Manatee County Stockbroker & Investment Fraud Lawyers

Ryan Stumphauzer represents clients in government regulatory enforcement matters, white collar criminal litigation, internal investigations, whistleblower suits, compliance counseling, and civil litigation. Prior to founding Stumphauzer & Sloman, Mr. Stumphauzer served for six years as a federal prosecutor in the Southern District of Florida, where he directed over one hundred cases involving allegations of health care fraud, mail and wire fraud, securities fraud, bank fraud, money laundering, identity theft, and violations of HIPAA and the health care anti-kickback statutes. While at the U.S. Attorney’s Office, Mr. Stumphauzer served as the Deputy Chief of the Health Care Fraud Unit,...

Attorney Ronald J. Manto provides legal representation to his clients in Miami-Dade County and throughout the State of Florida. As a criminal defense trial lawyer with more than 20 years experience, Ronald J. Manto has successfully defended people charged with serious criminal offenses in both State and Federal Courts. If you are charged with a crime, you owe it to yourself and your loved ones to seek and experienced criminal defense lawyer.

Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...

David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.

Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.

Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...

For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.

Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.

David Hill obtained his undergraduate and law degrees from the University of North Carolina at Chapel Hill and is admitted to practice before the U.S. District Court, Middle District of Florida, and all state courts of Florida. Mr. Hill has practiced exclusively in criminal defense in the state of Florida, primarily in the Central Florida community, since graduating from law school and represents clients in a far-ranging array of matters, including felony, misdemeanor and traffic allegations, in both State and Federal courts. He has twenty years of experience as a criminal defense lawyer having been admitted to practice in 1991,...

For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...

David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...

We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.

David D. Gongora is an Attorney at the Law Offices of Blaxberg, Grayson & Kukoff, P.A. and concentrates his practice in the Financial Services industry in the areas of Real Estate law and Commercial Litigation. Since 2002, David earned his Bachelor’s degree in Finance and Real Estate to hone his analytical skills during his tenure as a strategic management consultant for manufacturing operations. Meanwhile, he also focused his experience and education for businesses across South Florida as a commercial real estate broker negotiating industrial Real Estate leasing and sales transactions. In 2004, David was elected as councilman for...

From 1984 until 1997, David Weintraub represented the majority of this country’s largest securities firms. He knows the securities industry and how it operates. In 1997 David Weintraub switched sides, putting his extensive knowledge and experience to work for institutional and individual investors who have suffered investment losses. The firm’s practice focuses on Securities Arbitration and Litigation. We are especially sensitive to our clients’ desire to maintain their privacy – to not alert the general public to their investment losses. One of the most attractive features of the arbitration process is its confidential nature. Your...

No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...

Daniel Lustig was born in San Jose, Costa Rica and moved to West Palm Beach, Florida in December of 1997. After serving as Special Prosecutor of the State Attorney’s Office and working as an associate for some of the most prestigious personal injury and complex commercial litigation law firms in South Florida, Daniel opened his law firm with partner, Michael Pike. Daniel has litigated and secured significant results for his personal injury clients injured in auto accidents and incidents involving slip or trip and falls. Daniel has also litigated complex business disputes and denials of insurance coverage in the United...

Lawton R. Graves is a litigation associate with experience handling matters involving securities disputes, regulatory investigations, compliance with state and federal securities laws, broker-dealers, financial services firms, business disputes, complex commercial litigation, personal injury, foreclosures, bankruptcy and collection matters. Mr. Graves graduated magna cum laude from the Florida State University College of Law in the top 10% of his class, was an active member of the FSU Law review, and received the Book Award as the best student in Secured Transactions (UCC: Article 9). Prior to attending law school, Mr. Graves earned his Bachelor’s degree in Finance from Florida...

Mr. Soto is a skilled trial attorney who assists executives and companies facing securities fraud and cryptocurrency or commodities fraud investigations by the SEC, FINRA, CFTC, or criminal authorities. Mr. Soto is a former federal prosecutors and SEC trial attorney. Learn more at https://ffslawfirm.com/