New York City, New York Securities Lawyers

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Marvin L. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Attorney
26 years experience
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Jeffrey Michael Haber
(212) 209-1005Free Consultation
New York, NY Securities Law Lawyer
28 years experience
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Ryan Cook
(800) 259-9010Free Consultation
Securities Lawyer
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Jason Humble
(800) 259-9010
Securities Lawyer
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Jenice Malecki
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New York, NY Securities Law Attorney. 25 years experience
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Jeffrey Michael Haber
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New York, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
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I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Adam Julien Gana
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New York, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
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Mary Madeline Roberts
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New York, NY Securities Law Lawyer. 1 year experience
(212) 859-5071 43 West 43rd Street, Ste. 182
 New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Ekaterina Mouratova
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New York, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
 New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Kirk G. Smith
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
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Mark J. Astarita
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New York, NY Securities Law Attorney. 35 years experience
(212) 509-6544 100 Park Avenue
#1600
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
 Verona, NJ 07044
(561) 989-9080 2255 Glades Rd
#300e
 Boca Raton, FL 33431
Gregory A. Frank
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New York, NY Securities Law Lawyer.
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Marc Fitapelli
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New York, NY Securities Law Lawyer.
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
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Manuel G.R. Rivera
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New York, NY Securities Law Attorney. 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
 New York, NY 10103
Securities
Harvard Law School and Yale University
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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
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Mary Grace White
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
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Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
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Raoul Duggal
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New York, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
 New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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John G. Rich
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New York, NY Securities Law Attorney. 35 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
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John Tollefsen
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New York, NY Securities Law Attorney. 42 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
 New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
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John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
 Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
 Portland, OR 97204
Daniel E. Katz
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New York, NY Securities Law Lawyer. 35 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
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Frank Xu
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New York, NY Securities Law Attorney. 10 years experience
(212) 488-2580 40 Wall Street
Suite 3301
 New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Robert J. Moses
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New York, NY Securities Law Lawyer. 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
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Samuel B. Edwards
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New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
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Stuart David Meissner
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New York, NY Securities Law Lawyer. 28 years experience
(212) 764-3100 54 W. 40th Street
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
 Nyack, NY 10960
David W. Schmidt
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New York, NY Securities Law Attorney. 39 years experience
(888) 847-2529 14 Wall St
#6B
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
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David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
 Cranford, NJ 07016
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Brian J. Neville
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
23 years experience
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Tanya C. Edwards
(212) 618-1330Free Consultation
Securities Lawyer
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Tanya C. Edwards
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center and University of Houston Law Center
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Joseph Andrew Gershman
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New York, NY Securities Law Lawyer. 20 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
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Jay P. Saltzman
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New York, NY Securities Law Attorney. 22 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
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Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Marvin L. Frank
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New York, NY Securities Law Attorney. 26 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Mary Grace White
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New York, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
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Robert A. Kantas
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New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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William S. Shepherd
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
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Jonathan Kurta
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New York, NY Securities Law Attorney. 9 years experience
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
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Brian J. Neville
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
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Mark Zafrin
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New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
 New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
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Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
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Kirk G. Smith
(212) 618-1330Free Consultation
Securities Lawyer
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Samuel B. Edwards
(212) 618-1330Free Consultation
Securities Lawyer
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Nyarumba Nota Esq
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New York, NY Securities Law Lawyer. 17 years experience
(646) 808-0750 11 Broadway, Ste 615
 New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
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I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Robert R. Miller
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New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
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Asher Hawkins
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New York, NY Securities Law Attorney. 2 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
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Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Barry R. Lax
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New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
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Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
David I. Wax
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New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
Fordham University School of Law and University of Michigan Law School
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David Miller
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New York, NY Securities Law Lawyer. 7 years experience
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
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Ross B. Intelisano
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New York, NY Securities Law Attorney. 22 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
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Gerard Romski
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New York, NY Securities Law Lawyer. 30 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
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Ronald H. Thrash
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New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer. 11 years experience
(212) 577-6677 111 Broadway
Suite 1305
 New York, NY 10006
Securities, Broker Fraud, Criminal and Health Care
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My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
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Asher Hawkins
(800) 497-8076
New York, NY Securities Law Attorney
2 years experience
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Jay P. Saltzman
(800) 497-8076
New York, NY Securities Law Attorney
22 years experience
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