Brooklyn Securities Lawyers

Securities law regulates investment products like stocks and bonds through rules such as disclosure requirements, prohibitions against fraud and market manipulation, requirements for initial public offerings, and regulations for brokers and investment advisers.

Compare 1000+ top rated New York attorneys serving Brooklyn.
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Marvin L. Frank
PREMIUM
Marvin L. Frank
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Experienced & Esteemed Securities Attorney! Skilled Advocacy!
I provide exceptional legal representation for antitrust and securities law matters. I am dedicated to aggressive representation for your legal needs! Visit my website for case results and call for a free consultation. Read More »
Jaimie F. Dockray
PREMIUM
Jaimie F. Dockray
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Jaimie F. Dockray
Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!
I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
Gregory A. Frank
PREMIUM
Gregory A. Frank
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!
I have been advocating for the rights and interests of my clients for 25 years. I am committed to providing exceptional service and legal representation! Call for a free consultation! Visit my website for case results. Read More »
Adam J. Weinstein
PREMIUM
Adam J. Weinstein
Securities Lawyer Serving Brooklyn, NY
Experienced & Successful Securities Law Attorney! Exceptional Representation!
I am an experienced and aggressive securities law attorney. My practice is dedicated to all aspects of securities and commercial litigation. Visit my website to see case verdicts and reviews, or call for a consultation. Read More »
Meyer Y. Silber
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Meyer Y. Silber
Brooklyn, NY Securities Law Lawyer with 28 years of experience
(212) 765-4567 2361 Nostrand Ave.
5th Floor
Brooklyn, NY 11210
Securities, Business and IP
Benjamin N. Cardozo School of Law
Andrew John Entwistle
Brooklyn, NY Securities Law Attorney with 40 years of experience
(212) 894-7200 280 E 26th St
Brooklyn, NY 11226
Securities, Administrative, Antitrust and Appeals
Syracuse University College of Law
Carlos Christopher Murillo
Brooklyn, NY Securities Law Attorney with 19 years of experience
405 Leonard St
Brooklyn, NY 11222
Securities, Antitrust, Business and International
New York University School of Law
Frederic Daniel Leventhal
BROOKLYN, NY Securities Law Attorney
(718) 928-9922 140 8TH AVE
APT 6R
BROOKLYN, NY 11215
Securities and Business
University of California, Berkeley School of Law
Brenda C. Karickhoff
Brooklyn, NY Securities Law Lawyer with 38 years of experience
(212) 484-6576 8016 14th Ave
Brooklyn, NY 11228
Securities
University of Virginia School of Law
Mark Arnot
BROOKLYN, NY Securities Law Lawyer with 15 years of experience
(646) 736-7535 308 ECKFORD ST
APT 3G
BROOKLYN, NY 11222
Securities, Bankruptcy, Business and Entertainment & Sports
Ibrahim Sajalieu Bah
Brooklyn, NY Securities Law Lawyer with 18 years of experience
(917) 674-3556 3315 Nostrand Ave
Brooklyn, NY 11229
Securities, Administrative and Business
Kaitlin T. Farrell
Brooklyn, NY Securities Law Attorney with 13 years of experience
(718) 254-6072 271 Cadman Plz E
Brooklyn, NY 11202
Securities, Bankruptcy, Business and Criminal
The University of Texas School of Law
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney with 33 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Employment and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Mark J. Astarita
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Mark J. Astarita
New York, NY Securities Law Attorney with 43 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 24 states, have written legal columns for a number of industry publications, been a...
Joseph A. Gershman
PREMIUM
Joseph A. Gershman
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Joseph A. Gershman
Skilled & Dedicated Legal Representation for Your Complex Security Law Matters!
I am an experienced and knowledgeable securities law attorney. I am committed to aggressive representation for all of your litigation and arbitration needs! Visit my website for case results, call for a consultation. Read More »
Jessica Murzyn
PREMIUM
Jessica Murzyn
Securities Lawyer Serving Brooklyn, NY
10.0Justia Lawyer Rating for Jessica Murzyn
Experienced and Determined Legal Representation in Securities Law! Call Now!
I am a skilled and dedicated securities law attorney. I provide exceptional legal advice and advocacy for those with securities law needs. Visit my website for more information and case results. Call for a consultation. Read More »
Marc Fitapelli
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Marc Fitapelli
New York, NY Securities Law Lawyer with 18 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Jonathan Kurta
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Jonathan Kurta
New York, NY Securities Law Attorney with 17 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Jacqueline Candella
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Jacqueline Candella
New York, NY Securities Law Lawyer with 1 year of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
Brandon S. Schwartz
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Brandon S. Schwartz
New York, NY Securities Law Lawyer with 7 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
Nuo Jia Li
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Nuo Jia Li
(925) 433-1461 99 Wall Street
3488
New York, NY 10005
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Lawyer with 10 years of experience
Securities, Business, Health Care and IP
University of Detroit Mercy School of Law and University of Windsor
Lois has experience in handling legal matters in the USA, Canada, China and European Union. She is licensed in New York and Michigan along with Ontario, Canada. This vast breadth of experience and knowledge covers most domestic and international work required in modern business contracts. Speaking native English and Mandarin Chinese has proven useful in resolving the business cultural and conflicting legal systems between The United States and China when designing business agreements. Lois specializes in StartUps, Contracts, Merger and Acquisition, Securities, Cryptocurrency, SaaS, Tax Planning, IP Laws. Lois can provide direct answers to what documents are needed to start...
Jonathan T. Savella
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Jonathan T. Savella
New York, NY Securities Law Attorney with 13 years of experience
(646) 801-2184 40 Exchange Pl
#1800
New York, NY 10005
Securities, Appeals, Criminal and White Collar Crime
Brooklyn Law School
I am Jonathan Savella, a defense attorney based in Manhattan, with over a decade of experience in federal and state litigation. I represent individuals in criminal and regulatory investigations, trials, and appeals.
Umar Farooq
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Umar Farooq
New York, NY Securities Law Lawyer with 17 years of experience
(800) 897-0255 28 Liberty Street
6th Floord
New York, NY 10005
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
Elevate Your Legal Experience SWIFT RESPONSES, ALWAYS Say goodbye to the days of waiting for days or even weeks for a simple response. Our dedicated team of legal experts is committed to providing lightning-fast replies, ensuring your queries and concerns are addressed promptly. RAPID TURNAROUNDS, GUARANTEED Imagine having your legal documents prepared, reviewed, and finalized in record time. With our cutting-edge approach, we’re rewriting the rulebook on turnaround times. We thrive on challenges and deadlines, delivering comprehensive legal solutions without compromising on quality. UNPARALLELED PRECISION Faster doesn’t mean sloppy. Our seasoned legal professionals are masters of their craft, meticulously crafting and reviewing every detail with unwavering...
Robert Van de Veire
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Robert Van de Veire
New York, NY Securities Law Lawyer
(212) 658-1852 28 Liberty St 30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
St. John's University School of Law
Adam Schreck
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Adam Schreck
New York, NY Securities Law Attorney
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jacob H. Zamansky
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Jacob H. Zamansky
(212) 742-1414 50 Broadway, 32nd Fl
New York, NY 10004
New York, NY Securities Law Attorney with 43 years of experience
Securities and Employment
The George Washington University Law School and Temple University
Securities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors. Jake Zamansky founded Zamansky LLC which represents those with UBS YES strategy losses and other types of investment fraud. We help harmed investors obtain settlements, and assist with arbitration. We fight to ensure you receive full compensation for your investment losses.
Brian J. Neville
PREMIUM
Brian J. Neville
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Successful & Experienced Attorney! Dedicated Representation!
I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
Barry R. Lax
PREMIUM
Barry R. Lax
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!
I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
Jeffrey Paul Saxon
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Jeffrey Paul Saxon
New York, NY Securities Law Attorney with 17 years of experience
(212) 203-9300 28 Liberty Street, 30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Insurance Claims and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Felix Shipkevich
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Felix Shipkevich
New York, NY Securities Law Attorney with 21 years of experience
(888) 433-8444 65 Broadway Suite 508
New York, NY 10006
Securities and Bankruptcy
Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...
Thomas Wyckoff
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Thomas Wyckoff
New York, NY Securities Law Attorney with 33 years of experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
David C. Casagrande
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David C. Casagrande
New York, NY Securities Law Lawyer
111 John St
#1100
New York, NY 10038
Free ConsultationSecurities and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Jordan J. Levine
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Jordan J. Levine
New York, NY Securities Law Lawyer with 8 years of experience
(212) 235-6421 17 State Street
34th Floor
New York, NY 10004
Securities, Business, IP and Real Estate
Seton Hall University School of Law
Jordan centers his practice on complex corporate and business transactions, both domestic and international. He serves clients ranging from start-ups and emerging growth companies to multi-national entities in mergers and acquisitions, corporate formations, corporate financing, private equity, securities issuances and corporate governance.
Anthony C. Varbero
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Anthony C. Varbero
New York, NY Securities Law Attorney
111 John St
#1100
New York, NY 10038
Securities and Stockbroker Fraud
Brooklyn Law School
Clem G. Turner
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Clem G. Turner
New York, NY Securities Law Attorney with 27 years of experience
(646) 393-4701 110 Wall Street
11th Floor
New York, NY 10005
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
Anna Rubin
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Anna Rubin
New York, NY Securities Law Attorney with 18 years of experience
(212) 804-7012 11 Broadway, Suite 814
New York, NY 10004
Securities, Criminal, DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
Michael Aures-Cavalieri
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Michael Aures-Cavalieri
New York, NY Securities Law Lawyer with 10 years of experience
(646) 530-3763 60 Wall Street
New York, NY 10005
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
John Joy
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John Joy
New York, NY Securities Law Lawyer
(212) 220-9760 26 Broadway
New York, NY 10004
Securities, Tax and White Collar Crime
John is a New York attorney who has worked for almost a decade on corporate crime and corruption cases around the globe. Before founding FTI Law, John worked at an elite international law firm in New York and London representing clients in multi-national investigations before the DOJ, SEC, FINRA, FCA & SFO. John is one of the few whistleblower attorneys with extensive experience working with Fortune 500 corporations who are the subject of whistleblower complaints. www.ftilaw.com
Sandra P. Lahens
PREMIUM
Sandra P. Lahens
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Dedicated, Skilled & Knowledgeable Securities Law Attorney!
I am an effective and successful securities law attorney. I am committed to quality legal service and representation for your securities law needs! Visit my website to see case results or call for a free consultation! Read More »
Asher Hawkins
PREMIUM
Asher Hawkins
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Knowledgeable & Dedicated Securities & Antitrust Attorney!
I am a knowledgeable and experienced securities and antitrust law attorney. I provide skilled representation for a wide range of legal matters. Visit my website for settlements and verdicts, call for a free consultation. Read More »
David A. Gehn
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David A. Gehn
New York, NY Securities Law Attorney
(212) 269-1400 120 Wall Street
New York, NY 10005
Securities, Criminal and Stockbroker Fraud
New York Law School
Avner Ben-Gera
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Avner Ben-Gera
New York, NY Securities Law Attorney with 25 years of experience
(212) 837-6366 One Battery Park Plaza
New York, NY 10004
Securities and Business
New York University School of Law
Abid Qureshi
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Abid Qureshi
New York, NY Securities Law Lawyer with 17 years of experience
125 Broad Street
New York, NY 10004-2498
Securities and Antitrust
Georgetown University Law Center
Aryeh Zuber
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Aryeh Zuber
New York, NY Securities Law Lawyer with 18 years of experience
(212) 558-7740 125 Broad Street
New York, NY 10004
Securities
Jason A. Richardson
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Jason A. Richardson
New York, NY Securities Law Attorney
14 Wall Street
20th Floor
New York, NY 10005
Securities and Stockbroker Fraud
Samir Shukurov
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Samir Shukurov
New York, NY Securities Law Lawyer
(929) 442-9707 55 Broadway, 10th Floor
New York, NY 10006
Securities
Robert L. Herskovits
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Robert L. Herskovits
(212) 897-5410 305 Broadway 7th Floor
New York, NY 10007
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Adam Gana
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Adam Gana
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationNew York, NY Securities Law Lawyer with 19 years of experience
Securities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Joseph James Raetzer
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Joseph James Raetzer
New York, NY Securities Law Lawyer with 18 years of experience
(212) 470-2347 430 Park Avenue
New York, NY 10022
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Iowa College of Law
I have 20+ years experience helping businesses complete deals and solve complex legal issues by providing critical legal analysis with proven deal management techniques. In 2004 I started working on Wall Street in Corporate M&A and Structured Finance. I have facilitated and closed hundreds of transactions from small transactions to large multi-billion dollar deals both domestic and international. The benefits of hiring my law firm for your business is threefold: 1. You get Accessible Biglaw Expertise 2. Your Business Problems are Solved in a Timely Manner 3. We Can Help Whether You Need 1 Lawyer or a Team of Lawyers CALL ME at (212) 470-2347 to...
Ross B. Intelisano
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Ross B. Intelisano
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 30 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Lax, Neville & Intelisano, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations. Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Robert R. Miller
PREMIUM
Robert R. Miller
Securities Lawyer Serving Brooklyn, NY
Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!
I provide exceptional legal representation for securities law matters. I strongly advocate for the rights and interests of those with securities law needs! Visit my website to see results, call for a free consultation. Read More »
Robert J. Grand
PREMIUM
Robert J. Grand
Securities Lawyer Serving Brooklyn, NY
New York Securities Law Attorney with 30 years of experience
Robert J. Grand is of counsel to Lax, Neville & Intelisano, LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other... Read More »
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