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James Patrick Galvin Jr.
DeKalb County, GA Securities Law Lawyer with 9 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
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Michael A. Sullivan
Fulton County, GA Securities Law Lawyer with 39 years of experience
Free ConsultationSecurities and Health Care
Vanderbilt University Law School
Recognized as one of the "Best Lawyers in America," Michael A. Sullivan is a former federal prosecutor with 35+ years of legal experience in complex civil litigation, internal investigations, and criminal prosecutions. He recently served as Counsel to the Volkswagen AG Independent Compliance Monitor Larry D. Thompson. He also advises clients in the U.S. and abroad on compliance with U.S. laws.
He also has successfully tried complex cases for individuals and companies, including cases of fraud, breach of fiduciary duty, other business disputes, and serious personal injury.
In whistleblower cases, he represents qui tam whistleblowers in cases under the False...
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Daniel I. MacIntyre
Fulton County, GA Securities Law Lawyer with 52 years of experience
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
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Walter Jospin
Fulton County, GA Securities Law Lawyer with 41 years of experience
Securities, Stockbroker Fraud and White Collar Crime
Emory University School of Law
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.
Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
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Robert D. Terry
Fulton County, GA Securities Law Lawyer with 44 years of experience
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
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Tom Clarkson
Fulton County, GA Securities Law Lawyer
75 14th St NE
Ste. 2130
Atlanta, GA 30309
Securities, Appeals, Business and White Collar Crime
The University of Georgia School of Law
Tom is a former federal prosecutor who represents businesses and individuals in government investigations, False Claims Act litigation, complex civil litigation, and white collar criminal defense.
Before founding Griffin Durham Tanner and Clarkson, Tom led a nationally recognized Department of Justice unit responsible for prosecuting complex civil and criminal fraud out of the Southern District of Georgia. In addition to his supervisory responsibilities, he led some of the office’s most complex and significant criminal cases in the office. During his tenure with the Department of Justice, he tried cases involving public corruption, health care fraud, pill mills, wire/mail fraud, and violent...
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Patricia Klusmeyer
Fulton County, GA Securities Law Lawyer
Securities and Stockbroker Fraud
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.
Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
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Bryan W. Gort
Fulton County, GA Securities Law Lawyer with 11 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.
Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
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J. Steven Parker
Fulton County, GA Securities Law Attorney
Free ConsultationSecurities
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
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Charlie Jarrett
Fulton County, GA Securities Law Lawyer
Securities, Arbitration & Mediation and Business
Cumberland School of Law, Samford University
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David Bouchard
Fulton County, GA Securities Law Lawyer with 12 years of experience
Securities, Business, Criminal and White Collar Crime
New York University School of Law
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Katherine Ventulett Hernacki
Fulton County, GA Securities Law Attorney with 24 years of experience
(404) 524-5650
400 Colony Square, Suite 200
1201 Peachtree St. NE
Atlanta, GA 30361
Securities, Antitrust, Arbitration & Mediation and Business
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Katherine B. Oberlies
Fulton County, GA Securities Law Lawyer
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
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Gerardo M. Balboni II
Fulton County, GA Securities Law Attorney with 40 years of experience
(404) 812-3100
1175 Peachtree St. NE
100 Colony Square Suite 2150
Atlanta, GA 30361
Securities and Business
Cumberland School of Law, Samford University
Gerry Balboni is an experienced deal lawyer representing growth companies, investors, and buyers and sellers of growth companies.
He has distinctive expertise in venture capital, private equity, acquisitions, and licensing and distribution of technology and software.
Gerry brings a results-oriented approach to every engagement. He knows what works and what doesn't.
Gerry graduated from the University of South Florida in 1975 with a B.A. in English, from the Graduate School of Business of Stetson University in 1977 with an MBA, and from the Cumberland School of Law of Samford University in Birmingham, Alabama in 1984 with a J.D., cum laude....
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J. Michael Bishop
Fulton County, GA Securities Law Lawyer
(770) 829-3850
1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Mercer University Walter F. George School of Law
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP.
For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud.
Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
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W. Tinley Anderson III
Fulton County, GA Securities Law Lawyer with 34 years of experience
Securities and Business
University of Georgia
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Steftia Richardson
DeKalb County, GA Securities Law Lawyer with 20 years of experience
Securities
University of South Carolina
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William E. 'Ned' Cannon III
Fulton County, GA Securities Law Attorney
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
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Brian B. Pastor
Fulton County, GA Securities Law Attorney with 33 years of experience
Free ConsultationSecurities, Business and Collections
University of Florida Levin College of Law
Paul D. Ginsberg
Fulton County, GA Securities Law Attorney with 36 years of experience
Securities, Business and International
The University of Chicago Law School and The University of Chicago Law School
Robert Woodward
Fulton County, GA Securities Law Attorney with 49 years of experience
Securities, Business, Energy and International
Sarah Elizabeth Smith
Fulton County, GA Securities Law Lawyer with 20 years of experience
Securities, Business, Family and Health Care
University of Oklahoma
Robert Lesser
Fulton County, GA Securities Law Attorney
Securities, Business and Employment
Los Angeles — School of Law
Karen Dale Wildau
Fulton County, GA Securities Law Attorney with 49 years of experience
(404) 572-6962
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Case Western Reserve University School of Law
Carol Newman
Fulton County, GA Securities Law Lawyer with 39 years of experience
(404) 572-6806
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
Ambreen Delawalla
Fulton County, GA Securities Law Attorney
Securities, Arbitration & Mediation, Business and Criminal
Columbia University
Thomas Bruno Bosch
Fulton County, GA Securities Law Attorney with 25 years of experience
Securities, Business and IP
Vanderbilt University
Howell Stirling Arnold
Fulton County, Georgia, Securities Law Attorney with 17 years of experience
Securities, Business and Health Care
Georgetown University Law Center and The University of Alabama School of Law
Scott Neal Sherman
Fulton County, GA Securities Law Attorney with 21 years of experience
Securities and Business
Emory University
Juliet Green Sy
Fulton County, GA Securities Law Lawyer with 17 years of experience
Securities, Business and Family
University of Florida
Gerald Blanchard
Fulton County, GA Securities Law Lawyer with 46 years of experience
(404) 572-6804
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Emory University School of Law
Thomas Oree Powell
Fulton County, GA Securities Law Attorney with 51 years of experience
Securities and Business
University of Georgia
Shay Zeemer Hable
Fulton County, GA Securities Law Lawyer with 22 years of experience
(404) 572-6814
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Vanderbilt University School of Law
Mark Freitag
Fulton County, Georgia Securities Law Lawyer with 31 years of experience
Securities, Business and Real Estate
University of Virginia School of Law
Karen Kay Leach
Fulton County, GA Securities Law Attorney with 27 years of experience
Securities, Antitrust and Business
Georgia State University College of Law
Lauren Brown
Fulton County, GA Securities Law Lawyer with 20 years of experience
(404) 572-6769
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Vanderbilt University Law School
Roy Hadley Jr
Fulton County, GA Securities Law Attorney with 36 years of experience
(404) 572-4510
One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Georgia School of Law
Elizabeth Mehaffey Davis
Fulton County, GA Securities Law Lawyer with 23 years of experience
Securities, Administrative, Business and Real Estate
Cumberland L.S./Samford
Crawford Banks Long
Fulton County, GA Securities Law Lawyer with 19 years of experience
(404) 532-6926
999 Peachtree Street Northeast
Suite 2800
Atlanta, GA 30309
Securities, Business, Communications and Real Estate
Law: University of South Carolina School of Law