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Jonathan S. Berck
Beacon, NY Securities Law Attorney with 37 years of experience
Securities, Business and Cannabis Law
Harvard Law School and Columbia Law School
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Jorge Altamirano
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 11 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.
I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
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Gregory A. Frank
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Jessica Murzyn
10.0 (2 Peer Reviews)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 24 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.
Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
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Robert R. Miller
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.
He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
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Andrew Abramowitz
New York, NY Securities Law Lawyer with 25 years of experience
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.
His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
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Jonathan Kurta
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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John M. Giordano
New York, NY Securities Law Attorney with 40 years of experience
Offers Video ConferencingVideo ConfSecurities, Business, Construction and Employment
Maurice A. Deane School of Law at Hofstra University
John M. Giordano is Of Counsel to Rich Intelisano & Katz. He brings over 30 years of experience, skill and knowledge to a broad array of legal matters. His practice areas include Business, Construction, Employment, International, Real Estate, and Securities Law. Mr. Giordano is committed to providing proactive, creative, and client-focused advocacy.
Mr. Giordano obtained his B.A. at Ithaca College. He earned his J.D. from Hofstra University School of Law. Mr. Giordano's jurisdictions include the State of New York and the United States District Courts in the Southern, Northern and Eastern Districts of New York.
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Timothy J. Dennin
New York, NY Securities Law Lawyer with 40 years of experience
Offers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
St. John's University School of Law
New York attorney Timothy J. Dennin is a focused advocate for investors, not a general practice litigator. His extraordinary record of recovering lost money, and his national and international clientele attest to his commitment to seeing justice done.
Timothy J. Dennin began his career as an assistant district attorney in Nassau County, New York, and subsequently as a lawyer in the Washington, D.C., office of the Securities and Exchange Commission. Mr. Dennin received a J.D., with honors, from St. John’s University School of Law in 1983 and a Bachelor of Arts from the College of the Holy Cross in 1978.
He is...
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Mark Strauss
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 30 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.
Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
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Adam Schreck
New York, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
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Daniel D'Costa
10.0 (1 Peer Review)
Free ConsultationHicksville, NY Securities Law Attorney with 8 years of experience
Securities and Personal Injury
Brooklyn Law School
Daniel D’Costa, Esq. is the managing partner at D’Costa Law, P.C. His practice focuses on FINRA securities arbitration, fraud, personal injury, workers’ compensation, and insurance provider denials of no-fault benefits for both injured parties and health care providers. As an experienced litigator, Daniel has represented all types of clients around the nation and abroad in court and various forms of alternative dispute resolution forums. Daniel is passionate about the law, his clients and providing personal attention to each of his clients in order to make the legal process as stress free as possible while achieving the best possible outcome.
Daniel represents...
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Mark R. Basile
Jericho, NY Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Jeffery Dailey
New York City, NY Securities Law Attorney with 24 years of experience
Securities and Business
Syracuse University College of Law
Mr. Dailey represents businesses and business owners in disputes that arise out of mergers and acquisitions, disagreements between owners, damaged customer or client relationships, improper actions taken by competitors, or investigations by regulators such as the SEC or PCAOB.
Over the years he has become known for his ability to explain complex transactions and relationships in plain language that average people and judges understand.
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 6 years of experience
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
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Joseph Potashnik
New York, NY Securities Law Lawyer with 18 years of experience
Securities, Criminal, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates
We have offices in Manhattan and represent clients in four areas.
1. NYC residents that are under criminal investigation or have been arrested on State criminal charges.
2. We represent New York City residents that are under investigation or have been arrested on Federal Charges.
3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license.
4. And we represent residents of New York City, or their family members, in all government investigations.
We can assist any NYC resident and offer our legal...
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Robert Brian Volynsky
10.0 (1 Peer Review)
New York, NY Securities Law Lawyer
Securities and Stockbroker Fraud
Hofstra University
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John Tollefsen
New York, NY Securities Law Attorney with 49 years of experience
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
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Sandra P. Lahens
New York, NY Securities Law Attorney with 19 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.
Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
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Lori Baitarian
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Columbia Law School and Lebanese University Faculty of Law
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Barbara Jane Hart
New York, NY Securities Law Lawyer with 31 years of experience
Securities and Civil Rights
Fordham University School of Law
Barbara Hart is a principal at Grant & Eisenhofer and serves on the firm’s Executive Committee. Ms. Hart has nearly three decades of experience as a leader in plaintiffs’ litigation. She has represented institutional investors, including many public pension funds, in securities and antitrust litigation and served as lead counsel in 4 of the top 100 securities class action settlements. Ms. Hart has also achieved substantive antitrust and False Claims Act/Qui Tam settlements on behalf of her clients.
In addition, Ms. Hart has represented other matters include representation of approximately 45 adult survivors of sexual abuse who brought claims against the...
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Rick Mayer
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
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Mary Curry
New York, NY Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation and Business
St. John's University School of Law
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Jaimie F. Dockray
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 29 years of experience
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.
Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
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Robert J. Grand
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.
Mr. Grand has extensive experience representing founders, partners, joint...
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Ruth Jin
New York, NY Securities Law Lawyer
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
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Paul M. Freeman
Hudson, NY Securities Law Attorney with 35 years of experience
Securities, Business, Medical Malpractice and Personal Injury
Albany Law School and Cornell University
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Anthony George Mango
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
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Kevin T. O'Brien
Williamsville, NY Securities Law Lawyer with 23 years of experience
(716) 597-4184
300 International Drive, Suite 100
Williamsville, NY 14221
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
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John R. Menz
White Plains, NY Securities Law Attorney with 38 years of experience
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.
Mr. Menz has successfully defended claims against financial institutions in courts and...
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Kamal Jafarnia
New York, NY Securities Law Lawyer with 31 years of experience
(713) 927-8082
335 Madison Avenue
5th Floor, Suite B
New York, NY 10017
Securities, Business and Real Estate
Georgetown University Law Center and Temple University Beasley School of Law
Until Spring 2021 Kamal Jafarnia currently served as General Counsel and Chief Compliance Officer at Artivest Holdings, Inc., which position he has held since October 2018, and as Chief Compliance Officer to its Investment Management business at the Altegris Advisers. Prior to Artivest, Mr. Jafarnia served as Managing Director for Legal and Business Development at Provasi Capital Partners LP. Prior to that, from October 2014 to December 2017, he served as Senior Vice President of W.P. Carey Inc. (NYSE: WPC), as well as Senior Vice President and Chief Compliance Officer of Carey Credit Advisors, Inc. and as Chief Compliance...
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Jonathan Levine
New York, NY Securities Law Attorney with 23 years of experience
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
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Jordan J. Levine
New York, NY Securities Law Lawyer with 7 years of experience
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
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Mark Zafrin
New York, NY Securities Law Attorney
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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Matthew Browndorf
New York, NY Securities Law Attorney with 20 years of experience
Securities, Business and White Collar Crime
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David C. Casagrande
New York, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Justin Goldblatt
New York, NY Securities Law Attorney with 18 years of experience
Securities, Bankruptcy and Energy
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Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
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Thomas Wolinetz
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Employment
Hofstra University