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Tony Harwood
New York, NY Securities Law Lawyer with 36 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics.
I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence.
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Chris Warren
New York, NY Securities Law Attorney
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
Warren Law Group is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration.
Contact Chris Warren today to learn about how Warren Law Group can protect your rights and bring your business to the next level.
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Thomas Perry Setser
Rochester, NY Securities Law Attorney with 25 years of experience
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.
Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
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Mark Strauss
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 30 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.
Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
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Neil Fridman
New York, NY Securities Law Lawyer with 14 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.
Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
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Nuo Jia Li
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 9 years of experience
Securities, Business, Health Care and IP
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts.
Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements.
Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
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Robert J. Moses
New York, NY Securities Law Lawyer with 31 years of experience
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
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August M. Iorio
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 12 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Seattle University School of Law
August Iorio is Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York, New York.
Iorio Altamirano LLP is a highly-skilled, client-focused law firm with the experience, judgment, and vision to achieve favorable outcomes for its clients. Iorio Altamirano LLP's primary practice area is securities arbitration, where it represents investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers and has helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover...
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Cesar Mejia Duenas
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 13 years of experience
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients.
He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
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Thomas Wolinetz
New York, NY Securities Law Lawyer
Free ConsultationSecurities and Employment
Hofstra University
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Brent Adam Burns
New York, NY Securities Law Attorney with 30 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
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Jessica Murzyn
10.0 (2 Peer Reviews)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 24 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.
Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
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Louis A Russo
New York, NY Securities Law Lawyer with 16 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.
For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.
I have successfully represented clients in a wide range of disputes involving corporate...
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Daniel D'Costa
10.0 (1 Peer Review)
Free ConsultationHicksville, NY Securities Law Attorney with 8 years of experience
Securities and Personal Injury
Brooklyn Law School
Daniel D’Costa, Esq. is the managing partner at D’Costa Law, P.C. His practice focuses on FINRA securities arbitration, fraud, personal injury, workers’ compensation, and insurance provider denials of no-fault benefits for both injured parties and health care providers. As an experienced litigator, Daniel has represented all types of clients around the nation and abroad in court and various forms of alternative dispute resolution forums. Daniel is passionate about the law, his clients and providing personal attention to each of his clients in order to make the legal process as stress free as possible while achieving the best possible outcome.
Daniel represents...
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Joseph Peter Allgor
New York, NY Securities Law Attorney with 25 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.
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Roman Begelfer
New York, NY Securities Law Attorney
Free ConsultationSecurities, Business, Immigration and Trademarks
Boston University and Israeli College of Managment, School of Law
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Frank Xu
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, IP and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
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John R. Menz
White Plains, NY Securities Law Attorney with 38 years of experience
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.
Mr. Menz has successfully defended claims against financial institutions in courts and...
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Lori Baitarian
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Columbia Law School and Lebanese University Faculty of Law
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Robert Brian Volynsky
10.0 (1 Peer Review)
New York, NY Securities Law Lawyer
Securities and Stockbroker Fraud
Hofstra University
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Steven Cramer
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 30 years of experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.
Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 26 years of experience
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers.
I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
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Jabari-Jason Tyson-Phipps
New York, NY Securities Law Lawyer with 15 years of experience
Offers Video ConferencingVideo ConfSecurities, Business, Entertainment & Sports and Trademarks
Washington University School of Law and National University of Singapore
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Rick Mayer
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
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Mark R. Basile
Jericho, NY Securities Law Lawyer with 35 years of experience
Securities
Touro College Jacob D. Fuchsberg Law Center
Mark R. Basile started his career at Shea & Gould in New York City and throughout the course of his career has, and continues to represent small publicly traded companies in securities and corporate finance litigation in both state and federal courts around the country.
Mr. Basile won a landmark decision (2021) for small public companies in the New York Court of Appeals that agreed that certain corporate funding instruments are subject to NY's criminal usury laws.
Mr. Basile is also a Professor of Law & Entrepreneurship at The Jacob D. Fuchsberg Law Center in New York teaching a course that he...
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Adam J. Weinstein
New York, NY Securities Law Attorney with 13 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Jacqueline Candella
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
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Gregory A. Frank
New York, NY Securities Law Lawyer
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Umar Farooq
New York, NY Securities Law Lawyer with 16 years of experience
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
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Faster doesn’t mean sloppy. Our seasoned legal professionals are masters of their craft, meticulously crafting and reviewing every detail with unwavering...
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Stuart David Meissner
New York, NY Securities Law Lawyer with 35 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration.
After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...
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Robert J. Grand
New York, NY Securities Law Attorney with 29 years of experience
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.
Mr. Grand has extensive experience representing founders, partners, joint...
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Samantha Plesser
New York, NY Securities Law Lawyer with 14 years of experience
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
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Timothy J. Dennin
New York, NY Securities Law Lawyer with 40 years of experience
Offers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
St. John's University School of Law
New York attorney Timothy J. Dennin is a focused advocate for investors, not a general practice litigator. His extraordinary record of recovering lost money, and his national and international clientele attest to his commitment to seeing justice done.
Timothy J. Dennin began his career as an assistant district attorney in Nassau County, New York, and subsequently as a lawyer in the Washington, D.C., office of the Securities and Exchange Commission. Mr. Dennin received a J.D., with honors, from St. John’s University School of Law in 1983 and a Bachelor of Arts from the College of the Holy Cross in 1978.
He is...
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Thomas Wyckoff
New York, NY Securities Law Attorney with 32 years of experience
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
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Gerard Romski
New York, NY Securities Law Lawyer with 37 years of experience
Offers Video ConferencingVideo ConfSecurities, Business, Construction and Employment
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.
Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
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Joseph A. Gershman
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities, Bankruptcy and Real Estate
Harvard Law School
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review Ratings as an AV Preeminent attorney, its highest designation, with his peers recognizing him as “an excellent lawyer” and “an outstanding litigator”. He is also a recipient of The Legal Aid Society’s 2013 Pro Bono Publico Award for outstanding service to the Society and its clients.
Mr. Gershman has extensive experience within the areas of complex commercial, securities, real estate and bankruptcy litigation, as well as commercial...
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Jonathan S. Berck
Beacon, NY Securities Law Attorney with 37 years of experience
Securities, Business and Cannabis Law
Harvard Law School and Columbia Law School
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 16 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Miro Lati
New York, NY Securities Law Attorney with 14 years of experience
Securities and Business
Maurice A. Deane School of Law at Hofstra University
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Jorge Altamirano
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 11 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.
Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.
I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...