.S. 767, 775
[106 S.Ct. 1558, 89 L.Ed.2d 783].)
• “[T]he jury was instructed that if it found that defendant published matter that
was defamatory on its face and it found by clear and convincing evidence that
defendant knew the statement was false or published it in reckless disregard of
whether it was false, then the jury ‘also may award plaintiff presumed general
damages.’ Presumed damages ‘are those damages that necessarily result from
the publication of defamatory matter and are presumed to exist. They include
reasonable compensation for loss of reputation, shame, mortification, and hurt
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feeling. No definite standard or method of calculation is prescribed by law by
which to fix reasonable compensation for presumed damages, and no evidence
of actual harm is required. Nor is the opinion of any witness required as to the
amount of such reasonable compensation. In making an award for presumed
damages, you shall exercise your authority with calm and reasonable judgment
and the damages you fix shall be just and reasonable in the light of the
evidence. You may in the exercise of your discretion award nominal damages
only, namely an insignificant sum such as one dollar.’ [¶¶] . . . [T]he instant
instruction, which limits damages to ‘those damages that necessarily result from
the publication of defamatory matter,’ constitutes substantial compliance with
[Civil Code] section 3283. Thus, the instant instructions, ‘if obeyed, did not
allow the jurors to “enter the realm of speculation” regarding future suffering.’ ”
(Sommer v. Gabor (1995) 40 Cal.App.4th 1455, 1472–1473 [48 Cal.Rptr.2d
235], internal citations omitted.)
• “In defamation actions generally, factual truth is a defense which it is the
defendant’s burden to prove. In a defamation action against a newspaper by a
private person suing over statements of public concern, however, the First
Amendment places the burden of proving falsity on the plaintiff.” (Eisenberg v.
Alameda Newspapers (1999) 74 Cal.App.4th 1359, 1382 [88 Cal.Rptr.2d 802].)
Secondary Sources
5 Witkin, Summary of California Law (10th ed. 2005) Torts, §§ 529–555, 615
4Levy et al., California Torts, Ch. 45, Defamation, §§ 45.04, 45.13 (Matthew
Bender)
30 California Forms of Pleading and Practice, Ch. 340, Libel and Slander, § 340.18
(Matthew Bender)
14 California Points and Authorities, Ch. 142, Libel and Slander (Defamation),
§ 142.87 (Matthew Bender)
California Civil Practice: Torts, §§ 21:1–21:2, 21:22–21:25, 21:51 (Thomson
Reuters)
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