New York Securities Lawyers
New York, NY Securities Law Attorney with 28 years experience
- (800) 497-8076
- Free Consultation
New York, NY Securities Law Attorney
The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Prior to joining the firm, Kathryn most recently worked as staff judge advocate for the Department of Defense Criminal Investigation Task Force. She provided legal support to special agents, intelligence analysts and support staff from all military branches, including deployed elements in Iraq, Afghanistan and...
New York, NY 10006
University of Tennessee College of Law and Florida Coastal School of Law
Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.
Previously working as an investment advisor for a large brokerage firm and...
New York, NY Securities Law Lawyer
Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Tom is admitted to practice law in Connecticut, the State of New York, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit, and the United States Supreme Court.
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
New York Law School
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .
Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.
I have successfully represented clients in a wide range of disputes involving corporate...
His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
3028 Elmwood Ave - Ste A
Buffalo, NY 14150
SUNY Buffalo Law School and Elon University School of Law
Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.
Albany, NY Securities Law Attorney with 58 years experience
Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
New York, NY Securities Law Attorney with 27 years experience
- (212) 943-1233
- Free Consultation
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