Walnut Securities Lawyers

Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil...

James Oberholtzer has provided legal services to clients for over 35 years. He has provided legal representation to: Families. Estate planning, family wealth planning, wills and trusts, taxation of wills and trusts, guardianship and conservatorships, creation and administration of trusts, and probate of estates. Entrepreneurs. Closely held companies, family partnerships and individual entrepreneurs in formation and finance of enterprises, acquisitions and joint ventures, strategic planning and executive compensation, entity governance, integration of tax, legal and business objectives, protection of intellectual property and selection and supervision of local counsel. Senior Housing. Senior housing owners and operators...

For nearly seven years, Michael P. Tomlinson practiced law at a large national law firm. During that time, Mr. Tomlinson represented clients in all types of complex commercial litigation, including the following types of cases: Restrictive covenants (non-competition and non-solicitation) Trade secret misappropriation Securities litigation Securities enforcement actions Labor and employment law Statutory fraud (e.g., the Illinois Consumer Fraud and Deceptive Business Practices Act) Class action defense Uniform Commercial Code General contract and tort law Qui tam actions White collar crime Mr. Tomlinson also has experience in conducting internal investigations on behalf of both securities and health care clients. In addition to the litigation-related services listed above, Mr. Tomlinson provides advice to his...

With over 20 years’ experience trading in the financial industry, few New York attorneys have the in-depth knowledge and insights possessed by Attorney R. Tamara de Silva. Serving clients in New York, Chicago, and London, she has earned a reputation for outstanding representation against even the most reputable businesses in the country. If you face issues involving whistleblowing, blockchain law, or white collar crimes, contact the Law Offices of R. Tamara de Silva today to schedule a free consultation and learn more about what to do next. Ms. de Silva has a background in both trading and blockchain technologies. You...

I am ready to join your team of business and technical leaders by providing practical, value-driven legal counsel.

Since 2007, I have advised businesses in all stages of corporate growth on their most important commercial and government contracts, IP licensing matters, capital transactions, governance issues, employment matters, risk management strategies and securities law matters.

My clients appreciate my responsive and sophisticated representation, with “big firm” quality but at a fraction of the cost.

I am licensed in both New York and Illinois and have spent most of my career based in Chicago and New York City.

Bruce Lewitas has litigated financial services disputes for three decades, beginning his career as an Enforcement attorney for the United States Securities and Exchange Commission (SEC) and thereafter serving as both in-house and outside counsel representing both individuals and broker-dealers. Bruce has overseen thousands of matters involving customer disputes, employment matters, regulatory inquiries and internal investigations.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

My practice focuses on complex commercial litigation and arbitration. I represent clients in high-stakes, high-dollar disputes involving breach of contract, employment law, restrictive covenants, trade secrets, insurance coverage, securities disputes, class actions, and whistleblower claims. I have represented both plaintiffs and defendants before state and federal courts, and in domestic and international arbitration proceedings.

For over 25 years Doug Hyman has been representing investors, brokerage firms, registered representatives, investment advisor representatives and RIAs in various types of matters relevant to the financial services industry, both in the context of general counseling and in connection with representing clients nationwide in arbitrations and in state/federal courts.

At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.

Doug is also committed to serving his profession and community. For many years he has served as Treasurer for the Association of Securities and Exchange Commission Alumni Association, a non-profit...

RKF Law Offices LLC serves as counsel to large and small companies as well as entrepreneurs and single family home purchasers in all aspects of real estate ownership. Over the years, Robert has represented some of the nation’s largest real estate developers, owners and operators, brokerage and property management companies, and construction and financial firms on real estate legal matters.  RKF Law Offices LLC provides assistance with commercial real estate matters including finance, sale and acquisition, leasing, development, construction, government entitlement programs, zoning and land planning.  RKF Law Offices LLC can assist clients with any type of real estate project...

I am a Securities Regulation attorney, having worked at the SEC for nearly ten years. My practice is focused on investment adviser and broker-dealer compliance. To that end my practice involves counseling clients on securities -related issues, conducting mock SEC audits, training registered personnel on various issues involving SEC law, responding to SEC and FINRA deficiency letters, investigations and legal actions and handling state securities law matters.