Chicago
Securities Lawyers
Compare 1000+ top rated Illinois attorneys serving Chicago.
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111 W Jackson
#1700
Chicago,
IL 60604
Free ConsultationChicago, IL Securities Law Lawyer with 14 years experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.
Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Claimed Lawyer ProfileLII GoldSocial Media
Free ConsultationChicago, IL Securities Law Lawyer with 11 years experience
Securities, Arbitration & Mediation, Consumer and Stockbroker Fraud
The John Marshall Law School
I have been a licensed attorney since November 2009 and been with Stoltmann Law Offices since March 2005. Prior to Stoltmann Law Offices, I had a short stint as a paralegal with a Chicago securities defense firm. I am currently managing partner at Stoltmann Law Offices and am responsible for the day to day operations of the firm, docket and case management. Personally, I handle all aspects of case management from potential client/case intake to trying the case. I have successfully briefed, argued, and defeated numerous motions to dismiss before dozens of FINRA arbitration panels and courts of law.
I have...
Claimed Lawyer ProfileQ&ALII GoldSocial Media
Free ConsultationSecurities, Arbitration & Mediation, Consumer and Stockbroker Fraud
The John Marshall Law School
For over a decade, Deanna has advocated for investors who have suffered at the hands of financial advisors, registered investment advisors, and insurance companies. Deanna successfully arbitrated cases through FINRA’s Dispute Resolution program, JAMS, and AAA. She has also litigated cases for investors in both state and federal court. She has helped hundreds of clients recover their hard-earned savings. As an active member of the Public Investors Arbitration Bar Association, through which she has served on the SRO committee and as Chair of the Amicus Curiae committee, Deanna spearheaded several efforts to change legislation, regulations, and develop case law...
Claimed Lawyer ProfileLII GoldSocial Media
Free ConsultationChicago, IL Securities Law Lawyer with 21 years experience
Securities, Arbitration & Mediation, Consumer and Stockbroker Fraud
DePaul College of Law
Andrew Stoltmann, attorney and investor advocate, exclusively concentrates his practice in representing investors who are the victims of investment fraud. He has represented over one thousand individuals in lawsuits and securities arbitration actions against brokerage firms like Merrill Lynch, Morgan Stanley Dean Witter, Wachovia, Linsco, Prudential, Baird, Edward Jones, AG Edwards and Smith Barney and has tried approximately 80 cases. Previous to opening the Stoltmann Law Offices P.C. he was a partner in a law firm concentrating its practice in the representation of investors in lawsuits, arbitration claims and class actions against brokerage firms. Mr. Stoltmann is...
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Free ConsultationSecurities, Medical Malpractice, Personal Injury and Products Liability
DePaul College of Law
Attorney Robert A. Clifford founded his Chicago law firm, Clifford Law Offices, in 1995 with the goal of protecting the rights of innocent victims living throughout Illinois and across the country. At the time of the firm's founding, Mr. Clifford had already built a reputation as one of the country's most respected personal injury lawyers, and his reputation for excellence has only grown over the past 20-plus years.
Mr. Clifford began his legal career in 1976 after earning his law degree from DePaul University College of Law and receiving his approval to practice law in the state of Illinois. In...
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Free ConsultationOffers Video ChatChicago, IL Securities Law Attorney with 10 years experience
Securities, Arbitration & Mediation, Business and Consumer
DePaul College of Law
Business and Class Action Attorney – Righter of Wrongs
Alexander Loftus specializes in litigating business, intellectual property, commercial, employment, and class action cases and is passionate about fighting for the little guy in a failed business transaction.
Alexander has resolved a wide range of significant cases through mediation, arbitration, and trial, including claims arising from breach of contract, fraud, professional malpractice, defamation, business divorce, and shareholder derivative lawsuits. Alexander has handled appeals before the Seventh Circuit, Illinois Appellate Courts, U.S. Supreme Court, and represented Amicus Curiae before the Illinois Supreme Court. He is also admitted to practice in Illinois State Courts, Illinois...
Claimed Lawyer ProfileLII GoldSocial Media
Free ConsultationSecurities, Arbitration & Mediation, Consumer and Stockbroker Fraud
Case Western Reserve University School of Law
Jeff is an Attorney at Stoltmann Law focused on Consumer Law, Securities Law, Stockbroker & Investment Fraud, and Arbitration & Mediation. He has unique experience with a background in law, as well as econometrics, mathematics, and computer programming. Jeff holds a B.A. in Economics and Mathematics from the University of Michigan and an LL.D. in Antitrust from Case Western Reserve University School of Law. Additionally, he received a M.S. (ABD) in Industrial Organization and Econometrics from University of Wisconsin-Madison. Jeff's academic and professional training have facilitated many successful outcomes in complex litigation cases. With more than 40 years of experience,...
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Securities and Stockbroker Fraud
DePaul College of Law
Michael D. Kennedy is a partner with The White Law Group, leading the firm’s Franklin, Tennessee office. He is a member of the Illinois and Chicago Bar Associations, as well as a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm.
Mike’s practice is primarily dedicated to representing defrauded investors in arbitration cases before the Financial Industry Regulatory Authority (“FINRA”) in the pursuit of recovery of his clients’ investment losses. In his time with The White Law...
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Securities, Arbitration & Mediation, Business and IP
Quinnipiac University School of Law
Charles Lee Mudd Jr. is the founder and partner of Mudd Law, located in Chicago, Illinois and Park City, Utah. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law. After...
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111 W Jackson
#1700
Chicago,
IL 60604
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Claimed Lawyer ProfileLII SilverSocial Media
Securities, Appeals, Arbitration & Mediation and Business
Northwestern University
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(847) 906-3460
230 South Clark Street, Suite 262
Suite 400
Chicago,
IL 60604
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Chicago
Lisa Bragança has decades of experience as a financial and securities litigator. Lisa served as a Branch Chief in the Division of Enforcement of the Chicago Office of the Securities & Exchange Commission, where she handled investigations of accounting fraud, Ponzi schemes, insider trading, churning, and unsuitability. While at the SEC, Lisa collaborated with the federal criminal prosecutors in securities fraud investigations at major corporations.
Lisa has recovered millions of dollars for clients including recoveries for investors and insurance policyholders. Lisa has successfully represented corporate officers and directors in SEC investigations and related litigation.
Lisa is a trial...
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Free ConsultationSecurities, Business, Estate Planning and Tax
DePaul College of Law and Washington and Lee University School of Law
James Oberholtzer has provided legal services to clients for over 35 years. He has provided legal representation to: Families. Estate planning, family wealth planning, wills and trusts, taxation of wills and trusts, guardianship and conservatorships, creation and administration of trusts, and probate of estates. Entrepreneurs. Closely held companies, family partnerships and individual entrepreneurs in formation and finance of enterprises, acquisitions and joint ventures, strategic planning and executive compensation, entity governance, integration of tax, legal and business objectives, protection of intellectual property and selection and supervision of local counsel. Senior Housing. Senior housing owners and operators...
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Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Chicago-Kent College of Law, Illinois Institute of Technology
For nearly seven years, Michael P. Tomlinson practiced law at a large national law firm. During that time, Mr. Tomlinson represented clients in all types of complex commercial litigation, including the following types of cases:
Restrictive covenants (non-competition and non-solicitation)
Trade secret misappropriation
Securities litigation
Securities enforcement actions
Labor and employment law
Statutory fraud (e.g., the Illinois Consumer Fraud and Deceptive Business Practices Act)
Class action defense
Uniform Commercial Code
General contract and tort law
Qui tam actions
White collar crime
Mr. Tomlinson also has experience in conducting internal investigations on behalf of both securities and health care clients.
In addition to the litigation-related services listed above, Mr. Tomlinson provides advice to his...
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125 S. Wacker Dr. Suite 300
Chicago,
IL 60606
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
D. Daxton White is an AV rated attorney by Martindale Hubbell, the attorney rating service, indicating the highest rating for legal ability and ethics. He is a member of the Florida and Illinois Bar Associations, as well as the Indian River County Bar Association. He is also a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm. Mr. White has also served on the PIABA Legislative Committee which attempts to advance the cause of investors through the use...
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Securities, Appeals, Civil Rights and Criminal
Loyola University's School of Law
With over 20 years’ experience trading in the financial industry, few New York attorneys have the in-depth knowledge and insights possessed by Attorney R. Tamara de Silva. Serving clients in New York, Chicago, and London, she has earned a reputation for outstanding representation against even the most reputable businesses in the country. If you face issues involving whistleblowing, blockchain law, or white collar crimes, contact the Law Offices of R. Tamara de Silva today to schedule a free consultation and learn more about what to do next. Ms. de Silva has a background in both trading and blockchain technologies. You...
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Free ConsultationSecurities, Arbitration & Mediation, Consumer and Stockbroker Fraud
The John Marshall Law School
Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil...
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Free ConsultationOffers Video ChatSecurities, Business, Energy and IP
Washington University in St. Louis
I am ready to join your team of business and technical leaders by providing practical, value-driven legal counsel.
Since 2007, I have advised businesses in all stages of corporate growth on their most important commercial and government contracts, IP licensing matters, capital transactions, governance issues, employment matters, risk management strategies and securities law matters.
My clients appreciate my responsive and sophisticated representation, with “big firm” quality but at a fraction of the cost.
I am licensed in both New York and Illinois and have spent most of my career based in Chicago and New York City.
Claimed Lawyer Profile
Securities, Business, Entertainment & Sports and IP
University of Richmond School of Law
Ilya focuses his practice on helping creatives, entrepreneurs, and growing businesses capitalize on their ideas. He has represented clients in a variety of corporate transactions throughout the United States and abroad. In particular, Ilya has leveraged his Belarusian roots, work experience in St. Petersburg, and Russian-language skills to facilitate mergers, acquisitions, and investments related to Eurasian markets.
Within the entertainment industry, Ilya has worked with companies and individuals operating in media ranging from film and television to music and radio. He has counseled clients in matters related to acquiring rights, raising capital, and commercializing intellectual property. He is on...
Claimed Lawyer ProfileOffers Video ChatSocial Media
Offers Video ChatSecurities, Employment and Stockbroker Fraud
Chicago-Kent College of Law, Illinois Institute of Technology
Bruce Lewitas has litigated financial services disputes for three decades, beginning his career as an Enforcement attorney for the United States Securities and Exchange Commission (SEC) and thereafter serving as both in-house and outside counsel representing both individuals and broker-dealers. Bruce has overseen thousands of matters involving customer disputes, employment matters, regulatory inquiries and internal investigations.
At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.
Claimed Lawyer ProfileSocial Media
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pace Law School
Christopher L. Lufrano is the managing attorney and principal of Lufrano Law, LLC and has extensive experience in matters involving securities investment disputes, regulatory defense, real estate law and business services. Mr. Lufrano is licensed to practice law in Illinois and New York, and often travels throughout the country to represent aggrieved investors in FINRA securities arbitrations where permitted under state law. Mr. Lufrano is a graduate of Boston University, where he majored in Business Management. Following college, Mr. Lufrano was employed by Morgan Stanley where he worked as...
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Chicago, IL Securities Law Attorney with 14 years experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine Univ School of Law
Joshua B. Kons has a breadth of experience in securities litigation and FINRA arbitration proceedings, having or represented hundreds of investors who have suffered significant losses at the hands of their financial advisor, brokerage firm or investment advisor. Mr. Kons also has a depth of experience in the securities industry.
Prior to attending law school, he worked as a mutual fund trader where he learned the securities business from the ground up. After receiving his law degree, Mr. Kons worked as an in-house attorney for a multinational, Fortune 500 corporation where he was responsible for corporate and commercial transactional matters.
Prior to...
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Securities, Employment and Stockbroker Fraud
For over 25 years Doug Hyman has been representing investors, brokerage firms, registered representatives, investment advisor representatives and RIAs in various types of matters relevant to the financial services industry, both in the context of general counseling and in connection with representing clients nationwide in arbitrations and in state/federal courts.
At Lewitas Hyman PC, our core values include putting the client first and providing cost-effective counsel coupled with professional and aggressive advocacy.
Doug is also committed to serving his profession and community. For many years he has served as Treasurer for the Association of Securities and Exchange Commission Alumni Association, a non-profit...
Claimed Lawyer Profile
Securities, Arbitration & Mediation, Business and Communications
Nigerian Law School
Claimed Lawyer Profile
Securities
University of Pennsylvania Law School
Claimed Lawyer Profile
Securities, Business and Estate Planning
The University of Chicago Law School
Claimed Lawyer Profile
(312) 545-4355
233 S. Wacker Drive (Willis Tower)
84th Floor
Chicago,
IL 60606
Securities
Claimed Lawyer Profile
Securities, Business, Employment and Real Estate
Northern Illinois University
Securities and Business
Northwestern University School of Law
Social Media
Securities, Arbitration & Mediation and Business
The John Marshall Law School
Securities and Business
Loyola University Chicago School of Law
Securities, Business and Estate Planning
University of Minnesota Law School
Securities, Antitrust, Appeals and Construction
Securities, Bankruptcy and Business
University of Chicago Law School
Securities and Business
University of Chicago Law School
(312) 569-1150
191 North Wacker Drive, Suite 3700
Chicago,
ILLINOIS 60606
Securities and Business
University of Michigan Law School
Securities, Antitrust, Business and Estate Planning
Columbia University School of Law
Securities, Antitrust, Arbitration & Mediation and Business
DePaul University College of Law
Securities, Antitrust, Bankruptcy and Construction
Chicago-Kent College of Law
Securities
Harvard Law School
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