Absecon, New Jersey Securities Lawyers
Mr. Duffy works mostly with entrepreneurs and businesses of all sizes. In addition to his J.D. from Rutgers Law School, he holds a Dual LL.M. (Master of Laws) Degree in Tax and in Securities & Financial Regulation from Georgetown Law School where he also earned a Certificate in Pensions & Benefits (part of Tax LL.M.) and was an Olin Scholar in Law & Economics. Since many of his clients are internet entrepreneurs or businesses, he is accomplished in internet law, especially CDA Section 230. Marketing is important on the Internet (and pretty much everywhere else too) that...
I bring twenty years of financial experience and fifteen years of criminal law experience to the firm. My financial skills were honed at the Wall Street offices of J.P. Morgan, Chase Manhattan Bank and Kidder Peabody. My criminal law skills were developed as a Public Defender and as the First Assistant Prosecutor in Ocean County.
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(844) 288-7978 14 Wall St
New York, NY 10005
New York, NY 10005
Worked in finance prior to attending to law school obtaining the Series 7 and 66 securities licenses. Operated as a financial advisor specializing in asset allocation strategies with a focus on fixed income securities. Leveraged this experience in law school working in house at Oppenheimer as well as the law firm Bressler, Amery and Ross. Was also a member of the Fordham Law Securities Arbitration Clinic. Presently work in securities and broker dealer law for both individual brokers and institutions, as well as individual customers. My experiences in the securities industry as a broker and investment advisor give me a...
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...