Mount Pleasant Securities Lawyers

Recipient: Awarded Best Article, 1986-1987 Edition of Texas Tech Law Review. Publications: A Detailed Analysis of United States v. O'Hagan: Onward Through the Evolution of the Federal Securities Laws, 59 La. L. Rev. 1 (1998); State Takeover Laws, Insider Trading, and the Interplay Between the Two: A New Perspective, 91 W.VA. L. Rev. 1001 (1989) (co-authored); Why The Approach of Heckman v. Ahmanson Will Not Become the Prevailing Greenmail Viewpoint: Race to the Bottom Continues, 18 TX. Tech L. Rev. 1083 (1987); Effective Supervision, Investor Confidence and Capital Formation, Practicing Law Institute, Corporate Law and Practice, Securities Arbitration 2006, Vol....

Structured Capital LLC (SC LLC) is a private investment banking firm dedicated exclusively to the private placement market. The Company has completed over 450 senior, subordinated and private equity financing, totaling more than $14 billion. SC LLC offers its clients experience, technology, resources and expertise in accessing the private placement capital markets.

SC LLC is a highly experienced independent investment bank, who principal owner and managing director was licensed with the following regulatory agencies for over 30 years:

Alan Abergel is an attorney licensed by both the State Bar of California and the State Bar of Texas. My firm’s concentration is in the representation of entrepreneurs and their businesses. My firm provides transactional, regulatory, and administrative litigation services. My firm often acts as outside general counsel for its clients’ businesses. My firm serves many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Texas and California, business law firm, my firm...

Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks. The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...

For more than 40 years, Mr. Kardell has dedicated his practice to complex employment law issues with a focus on whistleblower law and corporate internal investigations. He has represented executives and employees in the first cases brought in the state and federal courts in Texas dealing with non-retaliation rights under a corporate code of ethics. He has also represented a number of Wall Street whistleblowers who have disclosed improprieties that led to the financial markets implosion, including Richard Bowen, the Citibank whistleblower whose testimony before Congress is generally credited as the stimulus for the current Department of Justice prosecutions of...

Cenkus Law helps quickly growing and medium-sized businesses with all of their legal needs in Austin, Houston and throughout Texas. Services include forming partnerships, corporations and LLCs, founders’ agreements, partner and founder disputes, raising capital, mergers and acquisitions, contract review and general outside counsel services.

As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

Bryan T. Forman is a licensed Texas attorney with offices in Austin, Texas and Tyler, Texas. He has been engaged in the private practice of law since 1987, and has spent the majority of his career in the brokerage industry, serving as Chief Executive Officer and General Counsel for brokerage firms which he founded. Concurrently, he gained experience in the private equity field, founding a private equity hedge fund whose strategy was private equity investments into public companies. His legal practice is focused on representing public investors and market participants in the securities industry. Mr. Forman received his Juris Doctor...

David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

Nimble Gravity - Co-founder and Partner in a super successful data science and digital transformation consulting firm. Over 100 employees and growing. Ai4.Legal - Building a law practice that uses technology to save you time and money. Free up spend from legal to instead grow your business.

Attorney Justin N. Bryan joined the McCathern Dallas office in 2016 and his legal practice focuses on Business and Securities Litigation, but he has experience in many areas of law. Mr. Bryan represents defendants in complex multi-million dollar litigation and has also recovered millions of dollars for plaintiffs.

Mr. Bryan is a graduate of the Texas Tech University School of Law in Lubbock where he was awarded the American Jurisprudence Award for Advanced Legal Research and Property and was a member of Phi Delta Phi, an international legal honor society. He received his Bachelor of Science from Texas A&M University and...

Dustin advises clients about their business-related matters at the federal, state, and international levels with experience in corporate, tax, securities, and related issues. Dustin has experience providing tax and business services, including the reformation and restructuring of large multi-national businesses to achieve strategic tax and business objectives. Dustin works with business owners, corporate officers, and other advisors in structuring acquisitions, dispositions, reorganizations, and corporate financing arrangements to provide efficient solutions to tax and business issues across a variety of industries. In addition to his business and tax planning experience, Dustin has experience resolving taxpayer issues during IRS examination or collection status,...

As a former federal prosecutor, Dan has an insider's knowledge of the tactics used by and resources available to federal prosecutors. He has used this knowledge and his over 33 years of trial experience to independently and successfully defend board chairmen, CEOs, CFOs, doctors, lawyers, CPAs, entrepreneurs, preachers, companies, and individuals embroiled in complex white collar criminal cases. He has been involved in numerous high-profile bank fraud, securities fraud, health care fraud, antitrust, IRS tax and corporate fraud cases. He successfully obtained acquittals in an indictment brought by Whitewater Independent Counsel Ken Starr and took President Bill Clinton's testimony in...

Sam Smith has represented startups and small businesses with all aspects of corporate transactions and trademark issues including registration, prosecution, enforcement and licensing. He has also represented large financial institutions and investment banks in all aspects of corporate transactions including advising on entity selection and formation, capital structure, securities regulations and commercial contract drafting. He advises closely held businesses in business entity selection and formation, business financing and operations, purchasing/selling a business, and drafting and negotiating commercial contracts. He also advises individuals and entrepreneurs with the design and implementation of estate planning and succession planning strategies

With more than 12 years of experience in private practice, Lisa Thorsen provides sound, practical counsel and local market expertise on business law matters in Texas and California. As outside general counsel, Lisa provides a range of services, from company formations to corporate transactions, including mergers and acquisitions, asset and stock purchases and sales, debt and dispute settlements, company structuring, and licensing matters.

Sean’s years of experience as an active-duty US Army Captain in the selective and prestigious US Army Judge Advocate General’s (JAG) Corps are a valuable asset to Tully Rinckey PLLC’s military law practice group. Having served his country honorably at the largest military installation in the world in Fort Hood, Texas as a Judge Advocate from 2009 until 2013, Sean is an aggressive and tenacious advocate for all service members facing legal issues. He is able to pull from his significant and diverse experience as an active-duty attorney in the Army JAG Corps, and as a civilian military law attorney,...