Astoria, New York Securities Lawyers

Asher Hawkins
PREMIUM

New York Securities Law Attorney

Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division,... Read More »
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Jenice Malecki
PREMIUM

New York Securities Law Attorney with 26 years experience

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and... Read More »
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Gregory A. Frank
PREMIUM

New York Securities Law Lawyer

Georgetown University Law CenterNew York, US District Court Eastern District of New York and US District Court Southern District of New York
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Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Boston College Law SchoolNew Jersey, New York, U.S. District Court for the District of New Jersey, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Adam Julien Gana
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 12 years experience
Securities, Appeals, Business and Employment
New York Law School
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 2 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 27 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Ryan Gordon Blanch
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 18 years experience
(212) 736-3900 261 Madison Avenue
Floor 12
New York, NY 10016
Free ConsultationSecurities, Appeals, Criminal and Stockbroker Fraud
Southern Methodist University
Ryan Blanch is Managing Partner of The Blanch Law Firm, a Manhattan-based criminal law firm containing top-rated criminal defense attorneys and white collar crime lawyers in NYC & LA. The firm services some of the country's most prominent political figures and business executives and has developed a reputation for exceptional results and unparalleled client service. "HealthSouth CEO Acquitted" USA TODAY "Some say they did the impossible." JERE BEASLEY REPORT "Jury Acquits Online Bank CEO of Money Laundering in International Currency Arbitrage Scheme" SDNY "Saudi Arabian Airlines Flies Free As Others Get...
(212) 736-3900 261 Madison Avenue
12th Floor
New York, NY 10016
(213) 261-8923 Lake Forest, CA 92630
(973) 968-6922 Camden, 08102
(212) 736-3900 Stamford, CT 06901
1393 Veterans Memorial Highway
Hauppague, NY 11788
(718) 576-1048 300 Cadman Plaza West
One Pierrepont Plaza
Brooklyn, NY 11201
(213) 261-8923 355 South Grand Avenue
Los Angeles, CA 90071
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 29 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
(631) 574-4454 105 Maxess Road, Suite S124
Melville, NY 11747
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 23 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 29 years experience
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 17 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
James M. Tourangeau
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway, 35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
University of Pennsylvania Law School
Mary Grace White
PREMIUM

New York Securities Law Lawyer

New York University School of LawNew York
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Adam Julien Gana
PREMIUM

New York Securities Law Lawyer with 12 years experience

New York Law School11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New York
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Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 36 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
(561) 989-9080 3010 North Military Trail
#201
Boca Raton, FL 33431
Andrew Abramowitz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 20 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Robert J. Grand
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Joseph Andrew Gershman
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 21 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer with 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 31 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Sandra P. Lahens
PREMIUM

New York Securities Law Attorney

Fordham University School of LawNew Jersey and New York
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Barry R. Lax
PREMIUM

New York Securities Law Lawyer with 24 years experience

Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and... Read More »
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Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 36 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Andrew J. Dressel
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 6 years experience
(844) 230-7676 360 Lexington Ave
11th Floor
New York, NY 10017
Securities, Antitrust, Business and Stockbroker Fraud
University of Pennsylvania Law School
Andrew is a Senior Associate in Napoli Shkolik's Commercial Litigation and Class Actions Department, focusing on complex commercial disputes and class actions. A former associate at Boies, Schiller & Flexner LLP, he has extensive experience in consumer fraud class actions, toxic tort litigation, complex commercial litigation, and valuation disputes. He was a member of the University of Pennsylvania’s Supreme Court Clinic where he worked on a number of important U.S. Supreme Court cases involving criminal procedure and the right to counsel. Prior to entering the legal profession Andrew was public school teacher in his hometown...
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 3 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 23 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Robert J. Grand
PREMIUM

New York Securities Law Attorney with 23 years experience

Benjamin N. Cardozo School of LawNew York
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Darryl J. Bouganim
PREMIUM

New York Securities Law Lawyer

Michigan State UniversityNew Jersey and New York
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Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 8 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 36 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Brian J. Neville
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
Sandra P. Lahens
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 24 years experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Christopher J. Gray
Claimed Lawyer ProfileLII SilverBlawgsearchSocial Media
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York, NY Securities Law Lawyer with 21 years experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Michael J. Giarrusso
Claimed Lawyer ProfileLII SilverBlawgsearchSocial Media
New York, NY Securities Law Attorney
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Syracuse University College of Law
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
Brent Adam Burns
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 24 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation and Employment
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
(201) 768-2700 87 Ruckman Rd.
Alpine, NJ 07620-1098
Mauro Wolfe
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 22 years experience
(212) 692-1017 1540 Broadway
New York, NY 10036
Securities, Criminal and International
Mauro M. Wolfe practices in the area of litigation, with a focus on white-collar criminal defense; securities enforcement, including Foreign Corrupt Practices Act investigations; complex civil and administrative litigation; internal corporate investigations; and data security and privacy matters. Mr. Wolfe has represented U.S. and foreign corporations, corporate executives, government officials and others in a broad range of white-collar criminal cases involving securities and commodities, bank and procurement fraud, customs and export violations and bribery.
Jaimie F. Dockray
PREMIUM

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation.
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Jonathan Kurta
PREMIUM

New York Securities Law Attorney with 10 years experience

Maurice A. Deane School of Law at Hofstra UniversityNew Jersey and New York
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